Institute for Wealth Management, LLC. — Q4 2017 13F Holdings

Name: Institute for Wealth Management, LLC. — 13F Holdings, Q4 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001533954

Total reported value

$938.5M

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Full holdings list this quarter

Showing top 200 holdings (of 391 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	4.70%	—	+53.67%
2	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.62%	-0.27%	+149.52%
3	AAPL	Apple INC	Stock-Tech	2.48%	-0.31%	+8.84%
4	MSFT	Microsoft CORP	Stock-Tech	1.53%	-0.50%	-9.21%
5	RESNUSD	Resonant INC	Stock-Other	1.33%	—	—
6	AMZN	Amazon.com INC	Stock-Consumer Disc	1.32%	-0.15%	—
7	BAC	Bank Of America CORP	Stock-Financials	1.23%	—	+36.58%
8	BA	Boeing Co/the	Stock-Industrials	1.13%	—	-5.52%
9	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	1.13%	—	+164.72%
10	META	Meta Platforms Inc-class A	Stock-Comm Services	1.03%	-0.18%	-9.67%
11	NVDA	Nvidia CORP	Stock-Tech	1.02%	-1.11%	-7.79%
12	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	1.02%	—	+43.49%
13	ADBE	Adobe INC	Stock-Tech	0.99%	-0.18%	-0.99%
14	VPL	Vanguard Ftse Pacific ETF	ETF-Other	0.87%	—	+126.23%
15	WTPI	Wisdomtree Equity Premium In	ETF-Other	0.84%	—	+86.91%
16	XLK	Ss Technology Select Sector	ETF-Tech	0.84%	—	+41.98%
17	PDP	Invesco Dwa Momentum ETF	ETF-Other	0.79%	—	-3.19%
18	TXN	Texas Instruments INC	Stock-Tech	0.79%	—	-0.65%
19	AKAM	Akamai Technologies INC	Stock-Tech	0.78%	—	—
20	PYPL	Paypal Holdings INC	Stock-Financials	0.76%	—	+0.59%
21	XLI	Ss Industrial Select Sector	ETF-Other	0.74%	—	+22.01%
22	VOT	Vanguard Mid-cap Growth ETF	ETF-Other	0.74%	—	+149.85%
23	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.73%	+0.08%	+0.31%
24	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	0.72%	—	+98.33%
25	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-Other	0.71%	—	+76.92%
26	DD	DuPont de Nemours, Inc.	Stock-Other	0.69%	—	+10.75%
27	AABAUSD	Altaba INC	Stock-Other	0.69%	—	-1.41%
28	VGK	Vanguard Ftse Europe ETF	ETF-Other	0.68%	—	+53.67%
29	✓	Powershares Fundamental Pure Mid Growth	Stock-Other	0.68%	—	-0.24%
30	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.67%	—	-7.98%
31	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.67%	—	+150.78%
32	VHT	Vanguard Health Care ETF	ETF-Other	0.67%	—	+218.21%
33	TIP	Ishares Tips Bond ETF	ETF-Other	0.66%	—	+210.68%
34	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.65%	—	-57.40%
35	DG	Dollar General CORP	Stock-Consumer Staples	0.65%	—	—
36	✓	Powershares ETF Trust	ETF-Other	0.64%	—	-0.31%
37	SCHG	Schwab US Large-cap Growth	ETF-Other	0.63%	-0.08%	-4.16%
38	GSY	Invesco Ultra Short Duration ETF	ETF-Other	0.63%	—	+46.98%
39	VFH	Vanguard Financials ETF	ETF-Other	0.60%	—	+163.81%
40	T	At&t INC	Stock-Comm Services	0.58%	—	-35.64%
41	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.57%	—	-16.27%
42	✓	Powershares Dynamic Otc	Stock-Other	0.57%	—	-0.10%
