SB
Sheaff Brock Investment Advisors, LLC Historical SEC 13F Holdings & Archive (Q1 2025)
Sheaff Brock Investment Advisors, LLCCIK: 0001666789
Diversified strategyHigh-turnover traderContrarian
Total reported value
$1.1B
Reporting period: 2025-03-31 · Number of holdings: 461
Sheaff Brock Investment Advisors, LLC disclosed 461 holdings in its latest 13F filing for the period ending 2025-03-31, with total reported value of $1.1B and a quarterly turnover rate of 200.0%.
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Personality snowflake
- Concentration
- 8.69
- Portfolio Stability
- 100
- Momentum
- 0
- Sector conviction
- 91.55
- Diversification
- 100
- Sizing Uniformity
- 70.26
Sheaff Brock Investment Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.022 — mathematically equivalent to about 46 equally-sized positions, well below its 461 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.97), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 57% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy AAPL
New buy NVDA
New buy LLY
New buy MSFT
New buy AMZN
New buy IPDP
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 461 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 10.59% | +10.59% | NEW | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 6.70% | +6.70% | NEW | |
| 3 | LLY | Eli Lilly & Co | Stock-Healthcare | 2.36% | +2.36% | NEW | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 2.18% | +2.18% | NEW | |
| 5 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.88% | +1.88% | NEW | |
| 6 | IPDP | Dividend Performers ETF | ETF-Other | 1.77% | +1.77% | NEW | |
| 7 | IBM | Intl Business Machines CORP | Stock-Tech | 1.51% | +1.51% | NEW | |
| 8 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.45% | +1.45% | NEW | |
| 9 | ORCL | Oracle CORP | Stock-Tech | 1.41% | +1.41% | NEW | |
| 10 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.39% | +1.39% | NEW | |
| 11 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.17% | +1.17% | NEW | |
| 12 | ABBV | Abbvie Inc | Stock-Healthcare | 1.09% | +1.09% | NEW | |
| 13 | AVGO | Broadcom Inc | Stock-Tech | 1.06% | +1.06% | NEW | |
| 14 | KLAC | Kla CORP | Stock-Tech | 1.02% | +1.02% | NEW | |
| 15 | QCOM | Qualcomm Inc | Stock-Tech | 0.97% | +0.97% | NEW | |
| 16 | AXP | American Express Co | Stock-Financials | 0.97% | +0.97% | NEW | |
| 17 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 0.95% | +0.95% | NEW | |
| 18 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.94% | +0.94% | NEW | |
| 19 | HD | Home Depot Inc | Stock-Consumer Disc | 0.93% | +0.93% | NEW | |
| 20 | OKE | Oneok Inc | Stock-Energy | 0.93% | +0.93% | NEW | |
| 21 | IRM | Iron Mountain Inc | Stock-Real Estate | 0.88% | +0.88% | NEW | |
| 22 | PLD | Prologis Inc | Stock-Real Estate | 0.86% | +0.86% | NEW | |
| 23 | CSCO | Cisco Systems Inc | Stock-Tech | 0.83% | +0.83% | NEW | |
| 24 | PH | Parker Hannifin CORP | Stock-Industrials | 0.82% | +0.82% | NEW | |
| 25 | ACN | Accenture plc | Stock-Tech | 0.81% | +0.81% | NEW | |
