CA
Catherine Avery Investment Management LLC 13F Disclosure (Q2 2026) — Portfolio & Holdings
Catherine Avery Investment Management LLCCIK: 0002103454
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$229.0M
Reporting period: 2026-06-30 · Number of holdings: 168
Catherine Avery Investment Management LLC disclosed 168 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $229.0M and a quarterly turnover rate of 26.8%.
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Personality snowflake
- Concentration
- 10.57
- Portfolio Stability
- 26.76
- Momentum
- 100
- Sector conviction
- 43.86
- Diversification
- 100
- Sizing Uniformity
- 81.54
Catherine Avery Investment Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.026 — mathematically equivalent to about 38 equally-sized positions, well below its 168 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.85), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd STX
-8.2% $6.2M
New buy IP
New buy CRM
Trim SWK
-93.1% -$5.1M
Add MSFT
+196.1% $5.2M
Trim QCOM
-95.3% -$5.0M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 166 holdings (of 168 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | STX | Seagate Technology Holdings plc | Stock-Tech | 4.89% | +2.68% | -8.16% | |
| 2 | CSCO | Cisco Systems Inc | Stock-Tech | 3.48% | +0.33% | -25.22% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 3.39% | +2.22% | +196.05% | |
| 4 | C | Citigroup Inc | Stock-Financials | 3.34% | +0.11% | -14.28% | |
| 5 | JPM | Jpmorgan Chase & Co | Stock-Financials | 3.18% | +0.25% | -0.19% | |
| 6 | IBM | Intl Business Machines CORP | Stock-Tech | 3.15% | +0.06% | -10.05% | |
| 7 | BBY | Best Buy Co Inc | Stock-Consumer Disc | 3.07% | +0.34% | -2.55% | |
| 8 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 3.02% | +0.17% | +14.35% | |
| 9 | MRK | Merck & Co. Inc. | Stock-Healthcare | 3.01% | +0.12% | -0.16% | |
| 10 | AVGO | Broadcom Inc | Stock-Tech | 2.94% | +0.12% | -12.50% | |
| 11 | FCX | Freeport-mcmoran Inc | Stock-Materials | 2.87% | -0.13% | -8.49% | |
| 12 | KO | Coca-cola Co/the | Stock-Consumer Staples | 2.87% | -0.07% | -6.38% | |
| 13 | TGT | Target CORP | Stock-Consumer Disc | 2.86% | -0.04% | -6.03% | |
| 14 | BAC | Bank Of America CORP | Stock-Financials | 2.78% | +0.28% | -2.55% | |
| 15 | AMGN | Amgen Inc | Stock-Healthcare | 2.77% | +0.27% | +10.43% | |
| 16 | OKE | Oneok Inc | Stock-Energy | 2.67% | -0.27% | -3.02% | |
| 17 | NEE | Nextera Energy Inc | Stock-Utilities | 2.66% | -0.31% | -2.85% | |
| 18 | LHX | L3harris Technologies Inc | Stock-Industrials | 2.65% | -0.19% | +80.24% | |
| 19 | HD | Home Depot Inc | Stock-Consumer Disc | 2.60% | +0.13% | +0.82% | |
| 20 | UPS | United Parcel Service-cl B | Stock-Industrials | 2.51% | +0.01% | -5.98% | |
| 21 | KEY | Keycorp | Stock-Financials | 2.51% | +0.10% | -7.01% | |
| 22 | TFC | Truist Financial CORP | Stock-Financials | 2.49% | +0.03% | -4.30% | |
| 23 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 2.48% | -0.19% | +9.43% | |
| 24 | CVX | Chevron CORP | Stock-Energy | 2.47% | -0.78% | -2.99% | |
| 25 | LEN | Lennar Corp-a | Stock-Consumer Disc | 2.43% | +0.16% | +5.04% | |
| 26 | OMC | Omnicom Group | Stock-Comm Services | 2.42% | -0.34% | -7.09% | |
| 27 | PFE | Pfizer Inc | Stock-Healthcare | 2.40% | -0.19% | +10.75% | |
| 28 | IP | International Paper Co | Stock-Consumer Disc | 2.39% | +2.39% | NEW | |
| 29 | HPE | Hewlett Packard Enterprise | Stock-Tech | 2.37% | -0.37% | -53.11% | |
| 30 | CRM | Salesforce Inc | Stock-Tech | 2.37% | +2.37% | NEW | |
| 31 | PSX | Phillips 66 | Stock-Energy | 2.29% | -0.24% | +0.23% | |
| 32 | ORCL | Oracle CORP | Stock-Tech | 1.82% | -0.98% | -33.33% | |
