13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001287618
Total reported value
$445.1M
$445.1M
201 檔
22.5%
According to the latest 13F quarterly dataset, Dumont & Blake Investment Advisors LLC managed an equity portfolio of $445.1M at the end of Q3 2024, spanning 201 distinct U.S. exchange-listed positions.
In Q3 2024, Dumont & Blake Investment Advisors LLC adopted a defensive or profit-taking posture, trimming 48 positions and completely liquidating 1 holdings to manage risk exposure.
Showing top 200 holdings (of 201 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 9.30% | +0.21% | -50.18% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 4.94% | +0.63% | -50.31% | |
| 3 | ✓ | Stock-Other | 4.57% | — | -50.51% | ||
| 4 | AAPL | Apple Inc | Stock-Tech | 4.39% | -0.11% | -50.26% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 3.47% | -0.38% | -50.52% | |
| 6 | ✓ | Stock-Other | 3.11% | — | -50.17% | ||
| 7 | DVY | Ishares Select Dividend ETF | ETF-Other | 2.39% | -0.27% | -50.02% | |
| 8 | SWPPX | Schwab S&p 500 Index-sel | Stock-Other | 2.31% | +0.05% | -49.98% | |
| 9 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 1.92% | +0.13% | -50.13% | |
| 10 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.57% | -0.15% | -50.03% | |
| 11 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.44% | +0.11% | -50.65% | |
| 12 | IJT | Ishares S&p Small-cap 600 Gr | ETF-Other | 1.37% | +0.13% | -50.11% | |
| 13 | IWC | Ishares Micro-cap ETF | ETF-Other | 1.36% | +0.19% | -50.13% | |
| 14 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.21% | +0.14% | -50.07% | |
| 15 | EFA | Ishares Msci Eafe ETF | ETF-Other | 1.02% | -0.03% | -50.04% | |
| 16 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.01% | +0.10% | -50.07% | |
| 17 | ✓ | Stock-Other | 1.00% | — | -50.12% | ||
| 18 | ✓ | Stock-Other | 0.99% | — | -49.93% | ||
| 19 | WMT | Walmart Inc | Stock-Consumer Staples | 0.97% | -0.30% | -50.06% | |
| 20 | ✓ | Stock-Other | 0.97% | — | -49.88% | ||
| 21 | ✓ | Stock-Other | 0.93% | — | -50.08% | ||
| 22 | BLK | Blackrock Inc | Stock-Financials | 0.92% | -0.14% | — | |
| 23 | ✓ | Stock-Other | 0.86% | — | -49.90% | ||
| 24 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.85% | +0.06% | -50.54% | |
| 25 | ✓ | Stock-Other | 0.80% | — | -50.00% | ||
| 26 | ✓ | Stock-Other | 0.80% | — | -50.15% | ||
| 27 | ✓ | Stock-Other | 0.80% | — | -50.95% | ||
| 28 | IJK | Ishares S&p Mid-cap 400 Grow | ETF-Other | 0.79% | +0.05% | -50.12% | |
| 29 | PFF | Ishares Preferred & Income S | ETF-Other | 0.77% | -0.08% | -49.76% | |
| 30 | AMGN | Amgen Inc | Stock-Healthcare | 0.76% | -0.11% | -50.38% | |
| 31 | ✓ | Stock-Other | 0.75% | — | -49.71% | ||
| 32 | ✓ | Stock-Other | 0.74% | — | -50.36% | ||
| 33 | PCEF | Invesco Cef Income Composite | ETF-Other | 0.73% | -0.05% | -49.72% | |
| 34 | SWSSX | Schwab Small-cap Index | Stock-Other | 0.71% | +0.06% | -50.32% | |
| 35 | ✓ | Stock-Other | 0.67% | — | -50.12% | ||
| 36 | ✓ | Stock-Other | 0.66% | — | -50.20% | ||
| 37 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.62% | -0.09% | -50.26% | |
| 38 | IJJ | Ishares S&p Mid-cap 400 Valu | ETF-Other | 0.62% | +0.02% | -49.73% | |
| 39 | ✓ | Stock-Other | 0.61% | — | -50.25% | ||
| 40 | URI | United Rentals Inc | Stock-Industrials | 0.61% | +0.10% | -50.19% | |
| 41 | MRSH | Marsh & Mclennan Cos | Stock-Financials | 0.58% | -0.06% | -50.26% | |
| 42 | ✓ | Stock-Other | 0.58% | — | -50.42% | ||
| 43 | ✓ | Stock-Other | 0.57% | — | -50.25% | ||
| 44 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.57% | — | -49.96% | |
| 45 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.56% | -0.09% | -49.82% | |
| 46 | ORCL | Oracle CORP | Stock-Tech | 0.56% | -0.05% | -50.24% | |
| 47 | ✓ | Stock-Other | 0.55% | — | -50.09% | ||
| 48 | ORI | Old Republic Intl CORP | Stock-Financials | 0.54% | -0.08% | -50.04% | |
