Institute for Wealth Management, LLC. — Q3 2017 13F Holdings

Name: Institute for Wealth Management, LLC. — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001533954

Total reported value

$938.5M

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Full holdings list this quarter

Showing top 200 holdings (of 249 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	3.93%	—	+20.16%
2	AAPL	Apple INC	Stock-Tech	2.91%	-0.31%	+5.85%
3	MSFT	Microsoft CORP	Stock-Tech	2.06%	-0.50%	+3.88%
4	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.01%	—	-16.80%
5	SBUX	Starbucks CORP	Stock-Consumer Disc	1.64%	—	+0.03%
6	META	Meta Platforms Inc-class A	Stock-Comm Services	1.58%	-0.18%	+0.08%
7	BA	Boeing Co/the	Stock-Industrials	1.45%	—	+0.94%
8	NVDA	Nvidia CORP	Stock-Tech	1.45%	-1.11%	-5.53%
9	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.37%	-0.27%	-15.26%
10	T	At&t INC	Stock-Comm Services	1.28%	—	+10.91%
11	ADBE	Adobe INC	Stock-Tech	1.19%	-0.18%	-0.89%
12	PDP	Invesco Dwa Momentum ETF	ETF-Other	1.09%	—	+1.79%
13	BAC	Bank Of America CORP	Stock-Financials	1.05%	—	-0.48%
14	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.97%	—	+2.36%
15	TXN	Texas Instruments INC	Stock-Tech	0.96%	—	-0.31%
16	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.96%	—	+0.36%
17	AFL	Aflac INC	Stock-Financials	0.94%	—	+80.89%
18	AABAUSD	Altaba INC	Stock-Other	0.93%	—	-0.27%
19	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.93%	—	+3.31%
20	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.93%	—	+0.43%
21	PYPL	Paypal Holdings INC	Stock-Financials	0.92%	—	-0.51%
22	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.91%	+0.08%	-0.18%
23	JNJ	Johnson & Johnson	Stock-Healthcare	0.89%	—	+2.77%
24	✓	Powershares Fundamental Pure Mid Growth	Stock-Other	0.88%	—	-0.66%
25	SCHG	Schwab US Large-cap Growth	ETF-Other	0.87%	-0.08%	-1.53%
26	✓	Powershares ETF Trust	ETF-Other	0.86%	—	-0.10%
27	DD	DuPont de Nemours, Inc.	Stock-Other	0.86%	—	—
28	XLI	Ss Industrial Select Sector	ETF-Other	0.80%	—	-1.70%
29	✓	Powershares Dynamic Otc	Stock-Other	0.77%	—	+0.30%
30	XLK	Ss Technology Select Sector	ETF-Tech	0.76%	—	-4.57%
31	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.74%	—	+48.19%
32	AMGN	Amgen INC	Stock-Healthcare	0.74%	—	+8.59%
33	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.69%	—	-0.23%
34	QLD	Proshares Ultra Qqq	ETF-Other	0.68%	—	+94.94%
35	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.68%	—	-6.96%
36	JPM	Jpmorgan Chase & Co	Stock-Financials	0.67%	—	+1.00%
37	C	Citigroup INC	Stock-Financials	0.67%	—	—
38	KO	Coca-cola Co/the	Stock-Consumer Staples	0.65%	—	+4.48%
39	DIS	Walt Disney Co/the	Stock-Comm Services	0.65%	-0.07%	+7.50%
40	WTPI	Wisdomtree Equity Premium In	ETF-Other	0.64%	—	+37.31%
41	XLF	Ss Financial Select Sector	ETF-Other	0.64%	—	-1.15%
42	CSX	Csx CORP	Stock-Industrials	0.62%	—	-0.55%
