13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0002103454
Total reported value
$229.0M
$229.0M
158 檔
12.0%
According to the latest 13F quarterly dataset, Catherine Avery Investment Management LLC managed an equity portfolio of $229.0M at the end of Q4 2025, spanning 158 distinct U.S. exchange-listed positions.
Catherine Avery Investment Management LLC executed strategic sector rebalancing during Q4 2025, establishing 5 new positions while fully exiting 9 holdings and trimming 34 positions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | C | Citigroup Inc | Stock-Financials | 3.45% | +0.11% | +0.76% | |
| 2 | IBM | Intl Business Machines CORP | Stock-Tech | 3.25% | +0.06% | -6.29% | |
| 3 | RTX | Rtx CORP | Stock-Industrials | 3.25% | -0.05% | -2.29% | |
| 4 | FCX | Freeport-mcmoran Inc | Stock-Materials | 3.23% | -0.13% | +20.57% | |
| 5 | AVGO | Broadcom Inc | Stock-Tech | 3.23% | +0.12% | -0.56% | |
| 6 | JPM | Jpmorgan Chase & Co | Stock-Financials | 3.16% | +0.25% | -1.26% | |
| 7 | CSCO | Cisco Systems Inc | Stock-Tech | 3.16% | +0.33% | +0.68% | |
| 8 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 3.00% | +0.17% | +0.20% | |
| 9 | MRK | Merck & Co. Inc. | Stock-Healthcare | 2.85% | +0.12% | -8.94% | |
| 10 | CVX | Chevron CORP | Stock-Energy | 2.83% | -0.78% | +3.28% | |
| 11 | KO | Coca-cola Co/the | Stock-Consumer Staples | 2.82% | -0.07% | +0.69% | |
| 12 | LHX | L3harris Technologies Inc | Stock-Industrials | 2.79% | -0.19% | -0.25% | |
| 13 | NEE | Nextera Energy Inc | Stock-Utilities | 2.78% | -0.31% | -0.55% | |
| 14 | TGT | Target CORP | Stock-Consumer Disc | 2.70% | -0.04% | +1.21% | |
| 15 | BKR | Baker Hughes Co | Stock-Energy | 2.68% | -0.10% | +7.47% | |
| 16 | SWK | Stanley Black & Decker Inc | Stock-Industrials | 2.65% | -2.27% | +28.93% | |
| 17 | VZ | Verizon Communications Inc | Stock-Comm Services | 2.64% | -1.90% | +9.19% | |
| 18 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 2.62% | -0.19% | +1.06% | |
| 19 | ORCL | Oracle CORP | Stock-Tech | 2.61% | -0.98% | +22.69% | |
| 20 | BAC | Bank Of America CORP | Stock-Financials | 2.57% | +0.28% | -7.55% | |
| 21 | QCOM | Qualcomm Inc | Stock-Tech | 2.56% | -2.22% | -1.63% | |
| 22 | UPS | United Parcel Service-cl B | Stock-Industrials | 2.54% | +0.01% | +0.87% | |
| 23 | OKE | Oneok Inc | Stock-Energy | 2.53% | -0.27% | -1.64% | |
| 24 | HPE | Hewlett Packard Enterprise | Stock-Tech | 2.48% | -0.37% | +0.93% | |
| 25 | AMGN | Amgen Inc | Stock-Healthcare | 2.46% | +0.27% | -7.80% | |
| 26 | TFC | Truist Financial CORP | Stock-Financials | 2.45% | +0.03% | +6.50% | |
| 27 | KEY | Keycorp | Stock-Financials | 2.36% | +0.10% | — | |
| 28 | PFE | Pfizer Inc | Stock-Healthcare | 2.27% | -0.19% | +3.56% | |
| 29 | BBY | Best Buy Co Inc | Stock-Consumer Disc | 2.21% | +0.34% | +2.98% | |
| 30 | STX | Seagate Technology Holdings plc | Stock-Tech | 2.17% | +2.68% | -47.50% | |
| 31 | MSFT | Microsoft CORP | Stock-Tech | 2.07% | +2.22% | -0.21% | |
| 32 | HD | Home Depot Inc | Stock-Consumer Disc | 2.00% | +0.13% | +10680.00% | |
| 33 | PKG | Packaging CORP Of America | Stock-Consumer Disc | 1.98% | -2.22% | +2.84% | |
| 34 | LEN | Lennar Corp-a | Stock-Consumer Disc | 1.94% | +0.16% | +13.30% | |
| 35 | PSX | Phillips 66 | Stock-Energy | 1.79% | -0.24% | +1.54% | |
| 36 | CL | Colgate-palmolive Co | Stock-Consumer Staples | 0.81% | +0.03% | — | |
| 37 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.76% | +0.01% | -4.28% | |
| 38 | VLO | Valero Energy CORP | Stock-Energy | 0.76% | -0.01% | -0.78% | |
| 39 | CMI | Cummins Inc | Stock-Industrials | 0.76% | +0.15% | -2.52% | |
| 40 | EVRG | Evergy Inc | Stock-Utilities | 0.66% | — | -6.00% | |
| 41 | MS | Morgan Stanley | Stock-Financials | 0.45% | +0.06% | -1.02% | |
| 42 | XOM | Exxon Mobil CORP | Stock-Energy | 0.41% | -0.12% | — | |
| 43 | AAPL | Apple Inc | Stock-Tech | 0.25% | +0.02% | +18.00% | |
| 44 | SUSA | Ishares Esg Optimized Msci U | ETF-Other | 0.21% | +0.02% | — | |
| 45 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.19% | -0.02% | — | |
