CIK: 0001143565
Total reported value
$979.9M
Reporting period: 2026-03-31 · Number of holdings: 229
RATIONAL ADVISORS, INC. disclosed 229 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $979.9M and a quarterly turnover rate of 50.5%.
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Rational Advisors, INC.'s disclosed holdings carry a Herfindahl concentration index of 0.036 — mathematically equivalent to about 27 equally-sized positions, well below its 229 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.36), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 28% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
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Add NTSX
+100.7% $33.9M
Trim IVV
-22.1% -$11.9M
Add WFC 7.5 PERP L
+100.0% $9.5M
Add BAB
+201.4% $7.7M
Add IEFA
+33.2% $5.5M
Trim ARES 6.75 10-01-27 B
-54.9% -$5.4M
Showing top 179 holdings (of 229 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 7.29% | +7.29% | NEW | |
| 2 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 7.28% | — | -0.07% | |
| 3 | BND | Vanguard Total Bond Market | ETF-Other | 7.28% | — | -0.21% | |
| 4 | NTSX | Wisdomtree US Efficient Core | ETF-Other | 7.08% | +3.45% | +100.68% | |
| 5 | MLPX | Global X Mlp & Energy Infras | ETF-Other | 5.08% | +0.22% | -14.08% | |
| 6 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 4.55% | — | +3.43% | |
| 7 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 4.32% | — | -4.60% | |
| 8 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 3.87% | — | -1.25% | |
| 9 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.52% | -1.23% | -22.12% | |
| 10 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 3.09% | +0.28% | +11.38% | |
| 11 | SCHH | Schwab US Reit ETF | ETF-Other | 2.67% | -0.49% | -17.46% | |
| 12 | PFFD | Global X US Preferred ETF | ETF-Other | 2.35% | +0.32% | +19.08% | |
| 13 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 2.18% | +0.56% | +33.20% | |
| 14 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 2.13% | — | +4.60% | |
| 15 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 1.99% | +1.99% | NEW | |
| 16 | WFC 7.5 PERP L | Wells Fargo & Company | Stock-Financials | 1.98% | +0.96% | +100.00% | |
| 17 | DFCF | Dimensional Core Fixed INC | ETF-Other | 1.59% | — | -0.55% | |
| 18 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 1.51% | — | +0.11% | |
| 19 | BAB | Invesco Taxable Municipal Bo | ETF-Other | 1.19% | +0.79% | +201.39% | |
| 20 | NEE 7.234 11-01-27 | Nextera Energy INC | Stock-Utilities | 1.08% | — | +5.35% | |
| 21 | PPL 2.875 03-15-28 | Ppl Capital Funding INC | Stock-Utilities | 1.07% | +0.26% | +24.06% | |
| 22 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.05% | +0.30% | +47.57% | |
| 23 | GPN 1.5 03-01-31 | Global Payments INC | Stock-Industrials | 1.02% | — | +6.86% | |
| 24 | WEC 4.375 06-01-29 | Wec Energy Group INC | Stock-Utilities | 1.00% | +1.00% | NEW | |
| 25 | UBER 0.875 12-01-28 2028 | Uber Technologies INC | Stock-Industrials | 1.00% | — | +34.16% | |
| 26 | ON 0.5 03-01-29 | On Semiconductor CORP | Stock-Tech | 0.99% | — | — | |
| 27 | BAC 7.25 PERP L | Bank Of America CORP | Stock-Financials | 0.98% | — | — | |
| 28 | ETSY 0.25 06-15-28 | Etsy INC | Stock-Consumer Disc | 0.95% | +0.22% | +29.73% | |
