CIK: 0001409661
Total reported value
$5.8B
Reporting period: 2026-03-31 · Number of holdings: 143
Guinness Asset Management LTD disclosed 143 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $5.8B and a quarterly turnover rate of 12.5%.
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Guinness Asset Management LTD's disclosed holdings carry a Herfindahl concentration index of 0.030 — mathematically equivalent to about 33 equally-sized positions, well below its 143 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.83), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 54% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim AVGO
-4.7% -$47.1M
Trim BLK
-6.1% -$39.0M
Trim CME
-19.2% -$39.3M
Trim MDT
-4.9% -$39.2M
Add ETN
-5.7% $10.1M
Add TXN
-6.1% $8.1M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JNJ | Johnson & Johnson | Stock-Healthcare | 4.59% | +0.09% | -18.41% | |
| 2 | AVGO | Broadcom INC | Stock-Tech | 4.40% | -0.50% | -4.72% | |
| 3 | ABBV | Abbvie INC | Stock-Healthcare | 4.12% | -0.26% | -6.15% | |
| 4 | AFL | Aflac INC | Stock-Financials | 4.08% | -0.01% | -6.17% | |
| 5 | CME | Cme Group INC | Stock-Financials | 4.07% | -0.40% | -19.15% | |
| 6 | MDT | Medtronic plc | Stock-Healthcare | 4.05% | -0.39% | -4.91% | |
| 7 | MSFT | Microsoft CORP | Stock-Tech | 3.91% | -0.31% | +14.76% | |
| 8 | EMR | Emerson Electric Co | Stock-Industrials | 3.91% | -0.13% | -6.15% | |
| 9 | TXN | Texas Instruments INC | Stock-Tech | 3.87% | +0.37% | -6.09% | |
| 10 | PEP | Pepsico INC | Stock-Consumer Staples | 3.85% | — | -6.12% | |
| 11 | CSCO | Cisco Systems INC | Stock-Tech | 3.83% | -0.02% | -6.12% | |
| 12 | KO | Coca-cola Co/the | Stock-Consumer Staples | 3.80% | — | -6.13% | |
| 13 | ETN | Eaton Corporation plc | Stock-Industrials | 3.69% | +0.39% | -5.65% | |
| 14 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 3.45% | — | -6.16% | |
| 15 | ITW | Illinois Tool Works | Stock-Industrials | 3.41% | +0.10% | -6.12% | |
| 16 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 3.40% | -0.01% | -6.13% | |
| 17 | AJG | Arthur J Gallagher & Co | Stock-Financials | 3.36% | -0.07% | +11.96% | |
| 18 | BLK | Blackrock INC | Stock-Financials | 3.27% | -0.44% | -6.10% | |
| 19 | PAYX | Paychex INC | Stock-Tech | 3.12% | -0.06% | +13.98% | |
| 20 | OTIS | Otis Worldwide CORP | Stock-Industrials | 3.12% | +0.10% | +10.72% | |
| 21 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 1.27% | -0.09% | -22.32% | |
| 22 | NFLX | Netflix INC | Stock-Comm Services | 0.94% | +0.29% | +33.41% | |
| 23 | APH | Amphenol Corp-cl A | Stock-Tech | 0.93% | -0.12% | -9.29% | |
| 24 | ROP | Roper Technologies INC | Stock-Tech | 0.84% | — | +25.80% | |
| 25 | ICE | Intercontinental Exchange In | Stock-Financials | 0.83% | -0.05% | -7.26% | |
| 26 | KLAC | Kla CORP | Stock-Tech | 0.83% | -0.08% | -26.09% | |
| 27 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.82% | — | +8.77% | |
| 28 | MA | Mastercard INC - A | Stock-Financials | 0.80% | -0.04% | +3.61% | |
| 29 | AAPL | Apple INC | Stock-Tech | 0.80% | — | +3.78% | |
| 30 | CRM | Salesforce INC | Stock-Tech | 0.79% | -0.09% | +20.17% | |
| 31 | TMO | Thermo Fisher Scientific INC | Stock-Healthcare | 0.79% | — | +9.48% | |
| 32 | V | Visa Inc-class A Shares | Stock-Financials | 0.78% | — | +8.23% | |
| 33 | NVDA | Nvidia CORP | Stock-Tech | 0.77% | -0.03% | -2.24% | |
| 34 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.77% | -0.09% | -8.64% | |
| 35 | LRCX | Lam Research CORP | Stock-Tech | 0.76% | -0.22% | -39.76% | |
| 36 | AME | Ametek INC | Stock-Industrials | 0.76% | -0.09% | -18.05% | |
| 37 | DHR | Danaher CORP | Stock-Healthcare | 0.75% | -0.09% | +2.27% | |
| 38 | AMAT | Applied Materials INC | Stock-Tech | 0.74% | -0.17% | -41.48% | |
| 39 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.71% | -0.15% | -9.88% | |
| 40 | ADBE | Adobe INC | Stock-Tech | 0.59% | -0.26% | -4.12% | |
| 41 | INTU | Intuit INC | Stock-Tech | 0.53% | -0.28% | -4.12% | |
| 42 | XOM | Exxon Mobil CORP | Stock-Energy | 0.41% | +0.21% | +38.51% | |
| 43 | VLO | Valero Energy CORP | Stock-Energy | 0.38% | +0.21% | +38.50% | |
| 44 | CVX | Chevron CORP | Stock-Energy | 0.36% | +0.18% | +38.51% | |
| 45 | COP | Conocophillips | Stock-Energy | 0.33% | +0.17% | +38.52% | |
