13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001409661
Total reported value
$5.9B
$5.9B
106 檔
19.9%
As reported in its official Q3 2024 Form 13F filing, Guinness Asset Management LTD's tracked investment portfolio stood at $5.9B with 106 total positions.
Guinness Asset Management LTD executed strategic sector rebalancing during Q3 2024, establishing 1 new positions while fully exiting 1 holdings and trimming 27 positions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AFL | Aflac Inc | Stock-Financials | 4.82% | -0.04% | +3.80% | |
| 2 | BLKCHF | Blackrock Inc | Stock-Other | 4.50% | — | +4.54% | |
| 3 | AVGO | Broadcom Inc | Stock-Tech | 4.35% | +0.55% | +937.14% | |
| 4 | ABBV | Abbvie Inc | Stock-Healthcare | 4.33% | +0.30% | +4.57% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 4.26% | -0.30% | +0.28% | |
| 6 | AJG | Arthur J Gallagher & Co | Stock-Financials | 4.26% | -0.06% | +4.58% | |
| 7 | CSCO | Cisco Systems Inc | Stock-Tech | 4.25% | +1.57% | +4.58% | |
| 8 | KO | Coca-cola Co/the | Stock-Consumer Staples | 4.17% | -0.03% | +4.58% | |
| 9 | CME | Cme Group Inc | Stock-Financials | 4.11% | -1.26% | +4.58% | |
| 10 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 4.06% | -0.26% | +4.58% | |
| 11 | JNJ | Johnson & Johnson | Stock-Healthcare | 4.06% | -0.16% | +4.58% | |
| 12 | ITW | Illinois Tool Works | Stock-Industrials | 3.99% | -0.12% | +4.58% | |
| 13 | PAYX | Paychex Inc | Stock-Tech | 3.98% | -0.04% | +4.58% | |
| 14 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 3.89% | -0.20% | +4.58% | |
| 15 | EMR | Emerson Electric Co | Stock-Industrials | 3.79% | +0.05% | +4.58% | |
| 16 | TXN | Texas Instruments Inc | Stock-Tech | 3.79% | +1.65% | +4.58% | |
| 17 | PEP | Pepsico Inc | Stock-Consumer Staples | 3.78% | -0.74% | +4.58% | |
| 18 | OTIS | Otis Worldwide CORP | Stock-Industrials | 3.64% | -0.45% | +4.58% | |
| 19 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 1.16% | +0.38% | -10.18% | |
| 20 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.82% | -0.09% | -11.52% | |
| 21 | PYPL | Paypal Holdings Inc | Stock-Financials | 0.81% | — | +17.12% | |
| 22 | NFLX | Netflix Inc | Stock-Comm Services | 0.77% | -0.32% | — | |
| 23 | MA | Mastercard Inc - A | Stock-Financials | 0.77% | -0.08% | -1.71% | |
| 24 | ICE | Intercontinental Exchange In | Stock-Financials | 0.76% | -0.19% | -1.72% | |
| 25 | NVDA | Nvidia CORP | Stock-Tech | 0.74% | +0.04% | -1.73% | |
| 26 | HUBB | Hubbell Inc | Stock-Industrials | 0.73% | +0.01% | -8.45% | |
| 27 | CRM | Salesforce Inc | Stock-Tech | 0.73% | -0.21% | -1.72% | |
| 28 | NEE | Nextera Energy Inc | Stock-Utilities | 0.73% | -0.03% | -14.64% | |
| 29 | INTU | Intuit Inc | Stock-Tech | 0.72% | -0.53% | EXIT | |
| 30 | DHR | Danaher CORP | Stock-Healthcare | 0.69% | -0.09% | -1.72% | |
| 31 | APH | Amphenol Corp-cl A | Stock-Tech | 0.69% | +0.24% | -25.74% | |
| 32 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 0.69% | -0.08% | +15.18% | |
| 33 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.68% | — | +8.64% | |
| 34 | AAPL | Apple Inc | Stock-Tech | 0.68% | +0.02% | -1.72% | |
| 35 | ROP | Roper Technologies Inc | Stock-Tech | 0.67% | -0.13% | -1.71% | |
| 36 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.67% | +0.10% | -1.72% | |
| 37 | V | Visa Inc-class A Shares | Stock-Financials | 0.67% | +0.01% | -1.72% | |
| 38 | AMAT | Applied Materials Inc | Stock-Tech | 0.65% | +0.37% | -18.46% | |
| 39 | KLAC | Kla CORP | Stock-Tech | 0.64% | +0.42% | -30.24% | |
| 40 | ADBE | Adobe Inc | Stock-Tech | 0.64% | -0.59% | EXIT | |
| 41 | LRCXEUR | Lam Research CORP | Stock-Tech | 0.61% | — | -11.88% | |
| 42 | FSLR | First Solar Inc | Stock-Tech | 0.57% | +0.02% | -8.45% | |
| 43 | ITRI | Itron Inc | Stock-Tech | 0.54% | -0.01% | -8.45% | |
| 44 | ORA | Ormat Technologies Inc | Stock-Utilities | 0.53% | -0.02% | -8.45% | |
| 45 | OC | Owens Corning | Stock-Industrials | 0.52% | +0.05% | -12.56% | |
| 46 | ON | On Semiconductor | Stock-Tech | 0.50% | — | -8.45% | |
