Institute for Wealth Management, LLC. — Q4 2014 13F Holdings

Name: Institute for Wealth Management, LLC. — 13F Holdings, Q4 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001533954

Total reported value

$938.5M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	29.68%	-0.27%	+12.21%
2	AGG	Ishares Core U.s. Aggregate	ETF-Other	7.97%	—	-21.63%
3	✓	Invesco S&p 500 Downsidehedged ETF	ETF-Large Cap & Growth	7.41%	—	—
4	VNQ	Vanguard Real Estate ETF	ETF-Other	4.96%	—	-25.23%
5	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	4.22%	—	-9.19%
6	XLK	Ss Technology Select Sector	ETF-Tech	3.64%	—	+148.95%
7	XLP	Ss Consumer Staples Sel Sect	ETF-Other	3.58%	—	-1.41%
8	HEDJ	Wisdomtree Europe Hedged Equ	ETF-Other	3.43%	—	—
9	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	3.36%	—	-19.20%
10	VIG	Vanguard Dividend Apprec ETF	ETF-Other	2.95%	—	—
11	FJP	First Trust Japan	ETF-Other	2.39%	—	-16.63%
12	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	2.38%	—	+0.43%
13	IYF	Ishares US Financials ETF	ETF-Other	2.29%	—	-19.88%
14	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	2.27%	—	-19.44%
15	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	2.25%	—	-34.04%
16	✓	Invesco Global Listed Private Equity ETF	ETF-Other	2.24%	—	-21.97%
17	XLF	Ss Financial Select Sector	ETF-Other	1.87%	—	+26.16%
18	XLV	Ss Health Care Select Sector	ETF-Other	1.86%	—	+23.71%
19	XLY	Ss Consumer Disc Select Sect	ETF-Other	1.86%	—	+30.16%
20	XLI	Ss Industrial Select Sector	ETF-Other	1.82%	—	+27.71%
21	XLB	Ss Materials Select Sector	ETF-Other	1.77%	—	+32.82%
22	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	1.77%	+0.33%	-16.77%
23	BWX	State Street Spdr Bloomberg	ETF-Other	1.65%	—	-23.76%
24	CMBS	Ishares Cmbs ETF	ETF-Other	1.63%	—	-26.96%
25	GHYG	Ishares Us&intl High Yield C	ETF-High Yield	0.54%	—	—
26	VPU	Vanguard Utilities ETF	ETF-Other	0.24%	—	-3.53%

Holding changes this quarter

Position changes disclosed by Institute for Wealth Management, LLC. for the quarter ending Q4 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+6.7%	+12.21%	Add
2	XLK	Ss Technology Select Sector	+2.4%	+148.95%	Add
3	XLY	Ss Consumer Disc Select Sect	+0.7%	+30.16%	Add
4	XLI	Ss Industrial Select Sector	+0.6%	+27.71%	Add
5	XLF	Ss Financial Select Sector	+0.6%	+26.16%	Add
6	XLV	Ss Health Care Select Sector	+0.6%	+23.71%	Add
7	XLB	Ss Materials Select Sector	+0.5%	+32.82%	Add
8	XLP	Ss Consumer Staples Sel Sect	+0.5%	-1.41%	Trim
9	XLU	St Sr Utl Sl Se Spdr Etf-usd	+0.5%	-9.19%	Trim
10	VOO	Vanguard S&p 500 ETF	+0.3%	+0.43%	Add
11	VPU	Vanguard Utilities ETF	0%	-3.53%	Trim
12	DIA	Ss Spdr Dow Jones Indus Avg	-0.1%	-16.77%	Trim
13	IYF	Ishares US Financials ETF	-0.1%	-19.88%	Trim
14	SHY	Ishares 1-3 Year Treasury Bo	-0.3%	-19.44%	Trim
15	FJP	First Trust Japan	-0.3%	-16.63%	Trim
16	VNQ	Vanguard Real Estate ETF	-0.4%	-25.23%	Trim
17	✓	Invesco Global Listed Private Equity ETF	-0.4%	-21.97%	Trim
18	CMBS	Ishares Cmbs ETF	-0.4%	-26.96%	Trim
19	BWX	State Street Spdr Bloomberg	-0.4%	-23.76%	Trim
20	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-0.5%	-19.20%	Trim
21	IEF	Ishares 7-10 Year Treasury B	-0.8%	-34.04%	Trim
22	AGG	Ishares Core U.s. Aggregate	-1.2%	-21.63%	Trim
23	✓	Alps ETF Tr	—	EXIT	Sold out
24	✓	Invesco S&p 500 Downsidehedged ETF	—	NEW	New buy
25	EFA	Ishares Msci Eafe ETF	—	EXIT	Sold out
26	EEM	Ishares Msci Emerging Market	—	EXIT	Sold out
27	HEDJ	Wisdomtree Europe Hedged Equ	—	NEW	New buy
28	VDE	Vanguard Energy ETF	—	EXIT	Sold out
29	VIG	Vanguard Dividend Apprec ETF	—	NEW	New buy
30	FYT	First Trust Small Cap Val	—	EXIT	Sold out
31	XLE	Ss Energy Select Sector	—	EXIT	Sold out
32	GHYG	Ishares Us&intl High Yield C	—	NEW	New buy
33	SLV	Ishares Silver Trust	—	EXIT	Sold out
34	VHT	Vanguard Health Care ETF	—	EXIT	Sold out
35	VGT	Vanguard Info Tech ETF	—	EXIT	Sold out
36	VAW	Vanguard Materials ETF	—	EXIT	Sold out
37	VFH	Vanguard Financials ETF	—	EXIT	Sold out
38	VDC	Vanguard Consumer Staple ETF	—	EXIT	Sold out
39	VCR	Vanguard Consumer Discre ETF	—	EXIT	Sold out
40	VIS	Vanguard Industrials ETF	—	EXIT	Sold out
41	SMHC	VanEck China Semiconductor ETF	—	EXIT	Sold out
42	AMLPUSD	Alerian Mlp ETF	—	EXIT	Sold out
43	PDM	Piedmont Realty Trust INC	—	EXIT	Sold out
44	IJH	Ishares Core S&p Midcap ETF	—	EXIT	Sold out
45	MBB	Ishares Mbs ETF	—	EXIT	Sold out
46	IWB	Ishares Russell 1000 ETF	—	EXIT	Sold out
47	IWR	Ishares Russell Mid-cap ETF	—	EXIT	Sold out
48	DSI	Ishares Esg Msci Kld 400 ETF	—	EXIT	Sold out
49	IWM	Ishares Russell 2000 ETF	—	EXIT	Sold out
50	VZ	Verizon Communications INC	—	EXIT	Sold out