SW
Smallwood Wealth Investment Management, LLC 13F Portfolio Snapshot & Holdings (Q2 2026)
Smallwood Wealth Investment Management, LLCCIK: 0001921304
Diversified strategyMomentum followerSector-focused
Total reported value
$228.9M
Reporting period: 2026-06-30 · Number of holdings: 529
Smallwood Wealth Investment Management, LLC disclosed 529 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $228.9M and a quarterly turnover rate of 23.3%.
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Personality snowflake
- Concentration
- 31.85
- Portfolio Stability
- 23.28
- Momentum
- 100
- Sector conviction
- 66.19
- Diversification
- 100
- Sizing Uniformity
- 35.82
Smallwood Wealth Investment Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.080 — mathematically equivalent to about 13 equally-sized positions, well below its 529 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 6.42), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 27% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy DBEF
Trim ICE
-1.0% -$1.2M
Trim ITOT
+1.5% $8.3M
Trim VDE
+2.0% -$454.1K
Trim VOE
+1.6% $734.7K
Trim AAPL
-1.0% $1.5M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 529 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 24.95% | -0.76% | +1.50% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 5.75% | -0.40% | -0.99% | |
| 3 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 4.88% | -0.23% | -0.08% | |
| 4 | DBEF | Xtrackers Msci Eafe Hedged E | ETF-Other | 4.83% | +4.83% | NEW | |
| 5 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 3.90% | -0.42% | +1.63% | |
| 6 | FRDM | Freedom 100 Emeging Mrkt ETF | ETF-Other | 3.70% | +0.37% | +0.48% | |
| 7 | HELO | Jpmorgan Hedged Equity ETF | ETF-Other | 3.15% | +0.15% | +19.74% | |
| 8 | CGDV | Cap Group Dividend Value | ETF-Other | 3.04% | +0.13% | +8.65% | |
| 9 | PULS | Pgim Ultra Short Bond ETF | ETF-Other | 3.03% | +0.13% | +26.15% | |
| 10 | CGGO | Cap Group Global Growth | ETF-Other | 2.17% | +0.14% | +1.63% | |
| 11 | MMIT | Nyli Mackay Muni Intrm ETF | ETF-Other | 1.94% | -0.15% | +10.65% | |
| 12 | DWM | Wisdomtree International Equ | ETF-Other | 1.89% | -0.23% | +2.45% | |
| 13 | ICE | Intercontinental Exchange In | Stock-Financials | 1.82% | -1.01% | -0.98% | |
| 14 | VDE | Vanguard Energy ETF | ETF-Other | 1.53% | -0.55% | +2.00% | |
| 15 | AMJB | Alerian Mlp Etn2044 | ETF-Other | 1.41% | -0.26% | +1.55% | |
| 16 | PM | Philip Morris International | Stock-Consumer Staples | 1.25% | -0.14% | -0.56% | |
| 17 | NVDA | Nvidia CORP | Stock-Tech | 1.20% | -0.05% | +1.35% | |
| 18 | GUNR | Flexshares Global Upstream N | ETF-Other | 1.12% | -0.38% | +1.19% | |
| 19 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.12% | +0.03% | +0.35% | |
| 20 | RZV | Invesco S&p Smallcap 600 Pur | ETF-Other | 1.09% | +0.05% | +6.14% | |
| 21 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 1.09% | -0.06% | +3.76% | |
| 22 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 1.04% | -0.01% | +20.13% | |
| 23 | RWR | Ss Spdr Dow Jones Reit ETF | ETF-Other | 0.87% | -0.04% | +3.37% | |
| 24 | MUB | Ishares National Muni Bond E | ETF-Other | 0.82% | -0.18% | -1.51% | |
| 25 | MSFT | Microsoft CORP | Stock-Tech | 0.80% | -0.17% | -0.73% | |
| 26 | XOM | Exxon Mobil CORP | Stock-Energy | 0.75% | -0.37% | +0.63% | |
| 27 | IBM | Intl Business Machines CORP | Stock-Tech | 0.72% | -0.02% | — | |
| 28 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.66% | -0.06% | -0.39% | |
| 29 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.63% | -0.04% | +13.93% | |
| 30 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.53% | -0.11% | -1.13% | |
| 31 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.49% | -0.04% | -1.62% | |
| 32 | CAT | Caterpillar Inc | Stock-Industrials | 0.48% | +0.10% | — | |
| 33 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.44% | -0.01% | +2.80% | |
| 34 | KLAC | Kla CORP | Stock-Tech | 0.40% | +0.40% | NEW | |
