CIK: 0001287618
Total reported value
$399.7M
Reporting period: 2026-03-31 · Number of holdings: 202
DUMONT & BLAKE INVESTMENT ADVISORS LLC disclosed 202 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $399.7M and a quarterly turnover rate of 13.6%.
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Dumont & Blake Investment Advisors LLC's disclosed holdings carry a Herfindahl concentration index of 0.021 — mathematically equivalent to about 47 equally-sized positions, well below its 202 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.81), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 29% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim MSFT
-1.4% -$3.5M
Trim SPY
-3.5% -$3.1M
Add 81369y506
-0.0% $1.3M
Trim QQQ
-3.8% -$2.1M
Add GLW
-2.1% $984.4K
Add 22160k105
+406.5% $1.0M
Showing top 200 holdings (of 202 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 8.85% | -0.39% | -3.53% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 4.93% | -0.31% | -3.80% | |
| 3 | AAPL | Apple INC | Stock-Tech | 4.46% | -0.22% | -1.89% | |
| 4 | ✓ | Invesco S&p 500 Equal Weight E | Stock-Other | 3.86% | +0.03% | -3.39% | |
| 5 | ✓ | Standard BioTools Inc. | Stock-Other | 2.71% | — | -3.41% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 2.68% | -0.73% | -1.40% | |
| 7 | SWPPX | Schwab S&p 500 Index-sel | Stock-Other | 2.35% | -0.01% | +0.11% | |
| 8 | DVY | Ishares Select Dividend ETF | ETF-Other | 2.34% | +0.22% | -1.24% | |
| 9 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 1.80% | -0.02% | -5.68% | |
| 10 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.64% | -0.10% | -1.27% | |
| 11 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.55% | — | -1.96% | |
| 12 | IWC | Ishares Micro-cap ETF | ETF-Other | 1.55% | — | -4.33% | |
| 13 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.44% | -0.12% | -3.62% | |
| 14 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.34% | -0.08% | -1.44% | |
| 15 | WMT | Walmart INC | Stock-Consumer Staples | 1.33% | +0.17% | -1.52% | |
| 16 | ✓ | Select Sector Spdr Tr | Stock-Other | 1.31% | -0.07% | -0.86% | |
| 17 | ✓ | Communication Services Select | Stock-Other | 1.26% | -0.05% | -2.17% | |
| 18 | IJT | Ishares S&p Small-cap 600 Gr | ETF-Other | 1.22% | — | -3.10% | |
| 19 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.19% | -0.13% | -3.58% | |
| 20 | ✓ | Select Sector Spdr Tr | Stock-Other | 1.16% | +0.35% | -0.04% | |
| 21 | ✓ | J P Morgan Chase And Co | Stock-Other | 1.09% | -0.08% | -1.97% | |
| 22 | EFA | Ishares Msci Eafe ETF | ETF-Other | 1.04% | — | -5.24% | |
| 23 | ✓ | SPDR S&P Dividend ETF | ETF-Other | 0.87% | — | -2.51% | |
| 24 | BLK | Blackrock INC | Stock-Financials | 0.84% | -0.08% | -2.13% | |
| 25 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.82% | +0.13% | -3.87% | |
| 26 | TPR | Tapestry INC | Stock-Consumer Disc | 0.82% | — | -1.74% | |
| 27 | ✓ | BNY Mellon Midcap Index Fund | Stock-Other | 0.78% | — | -0.32% | |
| 28 | IJK | Ishares S&p Mid-cap 400 Grow | ETF-Other | 0.77% | — | -3.58% | |
| 29 | AMGN | Amgen INC | Stock-Healthcare | 0.76% | — | -2.31% | |
| 30 | ✓ | Select Sector Spdr Tr Sbi Mate | Stock-Other | 0.75% | — | -2.45% | |
| 31 | SWSSX | Schwab Small-cap Index | Stock-Other | 0.75% | — | +0.44% | |
| 32 | ✓ | Iron Mtn INC New Com | Stock-Other | 0.72% | +0.15% | -1.37% | |
| 33 | GLW | Corning INC | Stock-Tech | 0.72% | +0.27% | -2.10% | |
| 34 | CAT | Caterpillar INC | Stock-Industrials | 0.72% | — | -16.37% | |
| 35 | ✓ | AbbVie Inc. | Stock-Other | 0.71% | — | -1.57% | |
| 36 | ✓ | Seagate Technology | Stock-Other | 0.65% | +0.20% | -2.32% | |
| 37 | ✓ | Vanguard World Fds Telcomm ETF | ETF-Other | 0.64% | — | -1.52% | |
| 38 | ✓ | Vanguard World Fd | Stock-Other | 0.64% | — | -1.99% | |
| 39 | ✓ | Exxon Mobil Corporation | Stock-Other | 0.62% | +0.19% | -2.17% | |
| 40 | ✓ | Vaneck Vectors Semiconductor E | Stock-Other | 0.61% | — | -2.69% | |
| 41 | ✓ | Synchrony Financial | Stock-Other | 0.61% | -0.13% | -2.42% | |
| 42 | ✓ | Spdr S&p 500 High Dividend ETF | ETF-Large Cap & Growth | 0.61% | — | +4.21% | |
| 43 | ✓ | Calamos Convertible & High Inc | Stock-Other | 0.60% | — | -3.34% | |
| 44 | ✓ | Meta Platforms, Inc. | Stock-Other | 0.60% | -0.08% | -2.48% | |
| 45 | PFF | Ishares Preferred & Income S | ETF-Other | 0.59% | — | -3.84% | |
| 46 | ✓ | Incyte CORP | Stock-Other | 0.59% | — | -2.20% | |