| 26 | BKR | Baker Hughes Co | Stock-Energy | 0.80% | +0.80% | NEW | |
| 27 | CMI | Cummins Inc | Stock-Industrials | 0.80% | +0.80% | NEW | |
| 28 | ALSN | Allison Transmission Holding | Stock-Consumer Disc | 0.79% | +0.79% | NEW | |
| 29 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 0.78% | +0.78% | NEW | |
| 30 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.77% | +0.77% | NEW | |
| 31 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.76% | +0.76% | NEW | |
| 32 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.76% | +0.76% | NEW | |
| 33 | XOM | Exxon Mobil CORP | Stock-Energy | 0.76% | +0.76% | NEW | |
| 34 | V | Visa Inc-class A Shares | Stock-Financials | 0.75% | +0.75% | NEW | |
| 35 | NFLX | Netflix Inc | Stock-Comm Services | 0.74% | +0.74% | NEW | |
| 36 | INGR | Ingredion Inc | Stock-Consumer Staples | 0.73% | +0.73% | NEW | |
| 37 | TFC | Truist Financial CORP | Stock-Financials | 0.73% | +0.73% | NEW | |
| 38 | CME | Cme Group Inc | Stock-Financials | 0.73% | +0.73% | NEW | |
| 39 | ACT | Enact Holdings Inc | Stock-Other | 0.71% | +0.71% | NEW | |
| 40 | BR | Broadridge Financial Solutio | Stock-Tech | 0.71% | +0.71% | NEW | |
| 41 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.70% | +0.70% | NEW | |
| 42 | CI | THE Cigna Group | Stock-Healthcare | 0.69% | +0.69% | NEW | |
| 43 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.68% | +0.68% | NEW | |
| 44 | TXN | Texas Instruments Inc | Stock-Tech | 0.68% | +0.68% | NEW | |
| 45 | GL | Globe Life Inc | Stock-Financials | 0.65% | +0.65% | NEW | |
| 46 | PAG | Penske Automotive Group Inc | Stock-Consumer Disc | 0.65% | +0.65% | NEW | |
| 47 | HUBB | Hubbell Inc | Stock-Industrials | 0.65% | +0.65% | NEW | |
| 48 | R | Ryder System Inc | Stock-Industrials | 0.64% | +0.64% | NEW | |
| 49 | GD | General Dynamics CORP | Stock-Industrials | 0.63% | +0.63% | NEW | |
| 50 | DELL | Dell Technologies -c | Stock-Tech | 0.63% | +0.63% | NEW |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+1.8%
Performance Last 4 Quarters
+25.2%
- Stdev
- +13%
- Beta
- +0.98
- Alpha
- -0.5%
- Max Drawdown
- -9.8%
- Annualized Perf
- +20%
- Batting Avg vs S&P
- +47.2%
- Sortino
- +3.05
- Stutzer
- +0.43
- Treynor
- +0.19
- Sterling
- +1.23
- Calmar
- +2.03
- Information Ratio
- -0.31
- Tracking Error
- +2.7%
- Stdev Down
- +6.3%
- Winning Months %
- +58.3%
- Losing Months %
- +41.7%
- Best 12 Months
- +36.2%
- Worst 12 Months
- +7.2%
- Efficiency Ratio
- +0.62
- Sharpe
- +1.48
- Stdev Sectors
- +14.7%
- Skewness
- +0.01
- Kurtosis
- -0.13
- Upside Potential
- +4.61
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2025 Q1 | 461 | $1.1B | 100 | ||
| 2024 Q4 | 452 | $1.2B | 0 | ||
| 2024 Q3 | 455 | $1.1B | 0 | ||
| 2024 Q2 | 450 | $1.1B | 0 | ||
| 2024 Q1 | 509 | $1.6B | 0 | ||
| 2023 Q4 | 481 | $1.3B | 0 | ||
| 2023 Q3 | 459 | $1.1B | 0 | ||
| 2023 Q2 | 491 | $1.2B | 0 | ||
| 2023 Q1 | 516 | $1.1B | 0 | ||
| 2022 Q4 | 509 | $1.0B | 0 | ||
