CIK: 0001921304
Total reported value
$189.7M
Reporting period: 2026-03-31 · Number of holdings: 527
Smallwood Wealth Investment Management, LLC disclosed 527 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $189.7M and a quarterly turnover rate of 8.7%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "S"
Smallwood Wealth Investment Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.083 — mathematically equivalent to about 12 equally-sized positions, well below its 527 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 6.54), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 22% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim ITOT
-0.9% -$2.6M
Add VDE
+0.2% $1.1M
Add PULS
+19.0% $871.1K
Trim AAPL
-1.0% -$955.1K
Add XOM
-0.5% $609.3K
Trim MSFT
-1.8% -$604.6K
Showing top 200 holdings (of 527 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 25.71% | -1.20% | -0.94% | |
| 2 | AAPL | Apple INC | Stock-Tech | 6.15% | -0.45% | -0.99% | |
| 3 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 5.11% | -0.17% | +0.34% | |
| 4 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 4.32% | +0.18% | -0.36% | |
| 5 | FRDM | Freedom 100 Emeging Mrkt ETF | ETF-Other | 3.33% | +0.20% | -0.67% | |
| 6 | HELO | Jpmorgan Hedged Equity ETF | ETF-Other | 3.00% | +0.12% | +7.71% | |
| 7 | CGDV | Cap Group Dividend Value | ETF-Other | 2.91% | +0.08% | +4.79% | |
| 8 | PULS | Pgim Ultra Short Bond ETF | ETF-Other | 2.90% | +0.48% | +19.03% | |
| 9 | ICE | Intercontinental Exchange In | Stock-Financials | 2.83% | -0.09% | -1.12% | |
| 10 | DWM | Wisdomtree International Equ | ETF-Other | 2.12% | +0.05% | +0.39% | |
| 11 | MMIT | Nyli Mackay Muni Intrm ETF | ETF-Other | 2.09% | — | +1.46% | |
| 12 | VDE | Vanguard Energy ETF | ETF-Other | 2.08% | +0.58% | +0.24% | |
| 13 | CGGO | Cap Group Global Growth | ETF-Other | 2.03% | -0.07% | -0.29% | |
| 14 | AMJB | Alerian Mlp Etn2044 | ETF-Other | 1.67% | +0.23% | -0.19% | |
| 15 | GUNR | Flexshares Global Upstream N | ETF-Other | 1.49% | +0.20% | -5.35% | |
| 16 | PM | Philip Morris International | Stock-Consumer Staples | 1.39% | +0.05% | -0.01% | |
| 17 | NVDA | Nvidia CORP | Stock-Tech | 1.25% | -0.07% | — | |
| 18 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 1.15% | +0.08% | +11.16% | |
| 19 | XOM | Exxon Mobil CORP | Stock-Energy | 1.12% | +0.33% | -0.47% | |
| 20 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.09% | -0.10% | — | |
| 21 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 1.05% | +0.09% | +8.45% | |
| 22 | RZV | Invesco S&p Smallcap 600 Pur | ETF-Other | 1.04% | +0.08% | +2.30% | |
| 23 | MUB | Ishares National Muni Bond E | ETF-Other | 1.00% | — | -0.67% | |
| 24 | MSFT | Microsoft CORP | Stock-Tech | 0.97% | -0.31% | -1.77% | |
| 25 | RWR | Ss Spdr Dow Jones Reit ETF | ETF-Other | 0.91% | -0.03% | -6.37% | |
| 26 | IBM | Intl Business Machines CORP | Stock-Tech | 0.74% | -0.16% | — | |
| 27 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.72% | — | -0.29% | |
| 28 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.67% | — | +0.88% | |
| 29 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.64% | — | -1.23% | |
| 30 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.53% | — | +1.09% | |
| 31 | CVX | Chevron CORP | Stock-Energy | 0.46% | +0.12% | — | |
| 32 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.45% | -0.04% | +0.62% | |
| 33 | CAT | Caterpillar INC | Stock-Industrials | 0.38% | +0.07% | — | |
| 34 | NFLX | Netflix INC | Stock-Comm Services | 0.38% | — | -1.31% | |
| 35 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 0.32% | — | — | |
