Dumont & Blake Investment Advisors LLC — Q3 2014 13F Holdings

Name: Dumont & Blake Investment Advisors LLC — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001287618

Total reported value

$399.7M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	6.36%	-0.39%	+4.17%
2	DVY	Ishares Select Dividend ETF	ETF-Other	3.44%	+0.22%	-0.55%
3	✓	Exxon Mobil Corporation	Stock-Other	2.58%	+0.19%	-0.19%
4	✓	Guggenheim S&P 500 Equal Weigh	Stock-Other	2.46%	—	-3.95%
5	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.95%	—	-1.09%
6	IBM	Intl Business Machines CORP	Stock-Tech	1.76%	-0.09%	+0.08%
7	AAPL	Apple INC	Stock-Tech	1.74%	-0.22%	+1.70%
8	✓	Standard BioTools Inc.	Stock-Other	1.67%	—	-1.97%
9	✓	Calamos Convertible & High Inc	Stock-Other	1.58%	—	+0.33%
10	LOW	Lowe's Cos INC	Stock-Consumer Disc	1.55%	—	—
11	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.52%	—	-4.82%
12	✓	Alps Group Inc	Stock-Other	1.50%	—	-0.31%
13	✓	Vanguard World Fds Telcomm ETF	ETF-Other	1.37%	—	—
14	VYM	Vanguard High Dvd Yield ETF	ETF-Other	1.35%	—	-0.49%
15	MSFT	Microsoft CORP	Stock-Tech	1.33%	-0.73%	+2.21%
16	SWPPX	Schwab S&p 500 Index-sel	Stock-Other	1.17%	-0.01%	+0.55%
17	JNJ	Johnson & Johnson	Stock-Healthcare	1.15%	+0.13%	-5.73%
18	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.13%	-0.02%	-0.02%
19	✓	Powershares Fd Tr Ii ETF Cef I	ETF-Other	1.13%	—	+2.04%
20	✓	BlackRock, Inc.	Stock-Other	1.12%	—	-10.71%
21	✓	J P Morgan Chase And Co	Stock-Other	1.12%	-0.08%	-0.28%
22	PFF	Ishares Preferred & Income S	ETF-Other	1.11%	—	+1.12%
23	SLB	Slb LTD	Stock-Energy	1.11%	—	+0.25%
24	✓	MetLife, Inc.	Stock-Other	1.08%	—	-0.13%
25	✓	Select Sector Spdr Tr Sbi Mate	Stock-Other	1.08%	—	+0.36%
26	IWC	Ishares Micro-cap ETF	ETF-Other	1.04%	—	-0.41%
27	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.03%	—	—
28	EFA	Ishares Msci Eafe ETF	ETF-Other	1.01%	—	+1.15%
29	CVS	Cvs Health CORP	Stock-Healthcare	1.01%	+0.16%	-0.04%
30	✓	SPDR S&P Intl Dividend ETF	ETF-Other	0.90%	—	+2.82%
31	WMT	Walmart INC	Stock-Consumer Staples	0.89%	+0.17%	—
32	CVX	Chevron CORP	Stock-Energy	0.87%	—	-0.35%
33	AXP	American Express Co	Stock-Financials	0.86%	—	+0.20%
34	AMGN	Amgen INC	Stock-Healthcare	0.84%	—	—
35	PEP	Pepsico INC	Stock-Consumer Staples	0.83%	—	—
36	✓	Vanguard World Fd	Stock-Other	0.82%	—	—
37	ADP	Automatic Data Processing	Stock-Tech	0.82%	—	-2.54%
38	IJJ	Ishares S&p Mid-cap 400 Valu	ETF-Other	0.82%	—	+1.26%
39	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.81%	-0.12%	+3.82%
40	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	0.80%	—	+3.34%
41	IJS	Ishares S&p Small-cap 600 Va	ETF-Other	0.77%	—	+1.61%
42	ORCL	Oracle CORP	Stock-Tech	0.76%	-0.09%	—
43	✓	3m Co	Stock-Other	0.75%	—	-0.15%
44	FNMIX	Fidelity New Mrkts INC	Stock-Other	0.75%	—	+0.77%
45	TEVA	Teva Pharmaceutical-sp Adr	Stock-Healthcare	0.74%	—	-0.93%
46	✓	American Express Company	Stock-Other	0.73%	—	+0.50%
47	✓		Stock-Other	0.70%	—	—
48	✓		Stock-Other	0.69%	—	—
49	INTC	Intel CORP	Stock-Tech	0.68%	—	-4.89%
50	WFC	Wells Fargo & Co	Stock-Financials	0.68%	—	-0.95%