| 29 | MTH 1.75 05-15-28 | Meritage Homes CORP | Stock-Consumer Disc | 0.89% | — | +20.68% | |
| 30 | WELL | Welltower INC | Stock-Real Estate | 0.87% | +0.47% | +111.43% | |
| 31 | WMT | Walmart INC | Stock-Consumer Staples | 0.83% | +0.41% | +88.72% | |
| 32 | SCYB | Schwab High Yield Bond ETF | ETF-High Yield | 0.80% | +0.80% | NEW | |
| 33 | BA 6 10-15-27 | Boeing Co/the | Stock-Industrials | 0.64% | +0.64% | NEW | |
| 34 | HPE 7.625 09-01-27 | Hp Enterprise Co | Stock-Tech | 0.59% | — | +0.45% | |
| 35 | NVDA | Nvidia CORP | Stock-Tech | 0.54% | +0.24% | +91.77% | |
| 36 | AAPL | Apple INC | Stock-Tech | 0.53% | — | +5.58% | |
| 37 | DKNG 0 03-15-28 | Draftkings Holdings INC | Stock-Consumer Disc | 0.53% | — | — | |
| 38 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.50% | -0.26% | -27.82% | |
| 39 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.50% | — | -5.29% | |
| 40 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.45% | +0.23% | +83.97% | |
| 41 | MSFT | Microsoft CORP | Stock-Tech | 0.42% | — | -8.79% | |
| 42 | MCHP 7.5 03-15-28 | Microchip Technology INC | Stock-Tech | 0.40% | — | -24.11% | |
| 43 | ITT | Itt INC | Stock-Industrials | 0.39% | — | +1.50% | |
| 44 | VMBS | Vanguard Mortgage-backed Sec | ETF-Other | 0.39% | +0.39% | NEW | |
| 45 | DDOG 0 12-01-29 | Datadog INC | Stock-Tech | 0.38% | — | +80.47% | |
| 46 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.32% | — | +35.01% | |
| 47 | SO 4.5 06-15-27 | Southern Co | Stock-Utilities | 0.32% | +0.32% | NEW | |
| 48 | HALO 0.25 03-01-27 | Halozyme Therapeutics In | Stock-Healthcare | 0.31% | — | +21.72% | |
| 49 | FOUR 0.5 08-01-27 | Shift4 Payments INC | Stock-Tech | 0.31% | — | -25.43% | |
| 50 | NFLX | Netflix INC | Stock-Comm Services | 0.30% | — | +0.33% |
Performance for Q3 2026
+0.9%
Performance Last 4 Quarters
+10%
Based on 76% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q1 | 229 | $979.9M | 50 | ||
| 2025 Q4 | 229 | $976.5M | 18 | ||
| 2025 Q3 | 240 | $1.0B | 31 | ||
| 2025 Q2 | 234 | $1.0B | 0 | ||
| 2025 Q1 | 131 | $990.9M | 100 | ||
| 2024 Q4 | 116 | $1.0B | 0 | ||
| 2024 Q3 | 180 | $1.0B | 0 | ||
| 2024 Q2 | 204 | $1.0B | 0 | ||
| 2024 Q1 | 227 | $1.1B | 0 | ||
| 2023 Q4 | 439 | $3.7B | 0 | ||
| 2023 Q3 | 311 | $1.1B | 0 | ||
| 2023 Q2 | 340 | $1.2B | 0 | ||
| 2023 Q1 | 312 | $1.2B | 0 | ||
| 2022 Q4 | 293 | $1.2B | 0 | ||
| 2022 Q3 | 294 | $1.3B | 0 | ||
| 2022 Q2 | 294 | $1.4B | 0 | ||
| 2022 Q1 | 298 | $1.7B | 0 | ||
| 2021 Q4 | 207 | $1.6B | 0 | ||
| 2021 Q3 | 207 | $1.3B | 0 | ||
| 2021 Q2 | 141 | $847.8M | 100 | ||
| 2021 Q1 | 195 | $541.2M | 69 | ||
| 2020 Q4 | 229 | $372.7M | 91 | ||
| 2020 Q3 | 792 | $233.4M | 66 | ||
| 2020 Q2 | 629 | $193.2M | 97 | ||
| 2020 Q1 | 193 | $137.0M | 100 | ||
| 2019 Q4 | 708 | $213.1M | 100 | ||
| 2019 Q3 | 790 | $258.2M | 97 | ||
| 2019 Q2 | 811 | $281.9M | 100 | ||
| 2019 Q1 | 763 | $369.7M | 100 | ||
| 2018 Q4 | 732 | $320.2M | 100 | ||
| 2018 Q3 | 747 | $418.0M | 100 | ||
| 2018 Q2 | 785 | $212.9M | 83 | ||
| 2018 Q1 | 774 | $211.9M | 98 | ||
| 2017 Q4 | 366 | $193.0M | 91 | ||
| 2017 Q3 | 416 | $186.9M | 68 | ||
| 2017 Q2 | 401 | $160.5M | 83 | ||
| 2017 Q1 | 329 | $152.2M | 100 | ||
