CIK: 0001533954
Total reported value
$938.5M
Reporting period: 2026-03-31 · Number of holdings: 542
Institute for Wealth Management, LLC. disclosed 542 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $938.5M and a quarterly turnover rate of 16.3%.
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Institute for Wealth Management, LLC.'s disclosed holdings carry a Herfindahl concentration index of 0.025 — mathematically equivalent to about 41 equally-sized positions, well below its 542 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.51), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 66% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim NVDA
-1.6% -$11.3M
Add QQQ
+49.9% $6.7M
Trim MSFT
+3.1% -$4.8M
Add DIA
+565.1% $3.1M
Add LRCX
-0.4% $3.0M
Trim AAPL
-2.8% -$3.1M
Showing top 200 holdings (of 542 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 13.78% | -1.11% | -1.63% | |
| 2 | AAPL | Apple INC | Stock-Tech | 3.23% | -0.31% | -2.80% | |
| 3 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.45% | +0.72% | +49.85% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 1.93% | -0.50% | +3.12% | |
| 5 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.91% | -0.15% | +2.22% | |
| 6 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.73% | -0.12% | +1.52% | |
| 7 | LRCX | Lam Research CORP | Stock-Tech | 1.65% | +0.33% | -0.43% | |
| 8 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.21% | -0.18% | -0.14% | |
| 9 | TSLA | Tesla INC | Stock-Consumer Disc | 1.10% | -0.14% | +7.47% | |
| 10 | AXON | Axon Enterprise INC | Stock-Industrials | 0.93% | -0.30% | +0.07% | |
| 11 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.91% | +0.08% | -5.72% | |
| 12 | GS | Goldman Sachs Group INC | Stock-Financials | 0.86% | — | -2.08% | |
| 13 | VTWG | Vanguard Russell 2000 Growth | ETF-Small Cap | 0.82% | — | +0.24% | |
| 14 | VTWV | Vanguard Russell 2000 Value | ETF-Small Cap | 0.77% | — | -0.30% | |
| 15 | AVGO | Broadcom INC | Stock-Tech | 0.75% | -0.09% | -0.24% | |
| 16 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.73% | — | -0.34% | |
| 17 | XLI | Ss Industrial Select Sector | ETF-Other | 0.73% | — | +1.97% | |
| 18 | XMMO | Invesco S&p Midcap Momentum | ETF-Other | 0.72% | — | -0.92% | |
| 19 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.72% | — | -0.05% | |
| 20 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.71% | -0.08% | -1.17% | |
| 21 | AMAT | Applied Materials INC | Stock-Tech | 0.69% | +0.16% | -1.45% | |
| 22 | VUG | Vanguard Growth ETF | ETF-Other | 0.69% | — | +21.73% | |
| 23 | XLF | Ss Financial Select Sector | ETF-Other | 0.66% | — | +16.80% | |
| 24 | CAIE | Calamos Autocallable INC ETF | ETF-Other | 0.65% | +0.15% | +36.11% | |
| 25 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 0.64% | +0.11% | +20.23% | |
| 26 | URI | United Rentals INC | Stock-Industrials | 0.63% | -0.07% | -0.37% | |
| 27 | AMD | Advanced Micro Devices | Stock-Tech | 0.61% | — | -1.46% | |
| 28 | TXN | Texas Instruments INC | Stock-Tech | 0.61% | — | -0.02% | |
| 29 | XLK | Ss Technology Select Sector | ETF-Tech | 0.61% | — | +0.60% | |
| 30 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.56% | -0.09% | +0.30% | |
| 31 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 0.56% | +0.11% | +23.00% | |
| 32 | PDP | Invesco Dorsey Wright Moment | ETF-Other | 0.55% | — | -0.69% | |
| 33 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 0.55% | — | +1.92% | |
| 34 | MA | Mastercard INC - A | Stock-Financials | 0.50% | -0.07% | -0.24% | |
| 35 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.50% | — | +1.67% | |
| 36 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.50% | — | -1.00% | |
| 37 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.49% | — | +0.02% | |
| 38 | FTNT | Fortinet INC | Stock-Tech | 0.47% | — | -0.51% | |
| 39 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.47% | -0.07% | +1.96% | |
| 40 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 0.47% | — | -0.13% | |
| 41 | NFLX | Netflix INC | Stock-Comm Services | 0.46% | — | +7.51% | |
| 42 | ADBE | Adobe INC | Stock-Tech | 0.45% | -0.18% | +3.68% | |
| 43 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.45% | -0.27% | -35.04% | |