1–50 of 154

Holding changes this quarter

Position changes disclosed by Dumont & Blake Investment Advisors LLC for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.5%	+4.17%	Add
2	AAPL	Apple INC	+0.2%	+1.70%	Add
3	MSFT	Microsoft CORP	+0.2%	+2.21%	Add
4	LOW	Lowe's Cos INC	+0.2%	—	Unchanged
5	AMGN	Amgen INC	+0.2%	—	Unchanged
6	✓	Skyworks Solutions, Inc.	+0.1%	+2.84%	Add
7	✓	Powershares Qqq Trust Ser 1	+0.1%	-1.09%	Trim
8	IBM	Intl Business Machines CORP	+0.1%	+0.08%	Add
9	CERNCHF	Cerner CORP	+0.1%	—	Unchanged
10	✓		+0.1%	—	Unchanged
11	PG	Procter & Gamble Co/the	+0.1%	—	Unchanged
12	BBBYEUR	20230930-dk-butterfly-1 INC	+0.1%	—	Unchanged
13	✓	AutoNation Inc	+0.1%	+43.49%	Add
14	✓	Calamos Convertible & High Inc	0%	+0.33%	Add
15	GLW	Corning INC	0%	+2.38%	Add
16	✓	SPDR S&P Intl Dividend ETF	-0.1%	+2.82%	Add
17	AXP	American Express Co	-0.1%	+0.20%	Add
18	✓	ConocoPhillips	-0.1%	—	Unchanged
19	✓	Guggenheim S&P 500 Equal Weigh	-0.1%	-3.95%	Trim
20	CVX	Chevron CORP	-0.1%	-0.35%	Trim
21	✓	Portfolio Recovery Associates	-0.1%	—	Unchanged
22	✓	3-d Sys CORP Del Com New	-0.1%	—	Unchanged
23	DVY	Ishares Select Dividend ETF	-0.1%	-0.55%	Trim
24	AEP	American Electric Power Company, Inc.	-0.1%	-4.82%	Trim
25	✓	Standard BioTools Inc.	-0.1%	-1.97%	Trim
26	✓	BlackRock, Inc.	-0.1%	-10.71%	Trim
27	IWM	Ishares Russell 2000 ETF	-0.1%	-0.02%	Trim
28	BP	Bp Plc-spons Adr	-0.1%	—	Unchanged
29	IWC	Ishares Micro-cap ETF	-0.1%	-0.41%	Trim
30	TKR	Timken Co	-0.1%	-0.37%	Trim
31	✓	First Tr Ise Revere Nat Gas	-0.1%	—	Unchanged
32	✓		-0.1%	+3.28%	Add
33	✓	Exxon Mobil Corporation	-0.1%	-0.19%	Trim
34	SLB	Slb LTD	-0.1%	+0.25%	Add
35	RTN1USD	Raytheon Company	-0.2%	-44.20%	Trim
36	✓	Seagate Technology PLC	-0.2%	-26.90%	Trim
37	BMY	Bristol-myers Squibb Co	-0.2%	-51.49%	Trim
38	MDT	Medtronic plc	-0.2%	-26.40%	Trim
39	✓	State Street SPDR Portfolio Nasdaq 100 ETF	—	NEW	New buy
40	✓	SPDR S&P Homebuild	—	EXIT	Sold out
41	HRSEUR	L3harris Technologies INC	—	EXIT	Sold out
42	AFL	Aflac INC	—	EXIT	Sold out
43	KSS	Kohls CORP	—	NEW	New buy
44	EWM	iShares MSCI Malaysia ETF	—	EXIT	Sold out
45	CELG	Celgene CORP	—	EXIT	Sold out
46	GILD	Gilead Sciences INC	—	EXIT	Sold out
47	ED	Consolidated Edison INC	—	EXIT	Sold out
48	MCD	Mcdonald's CORP	—	EXIT	Sold out
49	CLX	Clorox Company	—	NEW	New buy
50	IP	International Paper Co	—	EXIT	Sold out