13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001921304
Total reported value
$228.9M
$228.9M
530 檔
39.9%
The Q3 2025 SEC filing reveals that Smallwood Wealth Investment Management, LLC held a total portfolio value of $228.9M, covering 530 public equity positions.
In Q3 2025, Smallwood Wealth Investment Management, LLC displayed an active expansion posture, initiating 3 new positions and adding to 30 existing holdings, outstripping position reductions.
Showing top 200 holdings (of 530 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 27.73% | -0.76% | +3.53% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 6.09% | -0.40% | +0.41% | |
| 3 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 5.51% | -0.23% | +0.19% | |
| 4 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 4.18% | -0.42% | +3.63% | |
| 5 | ICE | Intercontinental Exchange In | Stock-Financials | 2.96% | -1.01% | -0.25% | |
| 6 | FRDM | Freedom 100 Emeging Mrkt ETF | ETF-Other | 2.78% | +0.37% | +3.78% | |
| 7 | PULS | Pgim Ultra Short Bond ETF | ETF-Other | 2.62% | +0.13% | +10.09% | |
| 8 | CGDV | Cap Group Dividend Value | ETF-Other | 2.55% | +0.13% | +3.15% | |
| 9 | HELO | Jpmorgan Hedged Equity ETF | ETF-Other | 2.46% | +0.15% | +40.23% | |
| 10 | CGGO | Cap Group Global Growth | ETF-Other | 2.12% | +0.14% | +4.16% | |
| 11 | DWM | Wisdomtree International Equ | ETF-Other | 2.05% | -0.23% | +4.06% | |
| 12 | MMIT | Nyli Mackay Muni Intrm ETF | ETF-Other | 1.64% | -0.15% | +20.97% | |
| 13 | VDE | Vanguard Energy ETF | ETF-Other | 1.46% | -0.55% | +6.09% | |
| 14 | AMJB | Alerian Mlp Etn2044 | ETF-Other | 1.43% | -0.26% | +5.31% | |
| 15 | MSFT | Microsoft CORP | Stock-Tech | 1.34% | -0.17% | -0.78% | |
| 16 | PM | Philip Morris International | Stock-Consumer Staples | 1.32% | -0.14% | -0.08% | |
| 17 | NVDA | Nvidia CORP | Stock-Tech | 1.30% | -0.05% | +1.12% | |
| 18 | GUNR | Flexshares Global Upstream N | ETF-Other | 1.29% | -0.38% | +3.79% | |
| 19 | MUB | Ishares National Muni Bond E | ETF-Other | 1.24% | -0.18% | -11.42% | |
| 20 | RWR | Ss Spdr Dow Jones Reit ETF | ETF-Other | 0.97% | -0.04% | +3.79% | |
| 21 | RZV | Invesco S&p Smallcap 600 Pur | ETF-Other | 0.93% | +0.05% | +13.22% | |
| 22 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.90% | +0.03% | -0.01% | |
| 23 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 0.85% | -0.01% | +72.31% | |
| 24 | IBM | Intl Business Machines CORP | Stock-Tech | 0.84% | -0.02% | — | |
| 25 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 0.81% | -0.06% | +46.33% | |
| 26 | XOM | Exxon Mobil CORP | Stock-Energy | 0.73% | -0.37% | +0.09% | |
| 27 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.69% | -0.04% | — | |
| 28 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.69% | -0.06% | — | |
| 29 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.67% | -0.11% | -0.06% | |
| 30 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.58% | -0.04% | +22.72% | |
| 31 | SPY | State Street SPDR S&P 500 ETF Trust | ETF-Large Cap & Growth | 0.54% | — | — | |
| 32 | NFLX | Netflix Inc | Stock-Comm Services | 0.50% | -0.15% | +4.60% | |
| 33 | BR | Broadridge Financial Solutio | Stock-Tech | 0.46% | -0.10% | +0.16% | |
| 34 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.45% | -0.01% | +1.49% | |
| 35 | PEG | Public Service Enterprise Gp | Stock-Utilities | 0.40% | -0.04% | — | |
| 36 | ORCL | Oracle CORP | Stock-Tech | 0.37% | -0.05% | +0.31% | |
| 37 | HD | Home Depot Inc | Stock-Consumer Disc | 0.36% | -0.04% | -0.68% | |
| 38 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 0.34% | -0.05% | -0.38% | |
| 39 | CVX | Chevron CORP | Stock-Energy | 0.34% | -0.15% | -0.12% | |
| 40 | ✓ | Broadridge Finl Solutions In | Stock-Other | 0.33% | — | — | |
| 41 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.33% | -0.05% | +0.54% | |
| 42 | AVGO | Broadcom Inc | Stock-Tech | 0.32% | -0.05% | +0.52% | |
| 43 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.32% | -0.03% | +0.25% | |
| 44 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.31% | -0.03% | — | |
| 45 | PGNY | Progyny Inc | Stock-Other | 0.30% | +0.02% | — | |
| 46 | ABBV | Abbvie Inc | Stock-Healthcare | 0.29% | -0.02% | -0.04% | |