| 2022 Q3 | 496 | $930.9M | 0 | ||
| 2022 Q2 | 497 | $1.2B | 0 | ||
| 2022 Q1 | 536 | $1.4B | 0 | ||
| 2021 Q4 | 543 | $1.5B | 0 | ||
| 2021 Q3 | 549 | $1.4B | 0 | ||
| 2021 Q2 | 523 | $1.4B | 0 | ||
| 2021 Q1 | 501 | $1.3B | 0 | ||
| 2020 Q4 | 483 | $1.2B | 20 | ||
| 2020 Q3 | 463 | $1.1B | 19 | ||
| 2020 Q2 | 456 | $1.0B | 37 | ||
| 2020 Q1 | 414 | $755.9M | 37 | ||
| 2019 Q4 | 477 | $1.0B | 20 | ||
| 2019 Q3 | 466 | $924.4M | 17 | ||
| 2019 Q2 | 496 | $930.3M | 35 | ||
| 2019 Q1 | 513 | $821.9M | 32 | ||
| 2018 Q4 | 478 | $636.2M | 58 | ||
| 2018 Q3 | 529 | $1.1B | 16 | ||
| 2018 Q2 | 549 | $1.0B | 20 | ||
| 2018 Q1 | 557 | $966.3M | 43 | ||
| 2017 Q4 | 529 | $771.2M | 18 | ||
| 2017 Q3 | 567 | $761.1M | 24 | ||
| 2017 Q2 | 606 | $759.5M | 25 | ||
| 2017 Q1 | 603 | $769.0M | 24 | ||
| 2016 Q4 | 618 | $790.6M | 26 | ||
| 2016 Q3 | 701 | $749.2M | 22 | ||
| 2016 Q2 | 764 | $788.0M | 24 | ||
| 2016 Q1 | 797 | $814.4M | 31 | ||
| 2015 Q4 | 855 | $882.9M | 0 |
Holding changes this quarter
Sheaff Brock Investment Advisors, LLC's most significant position changes for 2025-03-31: New buy: Apple Inc (AAPL); New buy: Nvidia CORP (NVDA); New buy: Eli Lilly & Co (LLY); New buy: Microsoft CORP (MSFT); New buy: Amazon.com Inc (AMZN).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | — | NEW | New buy |
| 2 | NVDA | Nvidia CORP | — | NEW | New buy |
| 3 | LLY | Eli Lilly & Co | — | NEW | New buy |
| 4 | MSFT | Microsoft CORP | — | NEW | New buy |
| 5 | AMZN | Amazon.com Inc | — | NEW | New buy |
| 6 | IPDP | Dividend Performers ETF | — | NEW | New buy |
| 7 | IBM | Intl Business Machines CORP | — | NEW | New buy |
| 8 | QQQ | Invesco Qqq Trust Series 1 | — | NEW | New buy |
| 9 | ORCL | Oracle CORP | — | NEW | New buy |
| 10 | META | Meta Platforms Inc-class A | — | NEW | New buy |
| 11 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | NEW | New buy |
| 12 | ABBV | Abbvie Inc | — | NEW | New buy |
| 13 | AVGO | Broadcom Inc | — | NEW | New buy |
| 14 | KLAC | Kla CORP | — | NEW | New buy |
| 15 | QCOM | Qualcomm Inc | — | NEW | New buy |
| 16 | AXP | American Express Co | — | NEW | New buy |
| 17 | BRK-A | Berkshire Hathaway Inc-cl A | — | NEW | New buy |
| 18 | GOOGL | Alphabet Inc-cl A | — | NEW | New buy |
| 19 | HD | Home Depot Inc | — | NEW | New buy |
| 20 | OKE | Oneok Inc | — | NEW | New buy |
| 21 | IRM | Iron Mountain Inc | — | NEW | New buy |
| 22 | PLD | Prologis Inc | — | NEW | New buy |
| 23 | CSCO | Cisco Systems Inc | — | NEW | New buy |
| 24 | PH | Parker Hannifin CORP | — | NEW | New buy |
| 25 | ACN | Accenture plc | — | NEW | New buy |
| 26 | BKR | Baker Hughes Co | — | NEW | New buy |
| 27 | CMI | Cummins Inc | — | NEW | New buy |
| 28 | ALSN | Allison Transmission Holding | — | NEW | New buy |
| 29 | DIA | Ss Spdr Dow Jones Indus Avg | — | NEW | New buy |
| 30 | UNH | Unitedhealth Group Inc | — | NEW | New buy |
| 31 | PG | Procter & Gamble Co/the | — | NEW | New buy |
| 32 | MRK | Merck & Co. Inc. | — | NEW | New buy |
| 33 | XOM | Exxon Mobil CORP | — | NEW | New buy |