| 36 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.32% | — | +1.74% | |
| 37 | AVGO | Broadcom INC | Stock-Tech | 0.32% | -0.03% | +0.26% | |
| 38 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.31% | +0.05% | — | |
| 39 | NJR | New Jersey Resources CORP | Stock-Utilities | 0.31% | +0.05% | +0.16% | |
| 40 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.31% | — | -4.84% | |
| 41 | HD | Home Depot INC | Stock-Consumer Disc | 0.31% | — | — | |
| 42 | BR | Broadridge Financial Solutio | Stock-Tech | 0.29% | -0.15% | -10.68% | |
| 43 | ABBV | Abbvie INC | Stock-Healthcare | 0.29% | — | +1.62% | |
| 44 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.27% | -0.06% | -3.18% | |
| 45 | T | At&t INC | Stock-Comm Services | 0.26% | +0.04% | — | |
| 46 | PEG | Public Service Enterprise Gp | Stock-Utilities | 0.23% | — | -1.27% | |
| 47 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.22% | — | — | |
| 48 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.21% | — | — | |
| 49 | JPIB | Jpmorgan Intl Bnd ETF | ETF-Other | 0.21% | — | +2.09% | |
| 50 | PGNY | Progyny INC | Stock-Other | 0.21% | -0.11% | -0.85% |
Performance for Q3 2026
+4%
Performance Last 4 Quarters
+22.6%
Based on 81% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 527 | $189.7M | 9 | |
| 2025-12-31 | 521 | $191.0M | 9 | |
| 2025-09-30 | 530 | $196.3M | 14 | |
| 2025-06-30 | 568 | $175.3M | 13 | |
| 2025-03-31 | 505 | $158.8M | 0 | |
| 2024-12-31 | 80 | $146.6M | 0 | |
| 2024-09-30 | 70 | $140.2M | 0 | |
| 2024-06-30 | 67 | $129.5M | 0 | |
| 2024-03-31 | 67 | $129.0M | 0 | |
| 2023-12-31 | 65 | $120.8M | 0 | |
| 2023-09-30 | 62 | $109.9M | 0 | |
| 2023-06-30 | 63 | $112.2M | 0 | |
| 2023-03-31 | 60 | $105.6M | 0 | |
| 2022-12-31 | 75 | $118.2M | 0 | |
| 2022-09-30 | 74 | $111.3M | 0 | |
| 2022-06-30 | 61 | $98.7M | 0 | |
| 2022-03-31 | 56 | $105.8M | 0 | |
| 2021-12-31 | 54 | $107.4M | 0 |
Smallwood Wealth Investment Management, LLC's most significant position changes for 2026-03-31: New buy: Fidelity Total Bond ETF (FBND); New buy: Dimensional Short Duration (DFSD); New buy: Vanguard Russell 1000 Growth (VONG); Sold out: Nuveen S&p 500 Buy-wr INC (XBXMX); Trim: Ishares Core S&p Total U.s. (ITOT) — shares -0.94%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VDE | Vanguard Energy ETF | +0.6% | +0.24% | Add |
| 2 | PULS | Pgim Ultra Short Bond ETF | +0.5% | +19.03% | Add |
| 3 | XOM | Exxon Mobil CORP | +0.3% | -0.47% | Trim |
| 4 | AMJB | Alerian Mlp Etn2044 | +0.2% | -0.19% | Trim |
| 5 | FRDM | Freedom 100 Emeging Mrkt ETF | +0.2% | -0.67% | Trim |
| 6 | GUNR | Flexshares Global Upstream N | +0.2% | -5.35% | Trim |
| 7 | VOE | Vanguard Mid-cap Value ETF | +0.2% | -0.36% | Trim |
| 8 | CVX | Chevron CORP | +0.1% | — | Unchanged |
| 9 | HELO | Jpmorgan Hedged Equity ETF | +0.1% | +7.71% | Add |
| 10 | JCPB | Jpmorgan Core Plus Bond ETF | +0.1% | +8.45% | Add |
| 11 | RZV | Invesco S&p Smallcap 600 Pur | +0.1% | +2.30% | Add |
| 12 | JEPQ | JPM Nasdaq Equity Premium | +0.1% | +11.16% | Add |
| 13 | CGDV | Cap Group Dividend Value | +0.1% | +4.79% | Add |
| 14 | CAT | Caterpillar INC | +0.1% | — | Unchanged |
| 15 | NJR | New Jersey Resources CORP | +0.1% | +0.16% | Add |
| 16 | JNJ | Johnson & Johnson | +0.1% | — | Unchanged |
| 17 | DWM | Wisdomtree International Equ | +0.1% | +0.39% | Add |
| 18 | PM | Philip Morris International | +0.1% | -0.01% | Trim |
| 19 | T | At&t INC | 0% | — | Unchanged |
| 20 | MU | Micron Technology INC | 0% | +54.35% | Add |
| 21 | XSSPX | Nuveen S&p 500 Dynam Overwr | 0% | +748.52% | Add |
