13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001409661
Total reported value
$5.9B
$5.9B
109 檔
18.6%
According to the latest 13F quarterly dataset, Guinness Asset Management LTD managed an equity portfolio of $5.9B at the end of Q1 2024, spanning 109 distinct U.S. exchange-listed positions.
In Q1 2024, Guinness Asset Management LTD adopted a defensive or profit-taking posture, trimming 30 positions and completely liquidating 0 holdings to manage risk exposure.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | Stock-Tech | 5.47% | -0.30% | +0.19% | |
| 2 | ABBV | Abbvie Inc | Stock-Healthcare | 4.71% | +0.30% | -1.37% | |
| 3 | AVGO | Broadcom Inc | Stock-Tech | 4.67% | +0.55% | -1.12% | |
| 4 | EMR | Emerson Electric Co | Stock-Industrials | 4.11% | +0.05% | -1.37% | |
| 5 | AJG | Arthur J Gallagher & Co | Stock-Financials | 3.96% | -0.06% | -1.37% | |
| 6 | AFL | Aflac Inc | Stock-Financials | 3.95% | -0.04% | -1.16% | |
| 7 | TXN | Texas Instruments Inc | Stock-Tech | 3.92% | +1.65% | -1.37% | |
| 8 | CME | Cme Group Inc | Stock-Financials | 3.86% | -1.26% | -1.37% | |
| 9 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 3.81% | -0.20% | -1.37% | |
| 10 | OTIS | Otis Worldwide CORP | Stock-Industrials | 3.64% | -0.45% | -1.37% | |
| 11 | BLKCHF | Blackrock Inc | Stock-Other | 3.60% | — | -1.41% | |
| 12 | CSCO | Cisco Systems Inc | Stock-Tech | 3.60% | +1.57% | -1.37% | |
| 13 | PAYX | Paychex Inc | Stock-Tech | 3.44% | -0.04% | -1.37% | |
| 14 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 3.39% | -0.26% | -1.37% | |
| 15 | PEP | Pepsico Inc | Stock-Consumer Staples | 3.32% | -0.74% | -1.37% | |
| 16 | ITW | Illinois Tool Works | Stock-Industrials | 3.28% | -0.12% | -1.37% | |
| 17 | JNJ | Johnson & Johnson | Stock-Healthcare | 3.19% | -0.16% | -1.37% | |
| 18 | KO | Coca-cola Co/the | Stock-Consumer Staples | 2.96% | -0.03% | -1.37% | |
| 19 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 1.34% | +0.38% | +4.92% | |
| 20 | NVDA | Nvidia CORP | Stock-Tech | 1.01% | +0.04% | -28.80% | |
| 21 | LRCXEUR | Lam Research CORP | Stock-Tech | 0.98% | — | +9.20% | |
| 22 | KLAC | Kla CORP | Stock-Tech | 0.95% | +0.42% | +8.91% | |
| 23 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.95% | -0.09% | +9.21% | |
| 24 | HUBB | Hubbell Inc | Stock-Industrials | 0.92% | +0.01% | -27.95% | |
| 25 | AMAT | Applied Materials Inc | Stock-Tech | 0.92% | +0.37% | +9.22% | |
| 26 | APH | Amphenol Corp-cl A | Stock-Tech | 0.90% | +0.24% | +9.23% | |
| 27 | NEE | Nextera Energy Inc | Stock-Utilities | 0.90% | -0.03% | -17.67% | |
| 28 | CRM | Salesforce Inc | Stock-Tech | 0.86% | -0.21% | +9.22% | |
| 29 | INTU | Intuit Inc | Stock-Tech | 0.81% | -0.53% | EXIT | |
| 30 | MA | Mastercard Inc - A | Stock-Financials | 0.81% | -0.08% | +9.21% | |
| 31 | ROP | Roper Technologies Inc | Stock-Tech | 0.73% | -0.13% | +9.20% | |
| 32 | V | Visa Inc-class A Shares | Stock-Financials | 0.73% | +0.01% | +9.22% | |
| 33 | FSLR | First Solar Inc | Stock-Tech | 0.72% | +0.02% | -17.67% | |
| 34 | ITRI | Itron Inc | Stock-Tech | 0.71% | -0.01% | -37.19% | |
| 35 | ICE | Intercontinental Exchange In | Stock-Financials | 0.70% | -0.19% | +9.23% | |
| 36 | IBP | Installed Building Products | Stock-Consumer Disc | 0.67% | — | -14.96% | |
| 37 | DHR | Danaher CORP | Stock-Healthcare | 0.67% | -0.09% | +9.22% | |
| 38 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.66% | +0.10% | +9.23% | |
| 39 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.64% | — | +9.23% | |
| 40 | PYPL | Paypal Holdings Inc | Stock-Financials | 0.63% | — | +32.80% | |
| 41 | ORA | Ormat Technologies Inc | Stock-Utilities | 0.61% | -0.02% | -17.66% | |
| 42 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 0.60% | -0.08% | +9.20% | |
| 43 | ON | On Semiconductor | Stock-Tech | 0.57% | — | -38.70% | |
| 44 | THRM | Gentherm Inc | Stock-Other | 0.55% | — | -23.03% | |
| 45 | AAPL | Apple Inc | Stock-Tech | 0.54% | +0.02% | +9.23% | |
| 46 | XOM | Exxon Mobil CORP | Stock-Energy | 0.52% | -0.41% | EXIT | |
