13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0002103454
Total reported value
$229.0M
$229.0M
162 檔
11.8%
During the Q3 2025 filing period, Catherine Avery Investment Management LLC (CIK: 0002103454) submitted its Form 13F report to the U.S. SEC, disclosing a tracked public equity portfolio valued at $229.0M across 162 reported positions.
Catherine Avery Investment Management LLC executed strategic sector rebalancing during Q3 2025, establishing 12 new positions while fully exiting 16 holdings and trimming 35 positions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | STX | Seagate Technology Holdings plc | Stock-Tech | 3.81% | +2.68% | -24.20% | |
| 2 | IBM | Intl Business Machines CORP | Stock-Tech | 3.55% | +0.06% | +21.25% | |
| 3 | JPM | Jpmorgan Chase & Co | Stock-Financials | 3.37% | +0.25% | +12.00% | |
| 4 | AVGO | Broadcom Inc | Stock-Tech | 3.33% | +0.12% | -5.73% | |
| 5 | ORCL | Oracle CORP | Stock-Tech | 3.30% | -0.98% | -6.83% | |
| 6 | RTX | Rtx CORP | Stock-Industrials | 3.26% | -0.05% | -3.36% | |
| 7 | C | Citigroup Inc | Stock-Financials | 3.20% | +0.11% | -6.07% | |
| 8 | LHX | L3harris Technologies Inc | Stock-Industrials | 3.13% | -0.19% | +7.97% | |
| 9 | CVX | Chevron CORP | Stock-Energy | 3.00% | -0.78% | +20.48% | |
| 10 | CSCO | Cisco Systems Inc | Stock-Tech | 3.00% | +0.33% | +11.41% | |
| 11 | BKR | Baker Hughes Co | Stock-Energy | 2.87% | -0.10% | -1.96% | |
| 12 | KO | Coca-cola Co/the | Stock-Consumer Staples | 2.86% | -0.07% | +26.30% | |
| 13 | NEE | Nextera Energy Inc | Stock-Utilities | 2.83% | -0.31% | +12.92% | |
| 14 | VZ | Verizon Communications Inc | Stock-Comm Services | 2.81% | -1.90% | +28.77% | |
| 15 | BAC | Bank Of America CORP | Stock-Financials | 2.81% | +0.28% | +21.79% | |
| 16 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 2.77% | -0.19% | +27.71% | |
| 17 | OKE | Oneok Inc | Stock-Energy | 2.75% | -0.27% | +21655.02% | |
| 18 | QCOM | Qualcomm Inc | Stock-Tech | 2.73% | -2.22% | +21.18% | |
| 19 | HPE | Hewlett Packard Enterprise | Stock-Tech | 2.71% | -0.37% | +12.01% | |
| 20 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 2.69% | +0.17% | +23.57% | |
| 21 | MRK | Merck & Co. Inc. | Stock-Healthcare | 2.68% | +0.12% | +17.54% | |
| 22 | TGT | Target CORP | Stock-Consumer Disc | 2.64% | -0.04% | +45.34% | |
| 23 | BBY | Best Buy Co Inc | Stock-Consumer Disc | 2.61% | +0.34% | +29.56% | |
| 24 | AMGN | Amgen Inc | Stock-Healthcare | 2.47% | +0.27% | +35.32% | |
| 25 | PFE | Pfizer Inc | Stock-Healthcare | 2.42% | -0.19% | +24.99% | |
| 26 | MSFT | Microsoft CORP | Stock-Tech | 2.38% | +2.22% | -0.83% | |
| 27 | TFC | Truist Financial CORP | Stock-Financials | 2.30% | +0.03% | +17.57% | |
| 28 | UPS | United Parcel Service-cl B | Stock-Industrials | 2.28% | +0.01% | +69.09% | |
| 29 | LEN | Lennar Corp-a | Stock-Consumer Disc | 2.26% | +0.16% | — | |
| 30 | FCX | Freeport-mcmoran Inc | Stock-Materials | 2.23% | -0.13% | -1.36% | |
| 31 | SWK | Stanley Black & Decker Inc | Stock-Industrials | 2.21% | -2.27% | — | |
| 32 | PKG | Packaging CORP Of America | Stock-Consumer Disc | 2.19% | -2.22% | — | |
| 33 | PSX | Phillips 66 | Stock-Energy | 2.00% | -0.24% | +3.12% | |
| 34 | CL | Colgate-palmolive Co | Stock-Consumer Staples | 0.88% | +0.03% | — | |
| 35 | VLO | Valero Energy CORP | Stock-Energy | 0.86% | -0.01% | -0.53% | |
| 36 | EVRG | Evergy Inc | Stock-Utilities | 0.80% | — | -67.79% | |
| 37 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.79% | +0.01% | -0.72% | |
| 38 | CMI | Cummins Inc | Stock-Industrials | 0.69% | +0.15% | -8.96% | |
| 39 | MS | Morgan Stanley | Stock-Financials | 0.43% | +0.06% | — | |
| 40 | XOM | Exxon Mobil CORP | Stock-Energy | 0.41% | -0.12% | -3.10% | |
| 41 | APD | Air Products & Chemicals Inc | Stock-Materials | 0.39% | -0.02% | -1.35% | |
| 42 | SUSA | Ishares Esg Optimized Msci U | ETF-Other | 0.22% | +0.02% | — | |
| 43 | AAPL | Apple Inc | Stock-Tech | 0.21% | +0.02% | — | |
| 44 | MDT | Medtronic plc | Stock-Healthcare | 0.19% | -0.02% | -92.36% | |
| 45 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.18% | -0.02% | -12.60% | |