| 2016 Q4 | 235 | $104.8M | 97 | ||
| 2016 Q3 | 347 | $151.9M | 100 | ||
| 2016 Q2 | 247 | $144.1M | 81 | ||
| 2016 Q1 | 257 | $152.5M | 100 | ||
| 2015 Q3 | 490 | $247.5M | 55 | ||
| 2015 Q2 | 498 | $310.9M | 52 | ||
| 2015 Q1 | 493 | $413.2M | 50 | ||
| 2014 Q4 | 548 | $504.4M | 100 | ||
| 2013 Q4 | 864 | $1.2B | 41 | ||
| 2013 Q3 | 889 | $1.3B | 38 | ||
| 2013 Q2 | 893 | $1.2B | 46 |
Rational Advisors, INC.'s most significant position changes for 2026-03-31: Sold out: Ss Spdr P Agg Bond ETF (SPAB); New buy: Schwab US Aggregate Bond ETF (SCHZ); Sold out: Ss Spdr P High Yield ETF (SPHY); New buy: Vanguard Int-term Corporate (VCIT); Sold out: Schwab 5-10 Year Corporate B (SCHI).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | NTSX | Wisdomtree US Efficient Core | +3.5% | +100.68% | Add |
| 2 | WFC 7.5 PERP L | Wells Fargo & Company | +1% | +100.00% | Add |
| 3 | BAB | Invesco Taxable Municipal Bo | +0.8% | +201.39% | Add |
| 4 | IEFA | Ishares Core Msci Eafe ETF | +0.6% | +33.20% | Add |
| 5 | WELL | Welltower INC | +0.5% | +111.43% | Add |
| 6 | WMT | Walmart INC | +0.4% | +88.72% | Add |
| 7 | PFFD | Global X US Preferred ETF | +0.3% | +19.08% | Add |
| 8 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.3% | +47.57% | Add |
| 9 | JEPI | Jpmorgan Equity Premium Inco | +0.3% | +11.38% | Add |
| 10 | PPL 2.875 03-15-28 | Ppl Capital Funding INC | +0.3% | +24.06% | Add |
| 11 | NVDA | Nvidia CORP | +0.2% | +91.77% | Add |
| 12 | TSM | Taiwan Semiconductor-sp Adr | +0.2% | +83.97% | Add |
| 13 | MLPX | Global X Mlp & Energy Infras | +0.2% | -14.08% | Trim |
| 14 | ETSY 0.25 06-15-28 | Etsy INC | +0.2% | +29.73% | Add |
| 15 | AXP | American Express Co | -0.2% | -96.39% | Trim |
| 16 | GOOGL | Alphabet Inc-cl A | -0.3% | -27.82% | Trim |
| 17 | ATI | Ati INC | -0.3% | -79.34% | Trim |
| 18 | INTU | Intuit INC | -0.3% | -97.99% | Trim |
| 19 | META | Meta Platforms Inc-class A | -0.3% | -74.66% | Trim |
| 20 | TDG | Transdigm Group INC | -0.4% | -99.42% | Trim |
| 21 | SCHH | Schwab US Reit ETF | -0.5% | -17.46% | Trim |
| 22 | KKR 6.25 03-01-28 D | Kkr & Co INC | -0.5% | -53.59% | Trim |
| 23 | ARES 6.75 10-01-27 B | Ares Management CORP | -0.6% | -54.87% | Trim |
| 24 | IVV | Ishares Core S&p 500 ETF | -1.2% | -22.12% | Trim |
| 25 | SPAB | Ss Spdr P Agg Bond ETF | — | EXIT | Sold out |
| 26 | SCHZ | Schwab US Aggregate Bond ETF | — | NEW | New buy |
| 27 | SPHY | Ss Spdr P High Yield ETF | — | EXIT | Sold out |
| 28 | VCIT | Vanguard Int-term Corporate | — | NEW | New buy |
| 29 | SCHI | Schwab 5-10 Year Corporate B | — | EXIT | Sold out |
| 30 | WEC 4.375 06-01-29 | Wec Energy Group INC | — | NEW | New buy |
| 31 | VTR 3.75 06-01-26 | Ventas Realty LP | — | EXIT | Sold out |
| 32 | AWK 3.625 06-15-26 | American Water Capital C | — | EXIT | Sold out |
| 33 | SCYB | Schwab High Yield Bond ETF | — | NEW | New buy |
| 34 | MBB | Ishares Mbs ETF | — | EXIT | Sold out |
| 35 | LNT 3.875 03-15-26 | Alliant Energy CORP | — | EXIT | Sold out |
| 36 | BA 6 10-15-27 | Boeing Co/the | — | NEW | New buy |
| 37 | F 0 03-15-26 | Ford Motor Company | — | EXIT | Sold out |
| 38 | CCL1EUR | Carnival CORP LTD | — | EXIT | Sold out |
| 39 | OKTA 0.375 06-15-26 | Okta INC | — | EXIT | Sold out |
