Rational Advisors, INC. — Q3 2020 13F Holdings

Name: Rational Advisors, INC. — 13F Holdings, Q3 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001143565

Total reported value

$979.9M

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Full holdings list this quarter

Showing top 200 holdings (of 613 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	13.07%	-1.23%	+85.10%
2	SPAB	Ss Spdr P Agg Bond ETF	ETF-Other	2.53%	-7.35%	EXIT
3	BND	Vanguard Total Bond Market	ETF-Other	2.53%	—	+115.08%
4	SCHZ	Schwab US Aggregate Bond ETF	ETF-Other	2.53%	+7.29%	NEW
5	AMZN	Amazon.com INC	Stock-Consumer Disc	1.81%	—	-3.66%
6	MBB	Ishares Mbs ETF	ETF-Other	1.81%	-0.80%	EXIT
7	HTRB	Hartford Ttl Rtrn Bnd ETF	ETF-Other	1.77%	—	+112.36%
8	QYLD	Global X Nasd 100 Cov Call	ETF-Other	1.77%	—	+101.98%
9	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	1.53%	—	+67.27%
10	HYLB	Xtrackers Usd High Yield Cor	ETF-High Yield	1.44%	—	+586.19%
11	JNJ	Johnson & Johnson	Stock-Healthcare	1.37%	—	-15.30%
12	MSFT	Microsoft CORP	Stock-Tech	1.30%	—	+32.42%
13	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	1.30%	+1.99%	NEW
14	BAC 7.25 PERP L	Bank Of America CORP	Stock-Financials	1.18%	—	+131.38%
15	AMT	American Tower CORP	Stock-Real Estate	1.15%	—	+14.53%
16	DPZ	Domino's Pizza INC	Stock-Consumer Disc	1.10%	—	-16.22%
17	PFFD	Global X US Preferred ETF	ETF-Other	1.02%	+0.32%	+87.15%
18	TDOC	Teladoc Health INC	Stock-Healthcare	1.01%	—	+24.97%
19	DOCU	Docusign INC	Stock-Tech	1.01%	—	+2.13%
20	BSX 5.5 06-01-23 A	Boston Scientific CORP	Stock-Healthcare	0.98%	—	+35.52%
21	NKE	Nike INC -cl B	Stock-Consumer Disc	0.96%	—	+18.62%
22	D 7.25 06-01-22 A	Dominion Energy INC	Stock-Utilities	0.94%	—	+71.23%
23	MA	Mastercard INC - A	Stock-Financials	0.94%	—	-25.90%
24	WFC 7.5 PERP L	Wells Fargo & Company	Stock-Financials	0.94%	+0.96%	+102.74%
25	NFLX	Netflix INC	Stock-Comm Services	0.93%	—	+21.07%
26	LULU	Lululemon Athletica INC	Stock-Consumer Disc	0.91%	—	+61.33%
27	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	0.87%	—	+12226.79%
28	ROKU	Roku INC	Stock-Comm Services	0.86%	—	+9.27%
29	META	Meta Platforms Inc-class A	Stock-Comm Services	0.86%	-0.34%	+40.92%
30	ZM	Zoom Communications INC	Stock-Tech	0.84%	—	+2.20%
31	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	0.84%	+0.56%	+77.37%
32	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.83%	—	+25.51%
33	RNG	Ringcentral Inc-class A	Stock-Tech	0.81%	—	+0.01%
34	NEE 4.872 09-01-22	Nextera Energy INC	Stock-Utilities	0.81%	—	—
35	SPOT	Spotify Technology S.A.	Stock-Comm Services	0.77%	—	+67.60%
36	BAB	Invesco Taxable Municipal Bo	ETF-Other	0.77%	+0.79%	+68.29%
37	AAPL	Apple INC	Stock-Tech	0.76%	—	+108.63%
38	SWK 5.25 11-15-22	Stanley Black & Decker I	Stock-Industrials	0.75%	—	+250.20%
39	JPM	Jpmorgan Chase & Co	Stock-Financials	0.75%	—	-7.50%
40	V	Visa Inc-class A Shares	Stock-Financials	0.73%	—	-34.18%
41	VZ	Verizon Communications INC	Stock-Comm Services	0.73%	—	-32.66%
42	T	At&t INC	Stock-Comm Services	0.71%	—	+14.67%
43	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.71%	—	-86.03%