43	VZ	Verizon Communications INC	Stock-Comm Services	0.62%	—	+13.18%
44	VGK	Vanguard Ftse Europe ETF	ETF-Other	0.61%	—	-7.43%
45	GSY	Invesco Ultra Short Duration ETF	ETF-Other	0.60%	—	-5.04%
46	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.60%	—	-5.55%
47	SSO	Proshares Ultra S&p500	ETF-Other	0.59%	—	-1.28%
48	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.59%	—	+1.61%
49	✓	Powershares Dynamic Large Cap	Stock-Other	0.58%	—	—
50	HIG	Hartford Insurance Group INC	Stock-Financials	0.57%	—	-0.59%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Institute for Wealth Management, LLC. for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VOO	Vanguard S&p 500 ETF	+1.3%	+20.16%	Add
2	AAPL	Apple INC	+0.8%	+5.85%	Add
3	MSFT	Microsoft CORP	+0.5%	+3.88%	Add
4	AFL	Aflac INC	+0.5%	+80.89%	Add
5	BA	Boeing Co/the	+0.5%	+0.94%	Add
6	NVDA	Nvidia CORP	+0.5%	-5.53%	Trim
7	META	Meta Platforms Inc-class A	+0.4%	+0.08%	Add
8	IVW	Ishares S&p 500 Growth ETF	+0.3%	+48.19%	Add
9	FSICUSD	Fs Kkr Capital CORP	+0.3%	+96.85%	Add
10	VTI	Vanguard Total Stock Mkt ETF	+0.1%	-16.80%	Trim
11	VHT	Vanguard Health Care ETF	-0.2%	-49.73%	Trim
12	AMZN	Amazon.com INC	—	EXIT	Sold out
13	DD	DuPont de Nemours, Inc.	—	NEW	New buy
14	IVV	Ishares Core S&p 500 ETF	—	EXIT	Sold out
15	C	Citigroup INC	—	NEW	New buy
16	AIG	American International Group	—	NEW	New buy
17	ISRG	Intuitive Surgical INC	—	EXIT	Sold out
18	AA	Alcoa CORP	—	NEW	New buy
19	CELG	Celgene CORP	—	EXIT	Sold out
20	IBM	Intl Business Machines CORP	—	EXIT	Sold out
21	NFLX	Netflix INC	—	EXIT	Sold out
22	DOW	Dow Chem Co	—	EXIT	Sold out
23	DUK	Du Pont E I De Nemour&Co	—	EXIT	Sold out
24	MCD	Mcdonald's CORP	—	EXIT	Sold out
25	HD	Home Depot INC	—	EXIT	Sold out
26	✓	Rydex ETF Trust	—	EXIT	Sold out
27	LMT	Lockheed Martin CORP	—	EXIT	Sold out
28	BRK-A	Berkshire Hathaway Inc-cl A	—	EXIT	Sold out
29	PSX	Phillips 66	—	EXIT	Sold out
30	GS	Goldman Sachs Group INC	—	EXIT	Sold out
31	LRCXEUR	Lam Research CORP	—	EXIT	Sold out
32	✓	Spinnaker ETF Tr	—	NEW	New buy
33	TSLA	Tesla INC	—	EXIT	Sold out
34	TRV	Travelers Cos Inc/the	—	EXIT	Sold out
35	RTN1USD	Raytheon Company	—	EXIT	Sold out
36	EWJ	Ishares Msci Japan ETF	—	NEW	New buy
37	KSUEUR	Kansas City Southern	—	EXIT	Sold out
38	BKNG	Booking Hldgs INC	—	EXIT	Sold out
39	ETN	Eaton Corporation plc	—	NEW	New buy
40	MA	Mastercard INC - A	—	EXIT	Sold out
41	PM	Philip Morris International	—	EXIT	Sold out
42	VRTX	Vertex Pharmaceuticals INC	—	EXIT	Sold out
43	UNP	Union Pacific CORP	—	EXIT	Sold out
44	ALK	Alaska Air Group INC	—	EXIT	Sold out
45	CI	The Cigna Group	—	EXIT	Sold out
46	CAT	Caterpillar INC	—	EXIT	Sold out
47	KHC	Kraft Heinz Co/the	—	EXIT	Sold out
48	EFG	Ishares Msci Eafe Growth ETF	—	NEW	New buy
49	WDC	Western Digital CORP	—	EXIT	Sold out
50	IJR	Ishares Core S&p Small-cap E	—	EXIT	Sold out