| 44 | AMGN | Amgen INC | Stock-Healthcare | 0.44% | — | +0.12% | |
| 45 | ABBV | Abbvie INC | Stock-Healthcare | 0.43% | — | -0.73% | |
| 46 | BA | Boeing Co/the | Stock-Industrials | 0.43% | — | -3.75% | |
| 47 | V | Visa Inc-class A Shares | Stock-Financials | 0.42% | — | +0.26% | |
| 48 | FDX | Fedex CORP | Stock-Industrials | 0.42% | +0.08% | — | |
| 49 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.41% | — | +17.10% | |
| 50 | BAC | Bank Of America CORP | Stock-Financials | 0.41% | — | +1.19% |
Performance for Q3 2026
+5.2%
Performance Last 4 Quarters
+22.2%
Based on 81% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 542 | $938.5M | 16 | |
| 2025-12-31 | 544 | $943.8M | 15 | |
| 2025-09-30 | 558 | $960.1M | 28 | |
| 2025-06-30 | 561 | $896.8M | 0 | |
| 2025-03-31 | 526 | $779.4M | 100 | |
| 2024-12-31 | 507 | $798.3M | 0 | |
| 2024-09-30 | 550 | $792.4M | 0 | |
| 2024-06-30 | 505 | $746.1M | 0 | |
| 2024-03-31 | 505 | $775.9M | 0 | |
| 2023-12-31 | 485 | $616.4M | 0 | |
| 2023-09-30 | 456 | $554.5M | 0 | |
| 2023-06-30 | 463 | $592.9M | 0 | |
| 2023-03-31 | 449 | $523.6M | 0 | |
| 2022-12-31 | 453 | $475.7M | 0 | |
| 2022-09-30 | 453 | $445.7M | 0 | |
| 2022-06-30 | 532 | $509.3M | 0 | |
| 2022-03-31 | 540 | $618.1M | 0 | |
| 2021-12-31 | 491 | $613.8M | 0 | |
| 2021-09-30 | 485 | $569.8M | 0 | |
| 2021-06-30 | 489 | $569.6M | 96 | |
| 2021-03-31 | 472 | $525.9M | 15 | |
| 2020-12-31 | 446 | $503.0M | 20 | |
| 2020-09-30 | 416 | $438.0M | 22 | |
| 2020-06-30 | 426 | $408.5M | 32 | |
| 2020-03-31 | 401 | $324.3M | 43 | |
| 2019-12-31 | 696 | $442.8M | 22 | |
| 2019-09-30 | 419 | $396.7M | 23 | |
| 2019-06-30 | 469 | $451.8M | 27 | |
| 2019-03-31 | 450 | $460.0M | 76 | |
| 2018-12-31 | 268 | $243.6M | 100 | |
| 2018-09-30 | 204 | $296.3M | 20 | |
| 2018-06-30 | 215 | $313.8M | 28 | |
| 2018-03-31 | 255 | $339.3M | 58 | |
| 2017-12-31 | 396 | $433.2M | 61 | |
| 2017-09-30 | 250 | $307.6M | 38 | |
| 2017-06-30 | 436 | $363.5M | 100 | |
| 2015-12-31 | 36 | $67.0M | 57 | |
| 2015-09-30 | 27 | $52.6M | 73 | |
| 2015-06-30 | 30 | $77.5M | 64 | |
| 2015-03-31 | 32 | $91.0M | 10 | |
| 2014-12-31 | 26 | $95.1M | 55 | |
| 2014-09-30 | 63 | $105.0M | 29 | |
| 2014-06-30 | 62 | $115.6M | 45 | |
| 2014-03-31 | 70 | $116.8M | 39 | |
| 2013-12-31 | 78 | $138.8M | 48 | |
| 2013-09-30 | 68 | $145.3M | 59 | |
| 2013-06-30 | 126 | $124.5M | 0 |
Institute for Wealth Management, LLC.'s most significant position changes for 2026-03-31: New buy: Immix Biopharma INC (IMMX); Sold out: JPM Nasdaq Equity Premium (JEPQ); Sold out: Ares Management CORP - A (ARES); New buy: Applovin Corp-class A (APP); New buy: Workday Inc-class A (WDAY).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | QQQ | Invesco Qqq Trust Series 1 | +0.7% | +49.85% | Add |
| 2 | DIA | Ss Spdr Dow Jones Indus Avg | +0.3% | +565.06% | Add |
| 3 | LRCX | Lam Research CORP | +0.3% | -0.43% | Trim |
| 4 | EDV | Vanguard Extended Dur Treas | +0.2% | +416.35% | Add |
| 5 | AMAT | Applied Materials INC | +0.2% | -1.45% | Trim |
| 6 | SNOW | Snowflake INC | +0.2% | +278.00% | Add |
| 7 | CAIE | Calamos Autocallable INC ETF | +0.2% | +36.11% | Add |
| 8 | AFRM | Affirm Holdings INC | +0.1% | +408.45% | Add |
| 9 | KVUE | Kenvue INC | +0.1% | +93.41% | Add |
| 10 | VBK | Vanguard Small-cap Grwth ETF | +0.1% | +20.23% | Add |
| 11 | VGSH | Vanguard Short-term Treasury | +0.1% | +23.00% | Add |
| 12 | MPC | Marathon Petroleum CORP | +0.1% | -1.68% | Trim |
| 13 | XLE | Ss Energy Select Sector | +0.1% | -0.81% | Trim |
| 14 | GLD | Spdr Gold Shares | +0.1% | +46.55% | Add |
| 15 | MU | Micron Technology INC | +0.1% | +26.77% | Add |
| 16 | FDX | Fedex CORP | +0.1% | — | Unchanged |
| 17 | COST | Costco Wholesale CORP | +0.1% | -5.72% | Trim |
| 18 | NET | Cloudflare INC - Class A | +0.1% | +30.12% | Add |
| 19 | DELL | Dell Technologies -c | +0.1% | -0.28% | Trim |
| 20 | DIS | Walt Disney Co/the | -0.1% | +1.96% | Add |
| 21 | MA | Mastercard INC - A | -0.1% | -0.24% | Trim |
| 22 | URI | United Rentals INC | -0.1% | -0.37% | Trim |
| 23 | NTES | Netease Inc-adr | -0.1% | — | Unchanged |
| 24 | SCHG | Schwab US Large-cap Growth | -0.1% | -1.17% | Trim |
| 25 | GE | General Electric | -0.1% | -12.90% | Trim |