| 47 | IBP | Installed Building Products | Stock-Consumer Disc | 0.50% | — | -13.83% | |
| 48 | XOM | Exxon Mobil CORP | Stock-Energy | 0.41% | -0.41% | EXIT | |
| 49 | CVX | Chevron CORP | Stock-Energy | 0.37% | -0.11% | -14.14% | |
| 50 | AMRC | Ameresco Inc-cl A | Stock-Other | 0.37% | +0.01% | -8.45% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AFL | Aflac Inc | +0.8% | +3.80% | Add |
| 2 | NFLX | Netflix Inc | +0.8% | NEW | New buy |
| 3 | BLKCHF | Blackrock Inc | +0.6% | +4.54% | Add |
| 4 | ABBV | Abbvie Inc | +0.4% | +4.57% | Add |
| 5 | KO | Coca-cola Co/the | +0.3% | +4.58% | Add |
| 6 | PAYX | Paychex Inc | +0.3% | +4.58% | Add |
| 7 | MDLZ | Mondelez International Inc-a | +0.3% | +4.58% | Add |
| 8 | CSCO | Cisco Systems Inc | +0.3% | +4.58% | Add |
| 9 | CME | Cme Group Inc | +0.3% | +4.58% | Add |
| 10 | PYPL | Paypal Holdings Inc | +0.3% | +17.12% | Add |
| 11 | JNJ | Johnson & Johnson | +0.2% | +4.58% | Add |
| 12 | ITW | Illinois Tool Works | +0.2% | +4.58% | Add |
| 13 | AJG | Arthur J Gallagher & Co | +0.2% | +4.58% | Add |
| 14 | OTIS | Otis Worldwide CORP | +0.1% | +4.58% | Add |
| 15 | TMO | Thermo Fisher Scientific Inc | +0.1% | +15.18% | Add |
| 16 | AVGO | Broadcom Inc | +0.1% | +937.14% | Add |
| 17 | TXN | Texas Instruments Inc | +0.1% | +4.58% | Add |
| 18 | ADBE | Adobe Inc | +0.1% | +28.57% | Add |
| 19 | ICE | Intercontinental Exchange In | +0.1% | -1.72% | Trim |
| 20 | AMRC | Ameresco Inc-cl A | 0% | -8.45% | Trim |
| 21 | PG | Procter & Gamble Co/the | 0% | +4.58% | Add |
| 22 | MA | Mastercard Inc - A | 0% | -1.71% | Trim |
| 23 | DHR | Danaher CORP | — | -1.72% | Trim |
| 24 | AAPL | Apple Inc | — | -1.72% | Trim |
| 25 | HUBB | Hubbell Inc | 0% | -8.45% | Trim |
| 26 | PEP | Pepsico Inc | -0.1% | +4.58% | Add |
| 27 | EOG | Eog Resources Inc | -0.1% | -14.14% | Trim |
| 28 | IMO | Imperial Oil LTD | -0.1% | -16.85% | Trim |
| 29 | SLB | Slb LTD | -0.1% | -14.14% | Trim |
| 30 | CNQ | Canadian Natural Resources | -0.1% | -14.14% | Trim |
| 31 | SU | Suncor Energy Inc | -0.1% | -14.14% | Trim |
| 32 | DVN | Devon Energy CORP | -0.1% | -14.14% | Trim |
| 33 | HAL | Halliburton Co | -0.1% | -14.14% | Trim |
| 34 | CVE | Cenovus Energy Inc | -0.1% | -14.15% | Trim |
| 35 | XOM | Exxon Mobil CORP | -0.1% | -15.03% | Trim |
| 36 | OC | Owens Corning | -0.1% | -12.56% | Trim |
| 37 | FANG | Diamondback Energy Inc | -0.1% | -14.14% | Trim |
| 38 | COP | Conocophillips | -0.1% | -14.14% | Trim |
| 39 | VLO | Valero Energy CORP | -0.1% | -14.14% | Trim |
| 40 | INTU | Intuit Inc | -0.1% | -1.71% | Trim |
| 41 | CVX | Chevron CORP | -0.1% | -14.14% | Trim |
| 42 | GOOGL | Alphabet Inc-cl A | -0.2% | -1.72% | Trim |
| 43 | EMR | Emerson Electric Co | -0.2% | +4.58% | Add |
| 44 | TSM | Taiwan Semiconductor-sp Adr | -0.2% | -10.18% | Trim |
| 45 | APH | Amphenol Corp-cl A | -0.4% | -25.74% | Trim |
| 46 | LRCXEUR | Lam Research CORP | -0.4% | -11.88% | Trim |
| 47 | AMAT | Applied Materials Inc | -0.4% | -18.46% | Trim |
| 48 | NKE | Nike Inc -cl B | -0.4% | EXIT | Sold out |
| 49 | KLAC | Kla CORP | -0.4% | -30.24% | Trim |
| 50 | MSFT | Microsoft CORP | -0.6% | +0.28% | Add |
According to official SEC Form 13F filings, Guinness Asset Management LTD reported a total U.S. public equity portfolio value of $5.9B across 106 disclosed positions in Q3 2024.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including AFL, BLKCHF, AVGO) accounted for 19.9% of total reported equity market value during Q3 2024.
Top New Position Initiated
NFLX
市值: $40.8M
Top Position Liquidated / Trimmed
NKE
前期市值: $19.1M
During Q3 2024, Guinness Asset Management LTD's top holdings by market value included AFL (4.8%)、BLKCHF (4.5%)、AVGO (4.3%). The largest single position, AFL, represented 4.8% of total portfolio value.
In Q3 2024, Guinness Asset Management LTD made 50 total portfolio adjustments, initiating 1 new buys, adding to 21 positions, trimming 27 holdings, and fully liquidating 1 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.