| 49 | IBM | Intl Business Machines CORP | Stock-Tech | 0.52% | — | -50.63% | |
| 50 | ✓ | Stock-Other | 0.52% | — | -49.91% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BLK | Blackrock Inc | +0.9% | NEW | New buy |
| 2 | IRM | Iron Mountain Inc | +0.2% | — | Trim |
| 3 | AAPL | Apple Inc | +0.2% | -50.26% | Trim |
| 4 | DVY | Ishares Select Dividend ETF | +0.1% | -50.02% | Trim |
| 5 | WMT | Walmart Inc | +0.1% | -50.06% | Trim |
| 6 | RSP | Invesco S&p 500 Equal Weight | +0.1% | — | Trim |
| 7 | MET | Metlife Inc | +0.1% | — | Trim |
| 8 | SDY | Ss Spdr S&p Dividend ETF | +0.1% | — | Trim |
| 9 | ABBV | Abbvie Inc | +0.1% | — | Trim |
| 10 | IWM | Ishares Russell 2000 ETF | 0% | -50.13% | Trim |
| 11 | META | Meta Platforms Inc-class A | 0% | — | Trim |
| 12 | VYM | Vanguard High Dvd Yield ETF | 0% | -50.03% | Trim |
| 13 | IJT | Ishares S&p Small-cap 600 Gr | 0% | -50.11% | Trim |
| 14 | IWC | Ishares Micro-cap ETF | 0% | -50.13% | Trim |
| 15 | XLB | Ss Materials Select Sector | 0% | — | Trim |
| 16 | SWSSX | Schwab Small-cap Index | 0% | -50.32% | Trim |
| 17 | IJJ | Ishares S&p Mid-cap 400 Valu | 0% | -49.73% | Trim |
| 18 | JNJ | Johnson & Johnson | 0% | -50.26% | Trim |
| 19 | XCHYX | Calamos Convert & High Inc | 0% | — | Trim |
| 20 | IVE | Ishares S&p 500 Value ETF | 0% | -49.96% | Trim |
| 21 | MDY | State Street Spdr S&p Midcap | — | — | Trim |
| 22 | SWPPX | Schwab S&p 500 Index-sel | — | -49.98% | Trim |
| 23 | EFA | Ishares Msci Eafe ETF | — | -50.04% | Trim |
| 24 | PESPX | Bnym Midcap Index-inv | — | — | Trim |
| 25 | PFF | Ishares Preferred & Income S | — | -49.76% | Trim |
| 26 | PCEF | Invesco Cef Income Composite | — | -49.72% | Trim |
| 27 | XLC | Ss Comm Select Sector Spdr | 0% | — | Trim |
| 28 | IJK | Ishares S&p Mid-cap 400 Grow | 0% | -50.12% | Trim |
| 29 | MRSH | Marsh & Mclennan Cos | 0% | -50.26% | Trim |
| 30 | VOX | Vanguard Communication Servi | 0% | — | Trim |
| 31 | PG | Procter & Gamble Co/the | 0% | -50.32% | Trim |
| 32 | JPM | Jpmorgan Chase & Co | 0% | — | Trim |
| 33 | PEP | Pepsico Inc | 0% | -49.82% | Trim |
| 34 | SJNK | Ss Spdr Bb St Hi Yield ETF | 0% | — | Trim |
| 35 | AMGN | Amgen Inc | 0% | -50.38% | Trim |
| 36 | XOM | Exxon Mobil CORP | 0% | — | Trim |
| 37 | DIS | Walt Disney Co/the | 0% | -50.27% | Trim |
| 38 | IVW | Ishares S&p 500 Growth ETF | -0.1% | -50.65% | Trim |
| 39 | SMH | Vaneck Semiconductor ETF | -0.1% | — | Trim |
| 40 | XLK | Ss Technology Select Sector | -0.1% | — | Trim |
| 41 | NVDA | Nvidia CORP | -0.1% | — | Trim |
| 42 | XLE | Ss Energy Select Sector | -0.1% | — | Trim |
| 43 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.1% | -50.18% | Trim |
| 44 | SYF | Synchrony Financial | -0.1% | — | Trim |
| 45 | AMZN | Amazon.com Inc | -0.1% | -50.07% | Trim |
| 46 | GOOG | Alphabet Inc-cl C | -0.2% | -50.54% | Trim |
| 47 | GOOGL | Alphabet Inc-cl A | -0.2% | -50.07% | Trim |
| 48 | QQQ | Invesco Qqq Trust Series 1 | -0.2% | -50.31% | Trim |
| 49 | MSFT | Microsoft CORP | -0.4% | -50.52% | Trim |
| 50 | BLKCHF | Blackrock Inc | -0.8% | EXIT | Sold out |
According to official SEC Form 13F filings, Dumont & Blake Investment Advisors LLC reported a total U.S. public equity portfolio value of $445.1M across 201 disclosed positions in Q3 2024.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including SPY, QQQ, ) accounted for 22.5% of total reported equity market value during Q3 2024.
Top New Position Initiated
BLK
市值: $3.5M
Top Position Liquidated / Trimmed
BLKCHF
前期市值: $5.8M
During Q3 2024, Dumont & Blake Investment Advisors LLC's top holdings by market value included SPY (9.3%)、QQQ (4.9%)、 (4.6%). The largest single position, SPY, represented 9.3% of total portfolio value.
In Q3 2024, Dumont & Blake Investment Advisors LLC made 50 total portfolio adjustments, initiating 1 new buys, adding to 0 positions, trimming 48 holdings, and fully liquidating 1 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.