| 26 | AXP | American Express Co | -0.1% | -1.72% | Trim |
| 27 | LLY | Eli Lilly & Co | -0.1% | +0.30% | Add |
| 28 | BRK-A | Berkshire Hathaway Inc-cl A | -0.1% | -25.00% | Trim |
| 29 | AVGO | Broadcom INC | -0.1% | -0.24% | Trim |
| 30 | ORCL | Oracle CORP | -0.1% | +0.44% | Add |
| 31 | GOOGL | Alphabet Inc-cl A | -0.1% | +1.52% | Add |
| 32 | BXSL | Blackstone Secured Lending F | -0.1% | -56.78% | Trim |
| 33 | TSLA | Tesla INC | -0.1% | +7.47% | Add |
| 34 | AMZN | Amazon.com INC | -0.2% | +2.22% | Add |
| 35 | CIBR | First Trust Nasdaq Cybersecu | -0.2% | -71.03% | Trim |
| 36 | META | Meta Platforms Inc-class A | -0.2% | -0.14% | Trim |
| 37 | ADBE | Adobe INC | -0.2% | +3.68% | Add |
| 38 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.3% | -35.04% | Trim |
| 39 | AXON | Axon Enterprise INC | -0.3% | +0.07% | Add |
| 40 | AAPL | Apple INC | -0.3% | -2.80% | Trim |
| 41 | MSFT | Microsoft CORP | -0.5% | +3.12% | Add |
| 42 | NVDA | Nvidia CORP | -1.1% | -1.63% | Trim |
| 43 | IMMX | Immix Biopharma INC | — | NEW | New buy |
| 44 | JEPQ | JPM Nasdaq Equity Premium | — | EXIT | Sold out |
| 45 | ARES | Ares Management CORP - A | — | EXIT | Sold out |
| 46 | APP | Applovin Corp-class A | — | NEW | New buy |
| 47 | WDAY | Workday Inc-class A | — | NEW | New buy |
| 48 | MSTR | Strategy INC | — | NEW | New buy |
| 49 | BXMT | Blackstone Mortgage Tru-cl A | — | EXIT | Sold out |
| 50 | ✓ | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-14 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-27 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-17 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-18 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-21 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-23 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-12 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-25 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-30 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-31 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-13 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-25 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-20 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-02 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-18 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-25 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-29 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-21 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-15 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-21 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-04 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-01 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-03 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-30 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-29 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-27 | Amendment | View on EDGAR |
| 2019-12-31 | 2020-01-27 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-28 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-02 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-15 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-08 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-29 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-10 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-15 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-12 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-14 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-14 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-08 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-12 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-12 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-11-12 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-26 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-10 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-16 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-11 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-01-16 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-04 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-13 | 13F-HR | View on EDGAR |
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