Dumont & Blake Investment Advisors LLC — Q1 2014 13F Holdings

Name: Dumont & Blake Investment Advisors LLC — 13F Holdings, Q1 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001287618

Total reported value

$399.7M

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	5.74%	-0.39%	+0.46%
2	DVY	Ishares Select Dividend ETF	ETF-Other	3.46%	+0.22%	-2.17%
3	✓	Exxon Mobil Corporation	Stock-Other	2.75%	+0.19%	-1.56%
4	✓	Guggenheim S&P 500 Equal Weigh	Stock-Other	2.49%	—	-0.22%
5	IBM	Intl Business Machines CORP	Stock-Tech	1.79%	-0.09%	-0.02%
6	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.76%	—	-0.08%
7	✓	Standard BioTools Inc.	Stock-Other	1.75%	—	-0.65%
8	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.63%	—	+0.37%
9	✓	Calamos Convertible & High Inc	Stock-Other	1.51%	—	+2.11%
10	LOW	Lowe's Cos INC	Stock-Consumer Disc	1.45%	—	-1.05%
11	✓	Alps Group Inc	Stock-Other	1.38%	—	+1.43%
12	MSFT	Microsoft CORP	Stock-Tech	1.37%	-0.73%	-6.15%
13	✓	Vanguard World Fds Telcomm ETF	ETF-Other	1.35%	—	-2.42%
14	AAPL	Apple INC	Stock-Tech	1.32%	-0.22%	-1.52%
15	VYM	Vanguard High Dvd Yield ETF	ETF-Other	1.29%	—	+2.08%
16	✓	BlackRock, Inc.	Stock-Other	1.21%	—	-3.58%
17	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.21%	-0.02%	-1.09%
18	IWC	Ishares Micro-cap ETF	ETF-Other	1.17%	—	+1.25%
19	JNJ	Johnson & Johnson	Stock-Healthcare	1.15%	+0.13%	-2.13%
20	✓	J P Morgan Chase And Co	Stock-Other	1.14%	-0.08%	-2.95%
21	✓	Powershares Fd Tr Ii ETF Cef I	ETF-Other	1.13%	—	+2.66%
22	SWPPX	Schwab S&p 500 Index-sel	Stock-Other	1.11%	-0.01%	+4.28%
23	✓	MetLife, Inc.	Stock-Other	1.11%	—	-2.48%
24	PFF	Ishares Preferred & Income S	ETF-Other	1.08%	—	+1.08%
25	SLB	Slb LTD	Stock-Energy	1.07%	—	-2.86%
26	✓	Select Sector Spdr Tr Sbi Mate	Stock-Other	1.03%	—	+0.34%
27	EFA	Ishares Msci Eafe ETF	ETF-Other	1.03%	—	+6.59%
28	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.01%	—	-2.44%
29	✓	American Express Company	Stock-Other	0.99%	—	+4.32%
30	CVS	Cvs Health CORP	Stock-Healthcare	0.97%	+0.16%	-2.83%
31	AXP	American Express Co	Stock-Financials	0.95%	—	-0.35%
32	MDT	Medtronic plc	Stock-Healthcare	0.93%	—	-3.22%
33	✓	SPDR S&P Intl Dividend ETF	ETF-Other	0.91%	—	+2.10%
34	WMT	Walmart INC	Stock-Consumer Staples	0.91%	+0.17%	-1.75%
35	CVX	Chevron CORP	Stock-Energy	0.90%	—	-2.88%
36	✓	Alphabet INC Cl C	Stock-Other	0.84%	—	—
37	ORCL	Oracle CORP	Stock-Tech	0.82%	-0.09%	-1.81%
38	✓	Vanguard World Fd	Stock-Other	0.82%	—	-0.22%
39	IJJ	Ishares S&p Mid-cap 400 Valu	ETF-Other	0.79%	—	+9.32%
40	ADP	Automatic Data Processing	Stock-Tech	0.79%	—	+0.26%
41	IJS	Ishares S&p Small-cap 600 Va	ETF-Other	0.79%	—	+9.37%
42	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	0.78%	—	+9.06%
43	✓	3m Co	Stock-Other	0.78%	—	-27.50%
44	AMGN	Amgen INC	Stock-Healthcare	0.76%	—	-2.55%
45	PEP	Pepsico INC	Stock-Consumer Staples	0.75%	—	-1.82%
46	TEVA	Teva Pharmaceutical-sp Adr	Stock-Healthcare	0.75%	—	-2.68%
47	FNMIX	Fidelity New Mrkts INC	Stock-Other	0.74%	—	-2.81%
48	GLW	Corning INC	Stock-Tech	0.73%	+0.27%	-4.97%
49	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.73%	-0.12%	+10.80%
50	✓	Seagate Technology PLC	Stock-Other	0.72%	—	-3.03%