| 46 | APD | Air Products & Chemicals Inc | Stock-Materials | 0.18% | -0.02% | -43.18% | |
| 47 | MDT | Medtronic plc | Stock-Healthcare | 0.18% | -0.02% | -0.29% | |
| 48 | NVDA | Nvidia CORP | Stock-Tech | 0.16% | +0.01% | — | |
| 49 | RDVI | Ft Vest Rising Dividend Achi | ETF-Other | 0.15% | +0.08% | NEW | |
| 50 | WMB | Williams Cos Inc | Stock-Energy | 0.12% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | HD | Home Depot Inc | +2% | +10680.00% | Add |
| 2 | FCX | Freeport-mcmoran Inc | +1% | +20.57% | Add |
| 3 | SWK | Stanley Black & Decker Inc | +0.4% | +28.93% | Add |
| 4 | BMY | Bristol-myers Squibb Co | +0.3% | +0.20% | Add |
| 5 | UPS | United Parcel Service-cl B | +0.3% | +0.87% | Add |
| 6 | C | Citigroup Inc | +0.3% | +0.76% | Add |
| 7 | MRK | Merck & Co. Inc. | +0.2% | -8.94% | Trim |
| 8 | CSCO | Cisco Systems Inc | +0.2% | +0.68% | Add |
| 9 | TFC | Truist Financial CORP | +0.2% | +6.50% | Add |
| 10 | CMI | Cummins Inc | +0.1% | -2.52% | Trim |
| 11 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +0.1% | +239.58% | Add |
| 12 | TGT | Target CORP | +0.1% | +1.21% | Add |
| 13 | GOOGL | Alphabet Inc-cl A | +0.1% | +75.47% | Add |
| 14 | AAPL | Apple Inc | 0% | +18.00% | Add |
| 15 | MS | Morgan Stanley | 0% | -1.02% | Trim |
| 16 | MU | Micron Technology Inc | 0% | — | Unchanged |
| 17 | JNJ | Johnson & Johnson | 0% | — | Unchanged |
| 18 | CALM | Cal-maine Foods Inc | 0% | +214.00% | Add |
| 19 | NEM | Newmont CORP | 0% | — | Unchanged |
| 20 | DOV | Dover CORP | 0% | — | Unchanged |
| 21 | KGC | Kinross Gold CORP | 0% | — | Unchanged |
| 22 | XOM | Exxon Mobil CORP | — | — | Unchanged |
| 23 | AXP | American Express Co | — | — | Unchanged |
| 24 | AGI | Alamos Gold Inc-class A | — | — | Unchanged |
| 25 | LYB | LyondellBasell Industries N.V. | — | -7.37% | Trim |
| 26 | GM | General Motors Co | — | — | Unchanged |
| 27 | COST | Costco Wholesale CORP | — | -13.04% | Trim |
| 28 | NKE | Nike Inc -cl B | — | -84.38% | Trim |
| 29 | CAG | Conagra Brands Inc | — | -17.49% | Trim |
| 30 | F | Ford Motor Co | — | -1.47% | Trim |
| 31 | META | Meta Platforms Inc-class A | — | — | Unchanged |
| 32 | CINF | Cincinnati Financial CORP | — | — | Unchanged |
| 33 | BLK | Blackrock Inc | — | — | Unchanged |
| 34 | IHI | Ishares U.s. Medical Devices | — | — | Unchanged |
| 35 | STLA | Stellantis N.V. | — | -73.33% | Trim |
| 36 | V | Visa Inc-class A Shares | — | — | Unchanged |
| 37 | ADP | Automatic Data Processing | — | — | Unchanged |
| 38 | SBET | Sharplink Inc | — | +35.14% | Add |
| 39 | TTD | Trade Desk Inc/the -class A | — | — | Unchanged |
| 40 | MO | Altria Group Inc | — | — | Unchanged |
| 41 | MDLZ | Mondelez International Inc-a | — | +1.20% | Add |
| 42 | EMR | Emerson Electric Co | — | — | Unchanged |
| 43 | LOW | Lowe's Cos Inc | — | — | Unchanged |
| 44 | TMO | Thermo Fisher Scientific Inc | — | — | Unchanged |
| 45 | BMNR | Bitmine Immersion Technologi | — | +300.00% | Add |
| 46 | PG | Procter & Gamble Co/the | — | — | Unchanged |
| 47 | AMZN | Amazon.com Inc | — | — | Unchanged |
| 48 | NDAQ | Nasdaq Inc | — | — | Unchanged |
| 49 | HPQ | Hp Inc | — | — | Unchanged |
| 50 | LMT | Lockheed Martin CORP | — | +4.46% | Add |
According to official SEC Form 13F filings, Catherine Avery Investment Management LLC reported a total U.S. public equity portfolio value of $229.0M across 158 disclosed positions in Q4 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including C, IBM, RTX) accounted for 12.0% of total reported equity market value during Q4 2025.
Top New Position Initiated
KEY
市值: $3.9M
Top Position Liquidated / Trimmed
ITW
前期市值: $68.1K
During Q4 2025, Catherine Avery Investment Management LLC's top holdings by market value included C (3.5%)、IBM (3.3%)、RTX (3.3%). The largest single position, C, represented 3.5% of total portfolio value.
In Q4 2025, Catherine Avery Investment Management LLC made 86 total portfolio adjustments, initiating 5 new buys, adding to 38 positions, trimming 34 holdings, and fully liquidating 9 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.