| 35 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.37% | +0.27% | +246.77% | |
| 36 | CVX | Chevron CORP | Stock-Energy | 0.31% | -0.15% | -0.05% | |
| 37 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.29% | -0.03% | -0.69% | |
| 38 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.28% | -0.03% | -0.57% | |
| 39 | ABBV | Abbvie Inc | Stock-Healthcare | 0.27% | -0.02% | -0.36% | |
| 40 | AVGO | Broadcom Inc | Stock-Tech | 0.27% | -0.05% | -14.73% | |
| 41 | HD | Home Depot Inc | Stock-Consumer Disc | 0.27% | -0.04% | -0.23% | |
| 42 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 0.27% | -0.05% | — | |
| 43 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.27% | -0.04% | — | |
| 44 | NJR | New Jersey Resources CORP | Stock-Utilities | 0.26% | -0.05% | +0.13% | |
| 45 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.24% | +0.24% | NEW | |
| 46 | PGNY | Progyny Inc | Stock-Other | 0.23% | +0.02% | -20.52% | |
| 47 | NFLX | Netflix Inc | Stock-Comm Services | 0.23% | -0.15% | -0.93% | |
| 48 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.22% | -0.05% | -0.47% | |
| 49 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.22% | — | +0.06% | |
| 50 | MRVL | Marvell Technology Inc | Stock-Tech | 0.22% | +0.13% | +0.90% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+2.8%
Performance Last 4 Quarters
+20.4%
- Stdev
- +10.6%
- Beta
- +0.79
- Alpha
- +2.1%
- Max Drawdown
- -5.4%
- Annualized Perf
- +18.8%
- Batting Avg vs S&P
- +38.9%
- Sortino
- +3.43
- Stutzer
- +0.49
- Treynor
- +0.23
- Sterling
- +1.3
- Calmar
- +3.48
- Information Ratio
- -0.53
- Tracking Error
- +4%
- Stdev Down
- +5.2%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +32.3%
- Worst 12 Months
- +10.8%
- Efficiency Ratio
- +0.66
- Sharpe
- +1.69
- Stdev Sectors
- +10.9%
- Skewness
- -0.2
- Kurtosis
- -0.34
- Upside Potential
- +5
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 529 | $228.9M | 23 | ||
| 2026 Q1 | 527 | $189.7M | 9 | ||
| 2025 Q4 | 521 | $191.0M | 9 | ||
| 2025 Q3 | 530 | $196.3M | 14 | ||
| 2025 Q2 | 568 | $175.3M | 13 | ||
| 2025 Q1 | 505 | $158.8M | 0 | ||
| 2024 Q4 | 80 | $146.6M | 0 | ||
| 2024 Q3 | 70 | $140.2M | 0 | ||
| 2024 Q2 | 67 | $129.5M | 0 | ||
| 2024 Q1 | 67 | $129.0M | 0 | ||
| 2023 Q4 | 65 | $120.8M | 0 | ||
| 2023 Q3 | 62 | $109.9M | 0 | ||
| 2023 Q2 | 63 | $112.2M | 0 | ||
| 2023 Q1 | 60 | $105.6M | 0 | ||
| 2022 Q4 | 75 | $118.2M | 0 | ||
| 2022 Q3 | 74 | $111.3M | 0 | ||
| 2022 Q2 | 61 | $98.7M | 0 | ||
| 2022 Q1 | 56 | $105.8M | 0 | ||
| 2021 Q4 | 54 | $107.4M | 0 |
Holding changes this quarter
Smallwood Wealth Investment Management, LLC's most significant position changes for 2026-06-30: New buy: Xtrackers Msci Eafe Hedged E (DBEF); New buy: Kla CORP (KLAC); New buy: Ft Vest Lad Buffervetf-usd I (BUFR); New buy: Innovator International Deve (IJAN); New buy: First Trust Global Tactical (FTGC).
Showing top 200 changes by size (of 557 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DBEF | Xtrackers Msci Eafe Hedged E | +4.8% | NEW | New buy |
| 2 | KLAC | Kla CORP | +0.4% | NEW | New buy |
| 3 | FRDM | Freedom 100 Emeging Mrkt ETF | +0.4% | +0.48% | Add |
| 4 | LLY | Eli Lilly & Co | +0.3% | +246.77% | Add |
| 5 | BUFR | Ft Vest Lad Buffervetf-usd I | +0.2% | NEW | New buy |
| 6 | IJAN | Innovator International Deve | +0.2% | NEW | New buy |
| 7 | HELO | Jpmorgan Hedged Equity ETF | +0.2% | +19.74% | Add |
| 8 | CGGO | Cap Group Global Growth | +0.1% | +1.63% | Add |
| 9 | MU | Micron Technology Inc | +0.1% | +1.41% | Add |
| 10 | FTGC | First Trust Global Tactical | +0.1% | NEW | New buy |
| 11 | PULS | Pgim Ultra Short Bond ETF | +0.1% | +26.15% | Add |
| 12 | CGDV | Cap Group Dividend Value | +0.1% | +8.65% | Add |
| 13 | MRVL | Marvell Technology Inc | +0.1% | +0.90% | Add |
| 14 | MRSK | Toews Agility Shares Managed | +0.1% | NEW | New buy |
| 15 | DFAC | Dimensional US Core Equity 2 | +0.1% | NEW | New buy |
| 16 | CAT | Caterpillar Inc | +0.1% | — | Unchanged |
| 17 | TFC | Truist Financial CORP | +0.1% | NEW | New buy |