| 46 | CNQ | Canadian Natural Resources | Stock-Energy | 0.30% | +0.16% | +38.52% | |
| 47 | SU | Suncor Energy INC | Stock-Energy | 0.29% | +0.16% | +38.52% | |
| 48 | NEE | Nextera Energy INC | Stock-Utilities | 0.28% | — | +0.91% | |
| 49 | IMO | Imperial Oil LTD | Stock-Energy | 0.28% | +0.16% | +38.51% | |
| 50 | HUBB | Hubbell INC | Stock-Industrials | 0.27% | — | +0.88% |
Performance for Q3 2026
+2.7%
Performance Last 4 Quarters
+17.9%
Based on 76% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 143 | $5.8B | 12 | |
| 2025-12-31 | 146 | $6.2B | 8 | |
| 2025-09-30 | 127 | $6.3B | 30 | |
| 2025-06-30 | 103 | $5.6B | 0 | |
| 2025-03-31 | 103 | $4.8B | 95 | |
| 2024-12-31 | 106 | $5.3B | 0 | |
| 2024-09-30 | 106 | $5.3B | 0 | |
| 2024-06-30 | 105 | $4.8B | 0 | |
| 2024-03-31 | 109 | $4.8B | 0 | |
| 2023-12-31 | 109 | $4.6B | 0 | |
| 2023-09-30 | 110 | $4.3B | 0 | |
| 2023-06-30 | 111 | $4.3B | 0 | |
| 2023-03-31 | 110 | $3.9B | 0 | |
| 2022-12-31 | 111 | $3.6B | 0 | |
| 2022-09-30 | 112 | $2.9B | 0 | |
| 2022-06-30 | 108 | $2.5B | 0 | |
| 2022-03-31 | 103 | $2.7B | 0 | |
| 2021-12-31 | 99 | $2.6B | 0 | |
| 2021-09-30 | 99 | $2.1B | 0 | |
| 2021-06-30 | 99 | $1.8B | 93 | |
| 2021-03-31 | 97 | $1.6B | 17 | |
| 2020-12-31 | 98 | $1.4B | 37 | |
| 2020-09-30 | 81 | $955.4M | 16 | |
| 2020-06-30 | 110 | $845.9M | 27 | |
| 2020-03-31 | 107 | $690.5M | 36 | |
| 2019-12-31 | 106 | $818.7M | 29 | |
| 2019-09-30 | 104 | $659.2M | 16 | |
| 2019-06-30 | 103 | $616.3M | 29 | |
| 2019-03-31 | 105 | $587.5M | 27 | |
| 2018-12-31 | 105 | $489.3M | 31 | |
| 2018-09-30 | 99 | $553.1M | 18 | |
| 2018-06-30 | 102 | $510.3M | 22 | |
| 2018-03-31 | 103 | $455.4M | 20 | |
| 2017-12-31 | 99 | $476.0M | 15 | |
| 2017-09-30 | 101 | $477.3M | 16 | |
| 2017-06-30 | 103 | $472.4M | 18 | |
| 2017-03-31 | 98 | $448.8M | 19 | |
| 2016-12-31 | 105 | $416.2M | 19 | |
| 2016-09-30 | 83 | $397.6M | 11 | |
| 2016-06-30 | 83 | $364.6M | 21 | |
| 2016-03-31 | 83 | $328.6M | 33 | |
| 2015-12-31 | 84 | $244.3M | 18 | |
| 2015-09-30 | 77 | $214.6M | 32 | |
| 2015-06-30 | 81 | $259.7M | 21 | |
| 2015-03-31 | 81 | $213.4M | 27 | |
| 2014-12-31 | 81 | $202.7M | 37 | |
| 2014-09-30 | 64 | $236.9M | 21 | |
| 2014-06-30 | 61 | $256.2M | 54 | |
| 2014-03-31 | 63 | $163.9M | 15 | |
| 2013-12-31 | 64 | $161.3M | 13 | |
| 2013-09-30 | 70 | $162.3M | 23 | |
| 2013-06-30 | 71 | $131.0M | 0 |
Guinness Asset Management LTD's most significant position changes for 2026-03-31: Sold out: Installed Building Products (IBP); Sold out: On Semiconductor (ON); Trim: Broadcom INC (AVGO) — shares -4.72%; Trim: Blackrock INC (BLK) — shares -6.10%; Trim: Cme Group INC (CME) — shares -19.15%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ETN | Eaton Corporation plc | +0.4% | -5.65% | Trim |
| 2 | TXN | Texas Instruments INC | +0.4% | -6.09% | Trim |
| 3 | NFLX | Netflix INC | +0.3% | +33.41% | Add |
| 4 | XOM | Exxon Mobil CORP | +0.2% | +38.51% | Add |
| 5 | VLO | Valero Energy CORP | +0.2% | +38.50% | Add |
| 6 | ACM | Aecom | +0.2% | +70763.58% | Add |
| 7 | CVX | Chevron CORP | +0.2% | +38.51% | Add |
| 8 | COP | Conocophillips | +0.2% | +38.52% | Add |
| 9 | SU | Suncor Energy INC | +0.2% | +38.52% | Add |
| 10 | CNQ | Canadian Natural Resources | +0.2% | +38.52% | Add |
| 11 | IMO | Imperial Oil LTD | +0.2% | +38.51% | Add |
| 12 | CVE | Cenovus Energy INC | +0.2% | +38.53% | Add |
| 13 | EOG | Eog Resources INC | +0.1% | +38.51% | Add |
| 14 | DVN | Devon Energy CORP | +0.1% | +38.52% | Add |
| 15 | FANG | Diamondback Energy INC | +0.1% | +38.51% | Add |
| 16 | HAL | Halliburton Co | +0.1% | +38.52% | Add |
| 17 | SLB | Slb LTD | +0.1% | +38.52% | Add |
| 18 | ITW | Illinois Tool Works | +0.1% | -6.12% | Trim |
| 19 | OTIS | Otis Worldwide CORP | +0.1% | +10.72% | Add |
| 20 | JNJ | Johnson & Johnson | +0.1% | -18.41% | Trim |
| 21 | BKR | Baker Hughes Co | +0.1% | +38.52% | Add |
| 22 | AFL | Aflac INC | 0% | -6.17% | Trim |
| 23 | PG | Procter & Gamble Co/the | 0% | -6.13% | Trim |
| 24 | CSCO | Cisco Systems INC | 0% | -6.12% | Trim |
| 25 | NVDA | Nvidia CORP | 0% | -2.24% | Trim |
| 26 | MA | Mastercard INC - A | 0% | +3.61% | Add |
| 27 | ICE | Intercontinental Exchange In | -0.1% | -7.26% | Trim |
| 28 | PAYX | Paychex INC | -0.1% | +13.98% | Add |
| 29 | AJG | Arthur J Gallagher & Co | -0.1% | +11.96% | Add |