| 47 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 0.27% | -0.03% | — | |
| 48 | FBTC | Fidelity Wise Origin Bitcoin | ETF-Crypto | 0.26% | -0.04% | — | |
| 49 | NJR | New Jersey Resources CORP | Stock-Utilities | 0.26% | -0.05% | +0.15% | |
| 50 | CAT | Caterpillar Inc | Stock-Industrials | 0.25% | +0.10% | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | +0.6% | +0.41% | Add |
| 2 | HELO | Jpmorgan Hedged Equity ETF | +0.6% | +40.23% | Add |
| 3 | JCPB | Jpmorgan Core Plus Bond ETF | +0.3% | +72.31% | Add |
| 4 | JEPQ | JPM Nasdaq Equity Premium | +0.2% | +46.33% | Add |
| 5 | GOOG | Alphabet Inc-cl C | +0.2% | -0.01% | Trim |
| 6 | MMIT | Nyli Mackay Muni Intrm ETF | +0.2% | +20.97% | Add |
| 7 | RZV | Invesco S&p Smallcap 600 Pur | +0.1% | +13.22% | Add |
| 8 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | +126.70% | Add |
| 9 | NVDA | Nvidia CORP | +0.1% | +1.12% | Add |
| 10 | JEPI | Jpmorgan Equity Premium Inco | +0.1% | +22.72% | Add |
| 11 | ORCL | Oracle CORP | +0.1% | +0.31% | Add |
| 12 | FRDM | Freedom 100 Emeging Mrkt ETF | 0% | +3.78% | Add |
| 13 | PLTR | Palantir Technologies Inc-a | 0% | — | Unchanged |
| 14 | ABBV | Abbvie Inc | 0% | -0.04% | Trim |
| 15 | JPIB | Jpmorgan Intl Bnd ETF | 0% | +35.94% | Add |
| 16 | TSLA | Tesla Inc | 0% | +48.15% | Add |
| 17 | AVGO | Broadcom Inc | 0% | +0.52% | Add |
| 18 | CAT | Caterpillar Inc | 0% | — | Unchanged |
| 19 | UAL | United Airlines Holdings Inc | 0% | +50.00% | Add |
| 20 | GOOGL | Alphabet Inc-cl A | 0% | +2.21% | Add |
| 21 | GUNR | Flexshares Global Upstream N | 0% | +3.79% | Add |
| 22 | JNJ | Johnson & Johnson | 0% | -3.47% | Trim |
| 23 | WPM | Wheaton Precious Metals CORP | 0% | — | Unchanged |
| 24 | VDE | Vanguard Energy ETF | — | +6.09% | Add |
| 25 | HD | Home Depot Inc | 0% | -0.68% | Trim |
| 26 | JPM | Jpmorgan Chase & Co | 0% | +0.25% | Add |
| 27 | CVX | Chevron CORP | 0% | -0.12% | Trim |
| 28 | CGGO | Cap Group Global Growth | 0% | +4.16% | Add |
| 29 | RWR | Ss Spdr Dow Jones Reit ETF | 0% | +3.79% | Add |
| 30 | VOO | Vanguard S&p 500 ETF | 0% | — | Unchanged |
| 31 | PULS | Pgim Ultra Short Bond ETF | 0% | +10.09% | Add |
| 32 | SCHF | Schwab Intl Equity ETF | 0% | — | Unchanged |
| 33 | CGDV | Cap Group Dividend Value | -0.1% | +3.15% | Add |
| 34 | XOM | Exxon Mobil CORP | -0.1% | +0.09% | Add |
| 35 | DWM | Wisdomtree International Equ | -0.1% | +4.06% | Add |
| 36 | FSK | Fs Kkr Capital CORP | -0.1% | — | Unchanged |
| 37 | MDLZ | Mondelez International Inc-a | -0.1% | -0.38% | Trim |
| 38 | VOE | Vanguard Mid-cap Value ETF | -0.1% | +3.63% | Add |
| 39 | ITOT | Ishares Core S&p Total U.s. | -0.1% | +3.53% | Add |
| 40 | NFLX | Netflix Inc | -0.1% | +4.60% | Add |
| 41 | MSFT | Microsoft CORP | -0.1% | -0.78% | Trim |
| 42 | AMJB | Alerian Mlp Etn2044 | -0.1% | +5.31% | Add |
| 43 | IBM | Intl Business Machines CORP | -0.1% | — | Unchanged |
| 44 | VTI | Vanguard Total Stock Mkt ETF | -0.2% | +0.19% | Add |
| 45 | MUB | Ishares National Muni Bond E | -0.3% | -11.42% | Trim |
| 46 | PM | Philip Morris International | -0.3% | -0.08% | Trim |
| 47 | ICE | Intercontinental Exchange In | -0.7% | -0.25% | Trim |
| 48 | SPY | State Street SPDR S&P 500 ETF Trust | — | NEW | New buy |
| 49 | ✓ | Broadridge Finl Solutions In | — | NEW | New buy |
| 50 | PGNY | Progyny Inc | — | NEW | New buy |
According to official SEC Form 13F filings, Smallwood Wealth Investment Management, LLC reported a total U.S. public equity portfolio value of $228.9M across 530 disclosed positions in Q3 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including ITOT, AAPL, VTI) accounted for 39.9% of total reported equity market value during Q3 2025.
Top New Position Initiated
SPY
市值: $1.1M
Top Position Liquidated / Trimmed
ICE
前期市值: $6.3M
During Q3 2025, Smallwood Wealth Investment Management, LLC's top holdings by market value included ITOT (27.7%)、AAPL (6.1%)、VTI (5.5%). The largest single position, ITOT, represented 27.7% of total portfolio value.
In Q3 2025, Smallwood Wealth Investment Management, LLC made 43 total portfolio adjustments, initiating 3 new buys, adding to 30 positions, trimming 10 holdings, and fully liquidating 0 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.