43	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.55%	—	+3.92%
44	FDX	Fedex CORP	Stock-Industrials	0.55%	+0.08%	—
45	SCHB	Schwab US Broad Market ETF	ETF-Other	0.54%	—	—
46	QLD	Proshares Ultra Qqq	ETF-Other	0.54%	—	-1.52%
47	JNJ	Johnson & Johnson	Stock-Healthcare	0.52%	—	-22.17%
48	VWOB	Vanguard Emerg Mkts Gov Bnd	ETF-Other	0.51%	—	+94.51%
49	XLF	Ss Financial Select Sector	ETF-Other	0.51%	—	+4.08%
50	SCZ	Ishares Msci Eafe Small-cap	ETF-Other	0.49%	—	+79.23%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Institute for Wealth Management, LLC. for the quarter ending Q4 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+1.3%	+149.52%	Add
2	VOO	Vanguard S&p 500 ETF	+0.8%	+53.67%	Add
3	SHY	Ishares 1-3 Year Treasury Bo	+0.5%	+164.72%	Add
4	VHT	Vanguard Health Care ETF	+0.4%	+218.21%	Add
5	VPL	Vanguard Ftse Pacific ETF	+0.4%	+126.23%	Add
6	TIP	Ishares Tips Bond ETF	+0.4%	+210.68%	Add
7	TOTL	Ss Doubleline Tr Tact ETF	+0.4%	+531.58%	Add
8	VOT	Vanguard Mid-cap Growth ETF	+0.4%	+149.85%	Add
9	VWO	Vanguard Ftse Emerging Marke	+0.3%	+150.78%	Add
10	VFH	Vanguard Financials ETF	+0.3%	+163.81%	Add
11	CMBS	Ishares Cmbs ETF	+0.3%	+204.74%	Add
12	WTPI	Wisdomtree Equity Premium In	+0.2%	+86.91%	Add
13	VCIT	Vanguard Int-term Corporate	+0.2%	+98.33%	Add
14	BAC	Bank Of America CORP	+0.2%	+36.58%	Add
15	PRFUSD	Invesco Ftse Rafi US 1000 Et	+0.2%	+76.92%	Add
16	VCSH	Vanguard S/t CORP Bond ETF	+0.1%	+43.49%	Add
17	XLK	Ss Technology Select Sector	+0.1%	+41.98%	Add
18	AAPL	Apple INC	-0.4%	+8.84%	Add
19	AFL	Aflac INC	-0.6%	-51.66%	Trim
20	T	At&t INC	-0.7%	-35.64%	Trim
21	VTI	Vanguard Total Stock Mkt ETF	-1.4%	-57.40%	Trim
22	RESNUSD	Resonant INC	—	NEW	New buy
23	AMZN	Amazon.com INC	—	NEW	New buy
24	SBUX	Starbucks CORP	—	EXIT	Sold out
25	AKAM	Akamai Technologies INC	—	NEW	New buy
26	DG	Dollar General CORP	—	NEW	New buy
27	FDX	Fedex CORP	—	NEW	New buy
28	SCHB	Schwab US Broad Market ETF	—	NEW	New buy
29	VEU	Vanguard Ftse All-world Ex-u	—	EXIT	Sold out
30	C	Citigroup INC	—	EXIT	Sold out
31	ISRG	Intuitive Surgical INC	—	NEW	New buy
32	ANGL	Vaneck Fallen Angel High Yld	—	NEW	New buy
33	KRE	Ss Spdr S&p Regional Bank	—	NEW	New buy
34	MINIEUR	Mobile Mini INC	—	NEW	New buy
35	LKQ	Lkq CORP	—	NEW	New buy
36	EFV	Ishares Msci Eafe Value ETF	—	NEW	New buy
37	EMLP	First Trust North American E	—	NEW	New buy
38	HEWJ	Isha Curr Hedged Msci Japan	—	NEW	New buy
39	✓	Wisdomtree Tr	—	NEW	New buy
40	AIG	American International Group	—	EXIT	Sold out
41	GWGH	Gwg Holdings INC	—	EXIT	Sold out
42	AA	Alcoa CORP	—	EXIT	Sold out
43	IJR	Ishares Core S&p Small-cap E	—	NEW	New buy
44	HD	Home Depot INC	—	NEW	New buy
45	IJH	Ishares Core S&p Midcap ETF	—	NEW	New buy
46	IBM	Intl Business Machines CORP	—	NEW	New buy
47	NUANEUR	Nuance Communications INC	—	NEW	New buy
48	LRCXEUR	Lam Research CORP	—	NEW	New buy
49	IVV	Ishares Core S&p 500 ETF	—	NEW	New buy
50	BRK-A	Berkshire Hathaway Inc-cl A	—	NEW	New buy