| 47 | PCEF | Invesco Cef Income Composite | ETF-Other | 0.59% | — | -5.64% | |
| 48 | IJJ | Ishares S&p Mid-cap 400 Valu | ETF-Other | 0.57% | — | -3.20% | |
| 49 | CSCO | Cisco Systems INC | Stock-Tech | 0.55% | — | -1.13% | |
| 50 | ITA | Ishares U.s. Aerospace & Def | ETF-Other | 0.54% | — | -4.71% |
Performance for Q3 2026
+4.2%
Performance Last 4 Quarters
+24.4%
Based on 63% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 202 | $399.7M | 14 | |
| 2025-12-31 | 204 | $416.1M | 7 | |
| 2025-09-30 | 207 | $412.4M | 18 | |
| 2025-06-30 | 209 | $383.0M | 0 | |
| 2025-03-31 | 207 | $356.7M | 100 | |
| 2024-12-31 | 203 | $372.5M | 0 | |
| 2024-09-30 | 202 | $375.1M | 0 | |
| 2024-06-30 | 198 | $706.4M | 0 | |
| 2024-03-31 | 200 | $347.4M | 0 | |
| 2023-12-31 | 202 | $323.3M | 0 | |
| 2023-09-30 | 191 | $295.7M | 0 | |
| 2023-06-30 | 192 | $307.6M | 0 | |
| 2023-03-31 | 196 | $295.0M | 0 | |
| 2022-12-31 | 191 | $282.5M | 0 | |
| 2022-09-30 | 192 | $267.2M | 0 | |
| 2022-06-30 | 203 | $306.1M | 0 | |
| 2022-03-31 | 216 | $366.2M | 0 | |
| 2021-12-31 | 212 | $383.7M | 0 | |
| 2021-09-30 | 211 | $349.8M | 0 | |
| 2021-06-30 | 209 | $351.7M | 96 | |
| 2021-03-31 | 204 | $325.9M | 14 | |
| 2020-12-31 | 199 | $292.6M | 14 | |
| 2020-09-30 | 189 | $263.2M | 13 | |
| 2020-06-30 | 179 | $239.3M | 25 | |
| 2020-03-31 | 174 | $195.0M | 31 | |
| 2019-12-31 | 194 | $254.3M | 11 | |
| 2019-09-30 | 193 | $237.6M | 8 | |
| 2019-06-30 | 191 | $240.1M | 13 | |
| 2019-03-31 | 190 | $236.2M | 14 | |
| 2018-12-31 | 195 | $213.4M | 21 | |
| 2018-09-30 | 198 | $256.4M | 12 | |
| 2018-06-30 | 199 | $238.5M | 25 | |
| 2018-03-31 | 204 | $234.6M | 9 | |
| 2017-12-31 | 217 | $246.4M | 13 | |
| 2017-09-30 | 211 | $233.6M | 9 | |
| 2017-06-30 | 213 | $225.6M | 7 | |
| 2017-03-31 | 204 | $221.7M | 10 | |
| 2016-12-31 | 217 | $213.2M | 9 | |
| 2016-09-30 | 203 | $203.7M | 11 | |
| 2016-06-30 | 203 | $199.4M | 10 | |
| 2016-03-31 | 183 | $193.4M | 11 | |
| 2015-12-31 | 194 | $196.1M | 23 | |
| 2015-09-30 | 178 | $185.1M | 16 | |
| 2015-06-30 | 180 | $204.6M | 10 | |
| 2015-03-31 | 179 | $206.1M | 10 | |
| 2014-12-31 | 171 | $202.2M | 16 | |
| 2014-09-30 | 167 | $193.9M | 9 | |
| 2014-06-30 | 159 | $199.2M | 10 | |
| 2014-03-31 | 155 | $192.2M | 12 | |
| 2013-12-31 | 154 | $194.0M | 14 | |
| 2013-09-30 | 152 | $210.4M | 27 | |
| 2013-06-30 | 135 | $166.5M | 0 |
Dumont & Blake Investment Advisors LLC's most significant position changes for 2026-03-31: Sold out: THE Cigna Group (CI); Sold out: General Mills INC (GIS); New buy: IQVIA Holdings Inc.; Sold out: Medtronic plc (MDT); Sold out: Charles River Laboratories (CRL).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | Select Sector Spdr Tr | +0.4% | -0.04% | Trim |
| 2 | GLW | Corning INC | +0.3% | -2.10% | Trim |
| 3 | ✓ | Costco Wholesale Corporation | +0.3% | +406.50% | Add |
| 4 | DVY | Ishares Select Dividend ETF | +0.2% | -1.24% | Trim |
| 5 | ✓ | Seagate Technology | +0.2% | -2.32% | Trim |
| 6 | LMT | Lockheed Martin CORP | +0.2% | +208.45% | Add |
| 7 | ✓ | Exxon Mobil Corporation | +0.2% | -2.17% | Trim |
| 8 | OC | Owens Corning | +0.2% | +221.24% | Add |
| 9 | WMT | Walmart INC | +0.2% | -1.52% | Trim |
| 10 | CVS | Cvs Health CORP | +0.2% | +148.96% | Add |
| 11 | ✓ | Iron Mtn INC New Com | +0.2% | -1.37% | Trim |
| 12 | ITW | Illinois Tool Works | +0.1% | +43.24% | Add |
| 13 | JNJ | Johnson & Johnson | +0.1% | -3.87% | Trim |
| 14 | HACK | Amplify Cybersecurity ETF | +0.1% | +60.04% | Add |
| 15 | ✓ | ConocoPhillips | +0.1% | -0.97% | Trim |
| 16 | AMAT | Applied Materials INC | +0.1% | -0.86% | Trim |
| 17 | ✓ | Invesco S&p 500 Equal Weight E | 0% | -3.39% | Trim |
| 18 | SWPPX | Schwab S&p 500 Index-sel | 0% | +0.11% | Add |
| 19 | IWM | Ishares Russell 2000 ETF | 0% | -5.68% | Trim |
| 20 | ✓ | Communication Services Select | -0.1% | -2.17% | Trim |
| 21 | FDN | First Trust Dj Internet Ind | -0.1% | -3.22% | Trim |
| 22 | ORI | Old Republic Intl CORP | -0.1% | -1.47% | Trim |
| 23 | ✓ | Select Sector Spdr Tr | -0.1% | -0.86% | Trim |
| 24 | DIS | Walt Disney Co/the | -0.1% | -1.53% | Trim |
| 25 | GOOG | Alphabet Inc-cl C | -0.1% | -1.44% | Trim |
| 26 | ✓ | J P Morgan Chase And Co | -0.1% | -1.97% | Trim |
| 27 | BLK | Blackrock INC | -0.1% | -2.13% | Trim |
| 28 | ✓ | Meta Platforms, Inc. | -0.1% | -2.48% | Trim |