| 40 | VMBS | Vanguard Mortgage-backed Sec | — | NEW | New buy |
| 41 | MOG-A | Moog Inc-class A | — | EXIT | Sold out |
| 42 | SO 4.5 06-15-27 | Southern Co | — | NEW | New buy |
| 43 | CFG | Citizens Financial Group | — | EXIT | Sold out |
| 44 | TJX | Tjx Companies INC | — | EXIT | Sold out |
| 45 | LNG | Cheniere Energy INC | — | NEW | New buy |
| 46 | KKR | Kkr & Co INC | — | EXIT | Sold out |
| 47 | PRO 2.25 09-15-27 | Pros Holdings INC | — | EXIT | Sold out |
| 48 | SCHW | Schwab (charles) CORP | — | EXIT | Sold out |
| 49 | GH 0 11-15-27 | Guardant Health INC | — | NEW | New buy |
| 50 | APO 6.75 07-31-26 | Apollo Global Management | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026 Q1 | 2026-05-07 | 13F-HR | View on EDGAR |
| 2025 Q4 | 2026-02-10 | 13F-HR | View on EDGAR |
| 2025 Q3 | 2025-11-12 | 13F-HR | View on EDGAR |
| 2025 Q2 | 2025-07-31 | 13F-HR | View on EDGAR |
| 2025 Q1 | 2025-05-01 | 13F-HR | View on EDGAR |
| 2024 Q4 | 2025-01-31 | 13F-HR | View on EDGAR |
| 2024 Q3 | 2024-10-30 | 13F-HR | View on EDGAR |
| 2024 Q2 | 2024-07-25 | 13F-HR | View on EDGAR |
| 2024 Q1 | 2024-04-23 | 13F-HR | View on EDGAR |
| 2023 Q4 | 2024-02-14 | 13F-HR | View on EDGAR |
| 2023 Q4 | 2024-02-14 | Amendment | View on EDGAR |
| 2023 Q3 | 2023-11-09 | 13F-HR | View on EDGAR |
| 2023 Q2 | 2023-08-08 | 13F-HR | View on EDGAR |
| 2023 Q1 | 2023-05-12 | 13F-HR | View on EDGAR |
| 2022 Q4 | 2023-02-13 | Amendment | View on EDGAR |
| 2022 Q4 | 2023-02-07 | 13F-HR | View on EDGAR |
| 2022 Q3 | 2022-11-08 | 13F-HR | View on EDGAR |
| 2022 Q2 | 2022-08-09 | 13F-HR | View on EDGAR |
| 2022 Q1 | 2022-05-10 | 13F-HR | View on EDGAR |
| 2021 Q4 | 2022-02-10 | 13F-HR | View on EDGAR |
| 2021 Q3 | 2021-11-09 | 13F-HR | View on EDGAR |
| 2021 Q2 | 2021-08-06 | 13F-HR | View on EDGAR |
| 2021 Q1 | 2021-05-10 | 13F-HR | View on EDGAR |
| 2020 Q4 | 2021-02-05 | 13F-HR | View on EDGAR |
| 2020 Q3 | 2020-11-12 | 13F-HR | View on EDGAR |
| 2020 Q2 | 2020-08-10 | 13F-HR | View on EDGAR |
| 2020 Q1 | 2020-05-12 | 13F-HR | View on EDGAR |
| 2019 Q4 | 2020-02-06 | 13F-HR | View on EDGAR |
| 2019 Q3 | 2019-11-06 | 13F-HR | View on EDGAR |
| 2019 Q2 | 2019-08-08 | 13F-HR | View on EDGAR |
| 2019 Q1 | 2019-05-08 | 13F-HR | View on EDGAR |
| 2018 Q4 | 2019-02-07 | 13F-HR | View on EDGAR |
| 2018 Q3 | 2018-11-08 | 13F-HR | View on EDGAR |
| 2018 Q2 | 2018-08-07 | 13F-HR | View on EDGAR |
| 2018 Q1 | 2018-05-18 | 13F-HR | View on EDGAR |
| 2017 Q4 | 2018-02-08 | 13F-HR | View on EDGAR |
| 2017 Q3 | 2017-11-08 | 13F-HR | View on EDGAR |
| 2017 Q2 | 2017-08-02 | 13F-HR | View on EDGAR |
| 2017 Q1 | 2017-05-09 | 13F-HR | View on EDGAR |
| 2016 Q4 | 2017-02-08 | 13F-HR | View on EDGAR |
| 2016 Q3 | 2016-11-10 | 13F-HR | View on EDGAR |
| 2016 Q2 | 2016-08-10 | 13F-HR | View on EDGAR |
| 2016 Q1 | 2016-05-11 | 13F-HR | View on EDGAR |
| 2015 Q3 | 2015-11-04 | 13F-HR | View on EDGAR |
| 2015 Q2 | 2015-08-03 | 13F-HR | View on EDGAR |
| 2015 Q1 | 2015-05-04 | 13F-HR | View on EDGAR |
| 2014 Q4 | 2015-02-13 | 13F-HR | View on EDGAR |
| 2013 Q4 | 2015-02-17 | 13F-HR | View on EDGAR |
| 2013 Q3 | 2015-02-17 | 13F-HR | View on EDGAR |
| 2013 Q2 | 2015-02-17 | 13F-HR | View on EDGAR |
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