| 30 | KLAC | Kla CORP | -0.1% | -26.09% | Trim |
| 31 | TSM | Taiwan Semiconductor-sp Adr | -0.1% | -22.32% | Trim |
| 32 | GOOGL | Alphabet Inc-cl A | -0.1% | -8.64% | Trim |
| 33 | CRM | Salesforce INC | -0.1% | +20.17% | Add |
| 34 | AME | Ametek INC | -0.1% | -18.05% | Trim |
| 35 | DHR | Danaher CORP | -0.1% | +2.27% | Add |
| 36 | APH | Amphenol Corp-cl A | -0.1% | -9.29% | Trim |
| 37 | EMR | Emerson Electric Co | -0.1% | -6.15% | Trim |
| 38 | META | Meta Platforms Inc-class A | -0.2% | -9.88% | Trim |
| 39 | AMAT | Applied Materials INC | -0.2% | -41.48% | Trim |
| 40 | LRCX | Lam Research CORP | -0.2% | -39.76% | Trim |
| 41 | ABBV | Abbvie INC | -0.3% | -6.15% | Trim |
| 42 | ADBE | Adobe INC | -0.3% | -4.12% | Trim |
| 43 | INTU | Intuit INC | -0.3% | -4.12% | Trim |
| 44 | MSFT | Microsoft CORP | -0.3% | +14.76% | Add |
| 45 | MDT | Medtronic plc | -0.4% | -4.91% | Trim |
| 46 | CME | Cme Group INC | -0.4% | -19.15% | Trim |
| 47 | BLK | Blackrock INC | -0.4% | -6.10% | Trim |
| 48 | AVGO | Broadcom INC | -0.5% | -4.72% | Trim |
| 49 | IBP | Installed Building Products | — | EXIT | Sold out |
| 50 | ON | On Semiconductor | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-21 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-09 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-05 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-01 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-06-17 | Amendment | View on EDGAR |
| 2025-03-31 | 2025-05-13 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-16 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-10 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-11 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-11 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-12 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-06 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-24 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-10 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-02 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-24 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-09-06 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-13 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-19 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-12-07 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-03 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-21 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-25 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-27 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-28 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-30 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-04 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-28 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-26 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-24 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-01-28 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-17 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-16 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-17 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-01-29 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-13 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-10 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-04-24 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-14 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-18 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-25 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-04-12 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-10 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-23 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-15 | Amendment | View on EDGAR |
| 2015-06-30 | 2015-07-09 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-06 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-23 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-23 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-24 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-24 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-01-29 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-09 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-07-30 | 13F-HR | View on EDGAR |
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