| 46 | NVDA | Nvidia CORP | Stock-Tech | 0.17% | +0.01% | -46.45% | |
| 47 | RDVI | Ft Vest Rising Dividend Achi | ETF-Other | 0.16% | +0.08% | NEW | |
| 48 | WMB | Williams Cos Inc | Stock-Energy | 0.14% | — | — | |
| 49 | INTU | Intuit Inc | Stock-Tech | 0.13% | -0.03% | — | |
| 50 | BEN | Franklin Resources Inc | Stock-Financials | 0.13% | +0.01% | -92.87% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | OKE | Oneok Inc | +2.7% | +21655.02% | Add |
| 2 | BBY | Best Buy Co Inc | +0.5% | +29.56% | Add |
| 3 | UPS | United Parcel Service-cl B | +0.4% | +69.09% | Add |
| 4 | HPE | Hewlett Packard Enterprise | +0.3% | +12.01% | Add |
| 5 | AMGN | Amgen Inc | +0.3% | +35.32% | Add |
| 6 | LHX | L3harris Technologies Inc | +0.3% | +7.97% | Add |
| 7 | BAC | Bank Of America CORP | +0.3% | +21.79% | Add |
| 8 | MCD | Mcdonald's CORP | +0.3% | +27.71% | Add |
| 9 | CVX | Chevron CORP | +0.3% | +20.48% | Add |
| 10 | TGT | Target CORP | +0.3% | +45.34% | Add |
| 11 | VZ | Verizon Communications Inc | +0.3% | +28.77% | Add |
| 12 | PFE | Pfizer Inc | +0.3% | +24.99% | Add |
| 13 | STX | Seagate Technology Holdings plc | +0.2% | -24.20% | Trim |
| 14 | QCOM | Qualcomm Inc | +0.2% | +21.18% | Add |
| 15 | BKR | Baker Hughes Co | +0.2% | -1.96% | Trim |
| 16 | MRK | Merck & Co. Inc. | +0.1% | +17.54% | Add |
| 17 | TFC | Truist Financial CORP | +0.1% | +17.57% | Add |
| 18 | NEE | Nextera Energy Inc | +0.1% | +12.92% | Add |
| 19 | JPM | Jpmorgan Chase & Co | +0.1% | +12.00% | Add |
| 20 | ORCL | Oracle CORP | +0.1% | -6.83% | Trim |
| 21 | BMY | Bristol-myers Squibb Co | +0.1% | +23.57% | Add |
| 22 | VLO | Valero Energy CORP | +0.1% | -0.53% | Trim |
| 23 | KO | Coca-cola Co/the | 0% | +26.30% | Add |
| 24 | BIL | Ss Spdr Bb 1-3m T-bill ETF | 0% | +153.92% | Add |
| 25 | AAPL | Apple Inc | 0% | — | Unchanged |
| 26 | PLTR | Palantir Technologies Inc-a | 0% | — | Unchanged |
| 27 | GOOGL | Alphabet Inc-cl A | 0% | — | Unchanged |
| 28 | CAT | Caterpillar Inc | 0% | -1.74% | Trim |
| 29 | CMI | Cummins Inc | — | -8.96% | Trim |
| 30 | AGI | Alamos Gold Inc-class A | — | — | Unchanged |
| 31 | MU | Micron Technology Inc | — | +0.36% | Add |
| 32 | ABBV | Abbvie Inc | — | +0.38% | Add |
| 33 | NEM | Newmont CORP | — | +0.37% | Add |
| 34 | STZ | Constellation Brands Inc-a | — | — | Unchanged |
| 35 | BRK-B | Berkshire Hathaway Inc-cl B | — | +36.36% | Add |
| 36 | OMC | Omnicom Group | — | — | Unchanged |
| 37 | F | Ford Motor Co | — | — | Unchanged |
| 38 | SOUN | Soundhound Ai Inc-a | — | — | Unchanged |
| 39 | LOW | Lowe's Cos Inc | — | — | Unchanged |
| 40 | NFLX | Netflix Inc | — | — | Unchanged |
| 41 | BLK | Blackrock Inc | — | — | Unchanged |
| 42 | KGC | Kinross Gold CORP | — | — | Unchanged |
| 43 | SDVD | Ft Vest Smid Rising Dividend | — | — | Unchanged |
| 44 | ICE | Intercontinental Exchange In | — | — | Unchanged |
| 45 | ETR | Entergy CORP | — | — | Unchanged |
| 46 | NOC | Northrop Grumman CORP | — | — | Unchanged |
| 47 | JEPQ | JPM Nasdaq Equity Premium | — | — | Unchanged |
| 48 | NKE | Nike Inc -cl B | — | -18.99% | Trim |
| 49 | RS | Reliance Inc | — | — | Unchanged |
| 50 | TMO | Thermo Fisher Scientific Inc | — | — | Unchanged |
According to official SEC Form 13F filings, Catherine Avery Investment Management LLC reported a total U.S. public equity portfolio value of $229.0M across 162 disclosed positions in Q3 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including STX, IBM, JPM) accounted for 11.8% of total reported equity market value during Q3 2025.
Top New Position Initiated
LEN
市值: $3.5M
Top Position Liquidated / Trimmed
DIVO
前期市值: $24.0K
During Q3 2025, Catherine Avery Investment Management LLC's top holdings by market value included STX (3.8%)、IBM (3.5%)、JPM (3.4%). The largest single position, STX, represented 3.8% of total portfolio value.
In Q3 2025, Catherine Avery Investment Management LLC made 100 total portfolio adjustments, initiating 12 new buys, adding to 37 positions, trimming 35 holdings, and fully liquidating 16 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.