| 34 | V | Visa Inc-class A Shares | — | NEW | New buy |
| 35 | NFLX | Netflix Inc | — | NEW | New buy |
| 36 | INGR | Ingredion Inc | — | NEW | New buy |
| 37 | TFC | Truist Financial CORP | — | NEW | New buy |
| 38 | CME | Cme Group Inc | — | NEW | New buy |
| 39 | ACT | Enact Holdings Inc | — | NEW | New buy |
| 40 | BR | Broadridge Financial Solutio | — | NEW | New buy |
| 41 | JPM | Jpmorgan Chase & Co | — | NEW | New buy |
| 42 | CI | THE Cigna Group | — | NEW | New buy |
| 43 | JNJ | Johnson & Johnson | — | NEW | New buy |
| 44 | TXN | Texas Instruments Inc | — | NEW | New buy |
| 45 | GL | Globe Life Inc | — | NEW | New buy |
| 46 | PAG | Penske Automotive Group Inc | — | NEW | New buy |
| 47 | HUBB | Hubbell Inc | — | NEW | New buy |
| 48 | R | Ryder System Inc | — | NEW | New buy |
| 49 | GD | General Dynamics CORP | — | NEW | New buy |
| 50 | DELL | Dell Technologies -c | — | NEW | New buy |
Filing History
FAQ
What is Sheaff Brock Investment Advisors, LLC and what type of investor is it?
Sheaff Brock Investment Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2025-03-31), the firm manages a tracked equity portfolio valued at approximately $1.1B, spread across 461 disclosed positions.
What are Sheaff Brock Investment Advisors, LLC's largest equity positions?
Based on the latest 13F filing, Sheaff Brock Investment Advisors, LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $115.5M (10.6%)
2. Nvidia CORP (NVDA) — $73.0M (6.7%)
3. Eli Lilly & Co (LLY) — $25.7M (2.4%)
4. Microsoft CORP (MSFT) — $23.8M (2.2%)
5. Amazon.com Inc (AMZN) — $20.5M (1.9%)
What changes did Sheaff Brock Investment Advisors, LLC make in its most recent portfolio filing?
In the latest quarter, Sheaff Brock Investment Advisors, LLC was primarily adding exposure — initiating 50 new positions and adding to 0 existing holdings. The largest of these moves: New buy: Apple Inc (AAPL); New buy: Nvidia CORP (NVDA); New buy: Eli Lilly & Co (LLY); New buy: Microsoft CORP (MSFT); New buy: Amazon.com Inc (AMZN)
What sectors does Sheaff Brock Investment Advisors, LLC focus on?
Sheaff Brock Investment Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 51.3%
• Health Care: 13.1%
• Financials: 8.8%
• Consumer Discretionary: 8.0%
• Communication Services: 7.9%
• Consumer Staples: 5.1%
Investment Profile
Sheaff Brock Investment Advisors, LLC returned an annualized 20.0% over the trailing 36 months — underperforming the S&P 500 by 0.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.98 (roughly in line with the market) and a 47% quarterly batting average against the index.
Its portfolio is broadly diversified and fast-trading, with 51.3% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 100 over the past 4 quarters — a shift toward more active trading.
It has added to its IBM position over the past two quarters (+$13.0M, now $16.5M), while trimming LMT over the same stretch (-$9.8M, still holding $1.8M).
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