| 47 | ADBE | Adobe Inc | Stock-Tech | 0.52% | -0.59% | EXIT | |
| 48 | NKE | Nike Inc -cl B | Stock-Consumer Disc | 0.47% | — | +35.64% | |
| 49 | VLO | Valero Energy CORP | Stock-Energy | 0.46% | -0.10% | -15.43% | |
| 50 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 0.46% | — | +6.36% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AVGO | Broadcom Inc | +0.5% | -1.12% | Trim |
| 2 | ABBV | Abbvie Inc | +0.4% | -1.37% | Trim |
| 3 | EMR | Emerson Electric Co | +0.4% | -1.37% | Trim |
| 4 | MSFT | Microsoft CORP | +0.3% | +0.19% | Add |
| 5 | TSM | Taiwan Semiconductor-sp Adr | +0.3% | +4.92% | Add |
| 6 | META | Meta Platforms Inc-class A | +0.3% | +9.21% | Add |
| 7 | AMAT | Applied Materials Inc | +0.2% | +9.22% | Add |
| 8 | LRCXEUR | Lam Research CORP | +0.2% | +9.20% | Add |
| 9 | NVDA | Nvidia CORP | +0.2% | -28.80% | Trim |
| 10 | KLAC | Kla CORP | +0.2% | +8.91% | Add |
| 11 | PYPL | Paypal Holdings Inc | +0.2% | +32.80% | Add |
| 12 | AJG | Arthur J Gallagher & Co | +0.2% | -1.37% | Trim |
| 13 | APH | Amphenol Corp-cl A | +0.2% | +9.23% | Add |
| 14 | PG | Procter & Gamble Co/the | +0.1% | -1.37% | Trim |
| 15 | OTIS | Otis Worldwide CORP | +0.1% | -1.37% | Trim |
| 16 | CRM | Salesforce Inc | +0.1% | +9.22% | Add |
| 17 | MA | Mastercard Inc - A | +0.1% | +9.21% | Add |
| 18 | AMZN | Amazon.com Inc | +0.1% | +9.23% | Add |
| 19 | IBP | Installed Building Products | +0.1% | -14.96% | Trim |
| 20 | GOOGL | Alphabet Inc-cl A | +0.1% | +9.23% | Add |
| 21 | TMO | Thermo Fisher Scientific Inc | +0.1% | +9.20% | Add |
| 22 | V | Visa Inc-class A Shares | +0.1% | +9.22% | Add |
| 23 | DHR | Danaher CORP | +0.1% | +9.22% | Add |
| 24 | ICE | Intercontinental Exchange In | +0.1% | +9.23% | Add |
| 25 | INTU | Intuit Inc | +0.1% | +9.21% | Add |
| 26 | ROP | Roper Technologies Inc | +0.1% | +9.20% | Add |
| 27 | NKE | Nike Inc -cl B | +0.1% | +35.64% | Add |
| 28 | FANG | Diamondback Energy Inc | +0.1% | -5.92% | Trim |
| 29 | IMO | Imperial Oil LTD | 0% | -5.97% | Trim |
| 30 | VLO | Valero Energy CORP | 0% | -15.43% | Trim |
| 31 | ADBE | Adobe Inc | -0.1% | +9.21% | Add |
| 32 | KO | Coca-cola Co/the | -0.1% | -1.37% | Trim |
| 33 | AFL | Aflac Inc | -0.1% | -1.16% | Trim |
| 34 | PAYX | Paychex Inc | -0.1% | -1.37% | Trim |
| 35 | SEDG | Solaredge Technologies Inc | -0.1% | -17.61% | Trim |
| 36 | PEP | Pepsico Inc | -0.1% | -1.37% | Trim |
| 37 | THRM | Gentherm Inc | -0.1% | -23.03% | Trim |
| 38 | HUBB | Hubbell Inc | -0.1% | -27.95% | Trim |
| 39 | BLKCHF | Blackrock Inc | -0.1% | -1.41% | Trim |
| 40 | ENPH | Enphase Energy Inc | -0.2% | -17.67% | Trim |
| 41 | NEE | Nextera Energy Inc | -0.2% | -17.67% | Trim |
| 42 | AMRC | Ameresco Inc-cl A | -0.2% | -17.69% | Trim |
| 43 | FSLR | First Solar Inc | -0.2% | -17.67% | Trim |
| 44 | ITRI | Itron Inc | -0.3% | -37.19% | Trim |
| 45 | ORA | Ormat Technologies Inc | -0.3% | -17.66% | Trim |
| 46 | CSCO | Cisco Systems Inc | -0.3% | -1.37% | Trim |
| 47 | CSIQ | Canadian Solar Inc | -0.3% | -17.67% | Trim |
| 48 | MDLZ | Mondelez International Inc-a | -0.4% | -1.37% | Trim |
| 49 | NOVAQ | Sunnova Energy International | -0.4% | -17.68% | Trim |
| 50 | ON | On Semiconductor | -0.6% | -38.70% | Trim |
According to official SEC Form 13F filings, Guinness Asset Management LTD reported a total U.S. public equity portfolio value of $5.9B across 109 disclosed positions in Q1 2024.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including MSFT, ABBV, AVGO) accounted for 18.6% of total reported equity market value during Q1 2024.
Top Position Liquidated / Trimmed
ABBV
前期市值: $195.4M
During Q1 2024, Guinness Asset Management LTD's top holdings by market value included MSFT (5.5%)、ABBV (4.7%)、AVGO (4.7%). The largest single position, MSFT, represented 5.5% of total portfolio value.
In Q1 2024, Guinness Asset Management LTD made 50 total portfolio adjustments, initiating 0 new buys, adding to 20 positions, trimming 30 holdings, and fully liquidating 0 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.