| 18 | EJUL | Innovator Emerging Markets P | +0.1% | NEW | New buy |
| 19 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | +125.00% | Add |
| 20 | GLW | Corning Inc | +0.1% | +13.69% | Add |
| 21 | RZV | Invesco S&p Smallcap 600 Pur | +0.1% | +6.14% | Add |
| 22 | GBTC | Grayscale Bitcoin Trust ETF | +0.1% | +284.63% | Add |
| 23 | IGLD | Ft Vest Gold Strategy Target | +0.1% | NEW | New buy |
| 24 | DELL | Dell Technologies -c | 0% | -3.85% | Trim |
| 25 | INTC | Intel CORP | 0% | +0.10% | Add |
| 26 | GOOG | Alphabet Inc-cl C | 0% | +0.35% | Add |
| 27 | AMGN | Amgen Inc | 0% | +33.94% | Add |
| 28 | AMD | Advanced Micro Devices | 0% | — | Unchanged |
| 29 | LRCX | Lam Research CORP | 0% | — | Unchanged |
| 30 | NMZ | Nuveen Muni Hi Inc Opport | 0% | NEW | New buy |
| 31 | ✓ | 0% | NEW | New buy | |
| 32 | FSSL | Fs Specialty Lending Fund | 0% | NEW | New buy |
| 33 | PGNY | Progyny Inc | 0% | -20.52% | Trim |
| 34 | MS | Morgan Stanley | 0% | +4.42% | Add |
| 35 | CSCO | Cisco Systems Inc | 0% | — | Unchanged |
| 36 | AMAT | Applied Materials Inc | 0% | — | Unchanged |
| 37 | XLK | Ss Technology Select Sector | 0% | — | Unchanged |
| 38 | ALAB | Astera Labs Inc | 0% | — | Unchanged |
| 39 | SHOP | Shopify Inc - Class A | 0% | +51.65% | Add |
| 40 | V | Visa Inc-class A Shares | 0% | +18.51% | Add |
| 41 | GEV | GE Vernova Inc | 0% | — | Unchanged |
| 42 | CPRX | Catalyst Pharmaceuticals Inc | 0% | — | Unchanged |
| 43 | GOOGL | Alphabet Inc-cl A | 0% | — | Unchanged |
| 44 | UNH | Unitedhealth Group Inc | 0% | — | Unchanged |
| 45 | CVS | Cvs Health CORP | 0% | — | Unchanged |
| 46 | UAL | United Airlines Holdings Inc | 0% | — | Unchanged |
| 47 | MDB | Mongodb Inc | 0% | NEW | New buy |
| 48 | GLDB | Idx Alternative Fiat ETF | 0% | NEW | New buy |
| 49 | CMI | Cummins Inc | 0% | — | Unchanged |
| 50 | GE | General Electric | 0% | — | Unchanged |
1–50 of 200
Filing History
FAQ
What is Smallwood Wealth Investment Management, LLC and what type of investor is it?
Smallwood Wealth Investment Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $228.9M, spread across 529 disclosed positions.
What are Smallwood Wealth Investment Management, LLC's largest equity positions?
Based on the latest 13F filing, Smallwood Wealth Investment Management, LLC's top holdings by market value are:
1. Ishares Core S&p Total U.s. (ITOT) — $57.1M (24.9%)
2. Apple Inc (AAPL) — $13.2M (5.8%)
3. Vanguard Total Stock Mkt ETF (VTI) — $11.2M (4.9%)
4. Xtrackers Msci Eafe Hedged E (DBEF) — $11.1M (4.8%)
5. Vanguard Mid-cap Value ETF (VOE) — $8.9M (3.9%)
What changes did Smallwood Wealth Investment Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Smallwood Wealth Investment Management, LLC made 125 notable position adjustments: 17 new positions were initiated, 49 existing holdings were added to, 41 positions were partially reduced, and 18 were completely exited. The largest of these moves: New buy: Xtrackers Msci Eafe Hedged E (DBEF); New buy: Kla CORP (KLAC); New buy: Ft Vest Lad Buffervetf-usd I (BUFR); New buy: Innovator International Deve (IJAN); New buy: First Trust Global Tactical (FTGC)
What sectors does Smallwood Wealth Investment Management, LLC focus on?
Smallwood Wealth Investment Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 41.3%
• Financials: 13.9%
• Consumer Staples: 10.5%
• Communication Services: 8.4%
• Health Care: 7.4%
• Industrials: 5.2%
Investment Profile
Smallwood Wealth Investment Management, LLC returned an annualized 18.8% over the trailing 36 months — outperforming the S&P 500 by 2.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.79 (less volatile than the market) and a 39% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 41.3% of the portfolio concentrated in Information Technology.
It has added to its FRDM position over the past two quarters (+$2.5M, now $8.5M), while trimming ICE over the same stretch (-$1.4M, still holding $4.2M).
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