| 33 | ES | Eversource Energy | Stock-Utilities | 1.62% | -0.09% | -6.67% | |
| 34 | VZ | Verizon Communications Inc | Stock-Comm Services | 1.14% | -1.90% | -54.27% | |
| 35 | VLO | Valero Energy CORP | Stock-Energy | 0.82% | -0.01% | -4.01% | |
| 36 | CMI | Cummins Inc | Stock-Industrials | 0.71% | +0.15% | -0.87% | |
| 37 | RTX | Rtx CORP | Stock-Industrials | 0.71% | -0.05% | -2.88% | |
| 38 | CL | Colgate-palmolive Co | Stock-Consumer Staples | 0.68% | +0.03% | — | |
| 39 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.53% | +0.01% | -5.96% | |
| 40 | EVRG | Evergy Inc | Stock-Utilities | 0.52% | — | -2.22% | |
| 41 | MS | Morgan Stanley | Stock-Financials | 0.35% | +0.06% | — | |
| 42 | XOM | Exxon Mobil CORP | Stock-Energy | 0.31% | -0.12% | -7.62% | |
| 43 | BKR | Baker Hughes Co | Stock-Energy | 0.26% | -0.10% | -19.68% | |
| 44 | SWK | Stanley Black & Decker Inc | Stock-Industrials | 0.22% | -2.27% | -93.08% | |
| 45 | APD | Air Products & Chemicals Inc | Stock-Materials | 0.20% | -0.02% | -7.53% | |
| 46 | PKG | Packaging CORP Of America | Stock-Consumer Disc | 0.18% | -2.22% | -93.04% | |
| 47 | SUSA | Ishares Esg Optimized Msci U | ETF-Other | 0.17% | +0.02% | — | |
| 48 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 0.16% | +0.16% | NEW | |
| 49 | QCOM | Qualcomm Inc | Stock-Tech | 0.16% | -2.22% | -95.33% | |
| 50 | MU | Micron Technology Inc | Stock-Tech | 0.14% | +0.10% | — |
1–50 of 166
Portfolio Performance
Performance for Q3 2026
+4.9%
Performance Last 4 Quarters
+38.2%
- Stdev
- +12.1%
- Beta
- +0.75
- Alpha
- +12.6%
- Max Drawdown
- -4.1%
- Annualized Perf
- +29.7%
- Batting Avg vs S&P
- +61.1%
- Sortino
- +4.87
- Stutzer
- +0.63
- Treynor
- +0.36
- Sterling
- +2.27
- Calmar
- +7.29
- Information Ratio
- +1.04
- Tracking Error
- +7.5%
- Stdev Down
- +5.5%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +45.3%
- Worst 12 Months
- +28.2%
- Efficiency Ratio
- +0.73
- Sharpe
- +2.23
- Stdev Sectors
- +6.8%
- Skewness
- -0.63
- Kurtosis
- -0.66
- Upside Potential
- +6.38
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Holding changes this quarter
Catherine Avery Investment Management LLC's most significant position changes for 2026-06-30: New buy: International Paper Co (IP); New buy: Salesforce Inc (CRM); New buy: Ss Spdr Bb 1-3m T-bill ETF (BIL); New buy: Ft Vest Rising Dividend Achi (RDVI); New buy: Enterprise Products Partners (EPD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | STX | Seagate Technology Holdings plc | +2.7% | -8.16% | Trim |
| 2 | IP | International Paper Co | +2.4% | NEW | New buy |
| 3 | CRM | Salesforce Inc | +2.4% | NEW | New buy |
| 4 | MSFT | Microsoft CORP | +2.2% | +196.05% | Add |
| 5 | BBY | Best Buy Co Inc | +0.3% | -2.55% | Trim |
| 6 | CSCO | Cisco Systems Inc | +0.3% | -25.22% | Trim |
| 7 | BAC | Bank Of America CORP | +0.3% | -2.55% | Trim |
| 8 | AMGN | Amgen Inc | +0.3% | +10.43% | Add |
| 9 | JPM | Jpmorgan Chase & Co | +0.3% | -0.19% | Trim |
| 10 | BMY | Bristol-myers Squibb Co | +0.2% | +14.35% | Add |
| 11 | LEN | Lennar Corp-a | +0.2% | +5.04% | Add |
| 12 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +0.2% | NEW | New buy |
| 13 | CMI | Cummins Inc | +0.2% | -0.87% | Trim |
| 14 | HD | Home Depot Inc | +0.1% | +0.82% | Add |
| 15 | MRK | Merck & Co. Inc. | +0.1% | -0.16% | Trim |
| 16 | AVGO | Broadcom Inc | +0.1% | -12.50% | Trim |
| 17 | C | Citigroup Inc | +0.1% | -14.28% | Trim |
| 18 | KEY | Keycorp | +0.1% | -7.01% | Trim |
| 19 | MU | Micron Technology Inc | +0.1% | — | Unchanged |
| 20 | RDVI | Ft Vest Rising Dividend Achi | +0.1% | NEW | New buy |
| 21 | IBM | Intl Business Machines CORP | +0.1% | -10.05% | Trim |
| 22 | MS | Morgan Stanley | +0.1% | — | Unchanged |