| 22 | DFAI | Dimensional International Co | 0% | +130.63% | Add |
| 23 | AVGO | Broadcom INC | 0% | +0.26% | Add |
| 24 | RWR | Ss Spdr Dow Jones Reit ETF | 0% | -6.37% | Trim |
| 25 | FSK | Fs Kkr Capital CORP | 0% | — | Unchanged |
| 26 | AMZN | Amazon.com INC | 0% | +0.62% | Add |
| 27 | FSCO | Fs Credit Opportunities CORP | 0% | — | Unchanged |
| 28 | AXP | American Express Co | -0.1% | -25.17% | Trim |
| 29 | FBTC | Fidelity Wise Origin Bitcoin | -0.1% | -1.98% | Trim |
| 30 | GOOGL | Alphabet Inc-cl A | -0.1% | -22.77% | Trim |
| 31 | DIS | Walt Disney Co/the | -0.1% | -3.18% | Trim |
| 32 | NVDA | Nvidia CORP | -0.1% | — | Unchanged |
| 33 | CGGO | Cap Group Global Growth | -0.1% | -0.29% | Trim |
| 34 | PLTR | Palantir Technologies Inc-a | -0.1% | -16.19% | Trim |
| 35 | IEFA | Ishares Core Msci Eafe ETF | -0.1% | -76.08% | Trim |
| 36 | ORCL | Oracle CORP | -0.1% | +0.08% | Add |
| 37 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | -0.1% | -29.13% | Trim |
| 38 | ICE | Intercontinental Exchange In | -0.1% | -1.12% | Trim |
| 39 | GOOG | Alphabet Inc-cl C | -0.1% | — | Unchanged |
| 40 | PGNY | Progyny INC | -0.1% | -0.85% | Trim |
| 41 | BR | Broadridge Financial Solutio | -0.2% | -10.68% | Trim |
| 42 | IBM | Intl Business Machines CORP | -0.2% | — | Unchanged |
| 43 | VTI | Vanguard Total Stock Mkt ETF | -0.2% | +0.34% | Add |
| 44 | MSFT | Microsoft CORP | -0.3% | -1.77% | Trim |
| 45 | AAPL | Apple INC | -0.5% | -0.99% | Trim |
| 46 | ITOT | Ishares Core S&p Total U.s. | -1.2% | -0.94% | Trim |
| 47 | FBND | Fidelity Total Bond ETF | — | NEW | New buy |
| 48 | DFSD | Dimensional Short Duration | — | NEW | New buy |
| 49 | VONG | Vanguard Russell 1000 Growth | — | NEW | New buy |
| 50 | XBXMX | Nuveen S&p 500 Buy-wr INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-22 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-23 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-17 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-10-03 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-25 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-17 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-16 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-26 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-25 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-23 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-31 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-17 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-25 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-14 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-14 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-08 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-21 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-04-05 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0001926753
Total reported value
$189.7M
31 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001954832
Total reported value
$189.8M
79 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001055977
Total reported value
$189.8M
75 stks
2016-06-30
Stale — no recent filing
AUM within 0.0% of this institution
Institutions with overlapping top holdings
CIK 0001404652
Total reported value
$1.7B
461 stks
2026-03-31
3 of the top 5 holdings overlap, including Ishares Core S&p Total U.s.
CIK 0001803662
Total reported value
$508.7M
281 stks
2026-03-31
3 of the top 5 holdings overlap, including Vanguard Total Stock Mkt ETF
CIK 0002110060
Total reported value
$101.5M
86 stks
2026-03-31
3 of the top 5 holdings overlap, including Ishares Core S&p Total U.s.