1–50 of 154

Holding changes this quarter

Position changes disclosed by Dumont & Blake Investment Advisors LLC for the quarter ending Q1 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VYX	Ncr Voyix CORP	+0.3%	+54.08%	Add
2	TEVA	Teva Pharmaceutical-sp Adr	+0.2%	-2.68%	Trim
3	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.2%	+0.46%	Add
4	✓	American Express Company	+0.1%	+4.32%	Add
5	✓	Calamos Convertible & High Inc	+0.1%	+2.11%	Add
6	IJJ	Ishares S&p Mid-cap 400 Valu	+0.1%	+9.32%	Add
7	✓	Spdr Ser Tr	+0.1%	+21.87%	Add
8	IJS	Ishares S&p Small-cap 600 Va	+0.1%	+9.37%	Add
9	✓		+0.1%	-3.48%	Trim
10	IVW	Ishares S&p 500 Growth ETF	+0.1%	+10.80%	Add
11	IJK	Ishares S&p Mid-cap 400 Grow	+0.1%	+9.06%	Add
12	✓		+0.1%	-2.46%	Trim
13	PFF	Ishares Preferred & Income S	+0.1%	+1.08%	Add
14	✓	Guggenheim S&P 500 Equal Weigh	+0.1%	-0.22%	Trim
15	GLW	Corning INC	+0.1%	-4.97%	Trim
16	EFA	Ishares Msci Eafe ETF	+0.1%	+6.59%	Add
17	✓	Vanguard World Fd	+0.1%	-0.22%	Trim
18	SWPPX	Schwab S&p 500 Index-sel	+0.1%	+4.28%	Add
19	JNJ	Johnson & Johnson	+0.1%	-2.13%	Trim
20	UPS	United Parcel Service-cl B	-0.1%	-2.30%	Trim
21	CVX	Chevron CORP	-0.1%	-2.88%	Trim
22	TPR	Tapestry, Inc.	-0.1%	+0.18%	Add
23	AAPL	Apple INC	-0.1%	-1.52%	Trim
24	CHS1USD	Chico's Fas INC	-0.1%	-2.21%	Trim
25	BBBYEUR	20230930-dk-butterfly-1 INC	-0.1%	-2.93%	Trim
26	RTN1USD	Raytheon Company	-0.1%	-23.78%	Trim
27	✓	Portfolio Recovery Associates	-0.1%	-23.31%	Trim
28	✓	Exxon Mobil Corporation	-0.1%	-1.56%	Trim
29	AEP	American Electric Power Company, Inc.	-0.1%	+0.37%	Add
30	✓	3-d Sys CORP Del Com New	-0.2%	-4.60%	Trim
31	HRSEUR	L3harris Technologies INC	-0.2%	-48.24%	Trim
32	ITW	Illinois Tool Works	-0.2%	-29.69%	Trim
33	✓		-0.3%	+0.02%	Add
34	✓	Fidelity National Financial, Inc.	-0.3%	-51.75%	Trim
35	BA	Boeing Co/the	-0.3%	-31.55%	Trim
36	AFL	Aflac INC	-0.3%	-29.84%	Trim
37	✓	3m Co	-0.3%	-27.50%	Trim
38	KSS	Kohls CORP	—	EXIT	Sold out
39	✓	Alphabet INC Cl A	—	EXIT	Sold out
40	✓	Alphabet INC Cl C	—	NEW	New buy
41	✓	Target Corporation	—	NEW	New buy
42	TJX	Tjx Companies INC	—	EXIT	Sold out
43	NYCBEUR	New York Community Bancorp	—	EXIT	Sold out
44	✓	AutoNation Inc	—	NEW	New buy
45	MAR	Marriott International -cl A	—	NEW	New buy
46	RMD	Resmed INC	—	NEW	New buy
47	✓	Global X ETF Superdividend ETF	—	NEW	New buy
48	VTI	Vanguard Total Stock Mkt ETF	—	EXIT	Sold out
49	SGENEUR	Seagen INC	—	NEW	New buy
50	GILD	Gilead Sciences INC	—	NEW	New buy