44	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.66%	-0.26%	+281.82%
45	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	0.65%	—	—
46	PFE	Pfizer INC	Stock-Healthcare	0.65%	—	-0.23%
47	BAC	Bank Of America CORP	Stock-Financials	0.61%	—	-5.29%
48	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.60%	—	-36.26%
49	HD	Home Depot INC	Stock-Consumer Disc	0.59%	—	-23.18%
50	XYZ	Block INC	Stock-Financials	0.59%	—	+74.87%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Rational Advisors, INC. for the quarter ending Q3 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IVV	Ishares Core S&p 500 ETF	+5.2%	+85.10%	Add
2	HYLB	Xtrackers Usd High Yield Cor	+1.2%	+586.19%	Add
3	SPAB	Ss Spdr P Agg Bond ETF	+1.1%	+115.16%	Add
4	BND	Vanguard Total Bond Market	+1.1%	+115.08%	Add
5	SCHZ	Schwab US Aggregate Bond ETF	+1.1%	+115.38%	Add
6	BABA	Alibaba Group Holding-sp Adr	+0.9%	+12226.79%	Add
7	MBB	Ishares Mbs ETF	+0.8%	+117.49%	Add
8	HTRB	Hartford Ttl Rtrn Bnd ETF	+0.8%	+112.36%	Add
9	QYLD	Global X Nasd 100 Cov Call	+0.7%	+101.98%	Add
10	BAC 7.25 PERP L	Bank Of America CORP	+0.6%	+131.38%	Add
11	QQQ	Invesco Qqq Trust Series 1	+0.5%	+67.27%	Add
12	SWK 5.25 11-15-22	Stanley Black & Decker I	+0.5%	+250.20%	Add
13	GOOGL	Alphabet Inc-cl A	+0.5%	+281.82%	Add
14	MCD	Mcdonald's CORP	+0.4%	+3586.82%	Add
15	WFC 7.5 PERP L	Wells Fargo & Company	+0.4%	+102.74%	Add
16	PFFD	Global X US Preferred ETF	+0.4%	+87.15%	Add
17	LMT	Lockheed Martin CORP	+0.4%	+1614.97%	Add
18	SEDG	Solaredge Technologies INC	+0.4%	+137.73%	Add
19	XYZ	Block INC	+0.3%	+74.87%	Add
20	VCIT	Vanguard Int-term Corporate	+0.3%	+57.76%	Add
21	ZM	Zoom Communications INC	+0.3%	+2.20%	Add
22	IEFA	Ishares Core Msci Eafe ETF	+0.3%	+77.37%	Add
23	D 7.25 06-01-22 A	Dominion Energy INC	+0.3%	+71.23%	Add
24	ROKU	Roku INC	+0.3%	+9.27%	Add
25	LULU	Lululemon Athletica INC	+0.3%	+61.33%	Add
26	MSFT	Microsoft CORP	+0.2%	+32.42%	Add
27	SBUX	Starbucks CORP	-0.5%	-99.55%	Trim
28	SHY	Ishares 1-3 Year Treasury Bo	-0.5%	-36.26%	Trim
29	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.6%	-46.31%	Trim
30	V	Visa Inc-class A Shares	-0.6%	-34.18%	Trim
31	EA	Electronic Arts INC	-0.6%	-92.89%	Trim
32	NVDA	Nvidia CORP	-0.6%	-72.43%	Trim
33	ACN	Accenture plc	-0.6%	-60.32%	Trim
34	AAPL	Apple INC	-0.6%	+108.63%	Add
35	ABT	Abbott Laboratories	-0.7%	-81.37%	Trim
36	WMT	Walmart INC	-0.7%	-99.25%	Trim
37	IEF	Ishares 7-10 Year Treasury B	-5.5%	-86.03%	Trim
38	CCI 6.875 08-01-20 A	Crown Castle Intl CORP	—	EXIT	Sold out
39	AVGO 8 09-30-22 A	Broadcom INC	—	EXIT	Sold out
40	IEI	Ishares 3-7 Year Treasury Bo	—	NEW	New buy
41	CRWD	Crowdstrike Holdings INC - A	—	NEW	New buy
42	RH	Rh	—	NEW	New buy
43	KGC	Kinross Gold CORP	—	NEW	New buy
44	WORK	Slack Technologies Inc- Cl A	—	EXIT	Sold out
45	✓	Horizon Therapeutics PLC	—	NEW	New buy
46	TSM	Taiwan Semiconductor-sp Adr	—	NEW	New buy
47	TAIL	Cambria Tail Risk ETF	—	NEW	New buy
48	FMC	Fmc CORP	—	NEW	New buy
49	SOXL	Direxion Daily Semiconductor Bull 3X Shares	—	EXIT	Sold out
50	✓	Amarin Corp PLC	—	EXIT	Sold out