| 23 | EPD | Enterprise Products Partners | +0.1% | NEW | New buy |
| 24 | ET | Energy Transfer LP | 0% | NEW | New buy |
| 25 | TFC | Truist Financial CORP | 0% | -4.30% | Trim |
| 26 | CL | Colgate-palmolive Co | 0% | — | Unchanged |
| 27 | SCHD | Schwab US Dvd Equity ETF | 0% | NEW | New buy |
| 28 | VONG | Vanguard Russell 1000 Growth | 0% | NEW | New buy |
| 29 | SUSA | Ishares Esg Optimized Msci U | 0% | — | Unchanged |
| 30 | VOT | Vanguard Mid-cap Growth ETF | 0% | NEW | New buy |
| 31 | VOE | Vanguard Mid-cap Value ETF | 0% | NEW | New buy |
| 32 | AAPL | Apple Inc | 0% | -1.64% | Trim |
| 33 | UPS | United Parcel Service-cl B | 0% | -5.98% | Trim |
| 34 | JNJ | Johnson & Johnson | 0% | -5.96% | Trim |
| 35 | CAT | Caterpillar Inc | 0% | -2.04% | Trim |
| 36 | NVDA | Nvidia CORP | 0% | — | Unchanged |
| 37 | BEN | Franklin Resources Inc | 0% | -5.98% | Trim |
| 38 | DFIV | Dimensional International Va | 0% | NEW | New buy |
| 39 | GOOGL | Alphabet Inc-cl A | 0% | — | Unchanged |
| 40 | EMBD | Global X Emerging Markets Bd | 0% | NEW | New buy |
| 41 | NEAR | Ishares Sh Dba ETF Usd Inc | 0% | NEW | New buy |
| 42 | SPMO | Invesco S&p 500 Momentum ETF | 0% | NEW | New buy |
| 43 | FYC | First Trust Small Cap Growth | 0% | NEW | New buy |
| 44 | FRDM | Freedom 100 Emeging Mrkt ETF | 0% | NEW | New buy |
| 45 | JAAA | Janus Henderson Aaa Clo ETF | 0% | NEW | New buy |
| 46 | FRTY | Alger Mid Cap 40 ETF | 0% | NEW | New buy |
| 47 | INTC | Intel CORP | 0% | — | Unchanged |
| 48 | AVLV | Avantis US Large Cap Value | 0% | NEW | New buy |
| 49 | DFAS | Dimensional US Small Cap ETF | 0% | NEW | New buy |
| 50 | USRT | Ishares Core US Reit ETF | 0% | NEW | New buy |
1–50 of 173
Filing History
FAQ
What is Catherine Avery Investment Management LLC and what type of investor is it?
Catherine Avery Investment Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $229.0M, spread across 168 disclosed positions.
What are Catherine Avery Investment Management LLC's largest equity positions?
Based on the latest 13F filing, Catherine Avery Investment Management LLC's top holdings by market value are:
1. Seagate Technology Holdings plc (STX) — $11.2M (4.9%)
2. Cisco Systems Inc (CSCO) — $8.0M (3.5%)
3. Microsoft CORP (MSFT) — $7.8M (3.4%)
4. Citigroup Inc (C) — $7.6M (3.3%)
5. Jpmorgan Chase & Co (JPM) — $7.3M (3.2%)
What changes did Catherine Avery Investment Management LLC make in its most recent portfolio filing?
In the latest reported quarter, Catherine Avery Investment Management LLC made 130 notable position adjustments: 64 new positions were initiated, 14 existing holdings were added to, 45 positions were partially reduced, and 7 were completely exited. The largest of these moves: New buy: International Paper Co (IP); New buy: Salesforce Inc (CRM); New buy: Ss Spdr Bb 1-3m T-bill ETF (BIL); New buy: Ft Vest Rising Dividend Achi (RDVI); New buy: Enterprise Products Partners (EPD)
What sectors does Catherine Avery Investment Management LLC focus on?
Catherine Avery Investment Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 25.2%
• Consumer Discretionary: 16.2%
• Financials: 15.0%
• Health Care: 12.1%
• Energy: 9.1%
• Industrials: 7.1%
Investment Profile
Catherine Avery Investment Management LLC returned an annualized 29.7% over the trailing 18 months — outperforming the S&P 500 by 12.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.75 (less volatile than the market) and a 61% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active.
It has added to its STX position over the past two quarters (+$7.6M, now $11.2M), while trimming BKR over the same stretch (-$3.9M, still holding $586.7K).
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