| 29 | ORCL | Oracle CORP | -0.1% | -1.62% | Trim |
| 30 | URI | United Rentals INC | -0.1% | -17.13% | Trim |
| 31 | IBM | Intl Business Machines CORP | -0.1% | -2.40% | Trim |
| 32 | GOOGL | Alphabet Inc-cl A | -0.1% | -1.27% | Trim |
| 33 | IVW | Ishares S&p 500 Growth ETF | -0.1% | -3.62% | Trim |
| 34 | AMZN | Amazon.com INC | -0.1% | -3.58% | Trim |
| 35 | ✓ | Synchrony Financial | -0.1% | -2.42% | Trim |
| 36 | ✓ | Capital One Financial Corporation | -0.2% | -2.27% | Trim |
| 37 | AAPL | Apple INC | -0.2% | -1.89% | Trim |
| 38 | QQQ | Invesco Qqq Trust Series 1 | -0.3% | -3.80% | Trim |
| 39 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.4% | -3.53% | Trim |
| 40 | MSFT | Microsoft CORP | -0.7% | -1.40% | Trim |
| 41 | CI | THE Cigna Group | — | EXIT | Sold out |
| 42 | GIS | General Mills INC | — | EXIT | Sold out |
| 43 | ✓ | IQVIA Holdings Inc. | — | NEW | New buy |
| 44 | MDT | Medtronic plc | — | EXIT | Sold out |
| 45 | CRL | Charles River Laboratories | — | EXIT | Sold out |
| 46 | CRM | Salesforce INC | — | NEW | New buy |
| 47 | TGT | Target CORP | — | EXIT | Sold out |
| 48 | ✓ | ServiceNow Inc. | — | NEW | New buy |
| 49 | GSK | Gsk Plc-spon Adr | — | EXIT | Sold out |
| 50 | FIG | Figma Inc-cl A | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-28 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-29 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-17 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-29 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-08 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-23 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-23 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-24 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-17 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-23 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-30 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-03 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-14 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-26 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-24 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-03 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-27 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-31 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-02 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-22 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-03 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-29 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-30 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-31 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-05 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-05 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-12 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-01 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-04 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-07 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-19 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-07-25 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-26 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-15 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-31 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-28 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-04 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-11 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-02 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-03 | Amendment | View on EDGAR |
| 2016-06-30 | 2016-08-02 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-04-21 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-27 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-28 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-20 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-04-28 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-03 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-28 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-22 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-29 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-03 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-05 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-23 | Amendment | View on EDGAR |
| 2013-06-30 | 2013-08-07 | 13F-HR | View on EDGAR |
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