CO
Capital One Financial CORP Historical SEC 13F Holdings & Archive (Q1 2022)
Capital One Financial CORPCIK: 0000927628
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$141.4M
Reporting period: 2022-03-31 · Number of holdings: 91
CAPITAL ONE FINANCIAL CORP disclosed 91 holdings in its latest 13F filing for the period ending 2022-03-31, with total reported value of $141.4M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 12.23
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 69.04
- Diversification
- 100
- Sizing Uniformity
- 86.57
Capital One Financial CORP's disclosed holdings carry a Herfindahl concentration index of 0.031 — mathematically equivalent to about 33 equally-sized positions, well below its 91 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.34), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 12% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 7.76% | — | -76.35% | |
| 2 | GSIE | Goldman Sachs Activebeta Int | ETF-Commodities | 7.03% | — | -82.35% | |
| 3 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 5.02% | — | -90.71% | |
| 4 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 4.56% | — | -56.84% | |
| 5 | EFAV | Ishares Msci Eafe Min Vol Fa | ETF-Other | 4.47% | — | -82.26% | |
| 6 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 4.42% | — | -78.27% | |
| 7 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 3.70% | — | -89.09% | |
| 8 | BND | Vanguard Total Bond Market | ETF-Other | 3.54% | — | -85.61% | |
| 9 | VLUE | Ishares Msci USA Value Facto | ETF-Other | 3.26% | — | -74.10% | |
| 10 | USIG | Ishares Broad Usd Investment | ETF-Other | 2.95% | — | -84.68% | |
| 11 | TIP | Ishares Tips Bond ETF | ETF-Other | 2.51% | — | -86.49% | |
| 12 | MSFT | Microsoft CORP | Stock-Tech | 2.28% | — | -41.57% | |
| 13 | GEM | Goldman Sachs Activebeta Em | ETF-Commodities | 2.19% | — | -85.21% | |
| 14 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 2.16% | — | -85.54% | |
| 15 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 1.88% | — | -85.62% | |
| 16 | MUNI | Pimco Intermediate Municipal | ETF-Other | 1.86% | — | -15.04% | |
| 17 | VTIP | Vanguard Short-term Tips | ETF-Other | 1.85% | — | -83.87% | |
| 18 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 1.78% | — | -6.93% | |
| 19 | EEMV | Ishares Msci Emg Mkt Min Vol | ETF-Other | 1.68% | — | -84.73% | |
| 20 | EMB | Ishares Jp Morgan Usd Emergi | ETF-Other | 1.59% | — | -77.16% | |
| 21 | SPIP | Ss Spdr P Tips ETF | ETF-Other | 1.42% | — | -13.13% | |
| 22 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 1.42% | — | -78.64% | |
| 23 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.42% | — | -2.91% | |
| 24 | AAPL | Apple Inc | Stock-Tech | 1.39% | — | -73.52% | |
| 25 | FLRN | Ss Spdr Bb Ig Float Rt ETF | ETF-Other | 1.36% | — | -83.83% | |
| 26 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.08% | — | -85.52% | |
| 27 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 1.08% | — | — | |
| 28 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.07% | — | -80.82% | |
| 29 | IAGG | Ishares Intl Aggregate Bond | ETF-Other | 1.07% | — | -82.33% | |
| 30 | VGIT | Vanguard Intermediate-term T | ETF-Other | 1.07% | — | -85.39% | |
| 31 | FNDA | Schwab Fndmntl US Sm Co ETF | ETF-Other | 0.83% | — | -83.39% | |
| 32 | HD | Home Depot Inc | Stock-Consumer Disc | 0.83% | — | -39.01% | |
| 33 | SPHQ | Invesco S&p 500 Quality ETF | ETF-Large Cap & Growth | 0.73% | — | -87.85% | |
| 34 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.73% | — | -42.46% | |
| 35 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.70% | — | -85.06% | |
| 36 | VTV | Vanguard Value ETF | ETF-Other | 0.68% | — | -75.40% | |
| 37 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.67% | — | -22.69% | |
| 38 | SHM | Ss Spdr N Ice St Muni ETF | ETF-Other | 0.65% | — | -79.26% | |
| 39 | INTF | Ishares International Equity | ETF-Other | 0.64% | — | -86.82% | |
| 40 | STIP | Ishares 0-5 Year Tips Bond E | ETF-Other | 0.58% | — | -46.92% | |
| 41 | XLV | Ss Health Care Select Sector | ETF-Other | 0.57% | — | -83.44% | |
| 42 | LHX | L3harris Technologies Inc | Stock-Industrials | 0.54% | — | -22.27% | |
| 43 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.51% | — | -75.30% | |
| 44 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.48% | — | -49.42% | |
| 45 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 0.46% | — | -69.10% | |
| 46 | XSLV | Invesco S&p Smallcap Low Vol | ETF-Other | 0.45% | — | -81.67% | |
| 47 | SPLV | Invesco S&p 500 Low Volatili | ETF-Large Cap & Growth | 0.45% | — | -90.88% | |
| 48 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.43% | — | -53.25% | |
| 49 | ABBV | Abbvie Inc | Stock-Healthcare | 0.42% | — | -42.30% | |
| 50 | EMGF | Ishares Emerging Markets Equ | ETF-Emerging Markets | 0.39% | — | -87.26% |
1–50 of 91
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Capital One Financial CORP and what type of investor is it?
Capital One Financial CORP is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2022-03-31), the firm manages a tracked equity portfolio valued at approximately $141.4M, spread across 91 disclosed positions.
What are Capital One Financial CORP's largest equity positions?
Based on the latest 13F filing, Capital One Financial CORP's top holdings by market value are:
1. Ishares Msci USA Min Vol Fac (USMV) — $11.0M (7.8%)
2. Goldman Sachs Activebeta Int (GSIE) — $9.9M (7.0%)
3. Ishares Msci USA Quality Fac (QUAL) — $7.1M (5.0%)
4. Vanguard Tax-exempt Bond ETF (VTEB) — $6.4M (4.6%)
5. Ishares Msci Eafe Min Vol Fa (EFAV) — $6.3M (4.5%)
What changes did Capital One Financial CORP make in its most recent portfolio filing?
No notable portfolio changes were recorded for Capital One Financial CORP in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Capital One Financial CORP focus on?
Capital One Financial CORP is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 36.2%
• Health Care: 23.7%
• Consumer Discretionary: 15.7%
• Industrials: 10.8%
• Communication Services: 6.9%
• Financials: 3.6%
Investment Profile
Capital One Financial CORP's portfolio is broadly diversified and long-term-holding, with 36.2% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 19 to 0 over the past 4 quarters — a shift toward longer holding periods.
It has added to its LLY position over the past two quarters (+$339.0K, now $2.0M), while trimming USMV over the same stretch (-$68.6M, still holding $11.0M).
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Developer Access
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