Capital One Financial CORP — Q1 2021 13F Holdings

Name: Capital One Financial CORP — 13F Holdings, Q1 2021
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000927628

Total reported value

$141.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	GSIE	Goldman Sachs Activebeta Int	ETF-Commodities	7.94%	—	+3.35%
2	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	7.57%	—	-6.19%
3	VLUE	Ishares Msci USA Value Facto	ETF-Other	6.57%	—	+20.01%
4	QUAL	Ishares Msci USA Quality Fac	ETF-Other	6.13%	—	+9.19%
5	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	5.10%	—	+5.94%
6	EFAV	Ishares Msci Eafe Min Vol Fa	ETF-Other	4.80%	—	+4.73%
7	BND	Vanguard Total Bond Market	ETF-Other	4.55%	—	+5.78%
8	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	4.50%	—	-17.95%
9	USIG	Ishares Broad Usd Investment	ETF-Other	4.01%	—	+57.40%
10	GEM	Goldman Sachs Activebeta Em	ETF-Commodities	3.40%	—	+0.73%
11	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	3.24%	—	+5.24%
12	VTIP	Vanguard Short-term Tips	ETF-Other	2.81%	—	-13.27%
13	FLRN	Ss Spdr Bb Ig Float Rt ETF	ETF-Other	2.60%	—	+0.49%
14	TIP	Ishares Tips Bond ETF	ETF-Other	2.53%	—	+52.81%
15	EEMV	Ishares Msci Emg Mkt Min Vol	ETF-Other	2.07%	—	+4.20%
16	VTEB	Vanguard Tax-exempt Bond ETF	ETF-Other	1.65%	—	+3.08%
17	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	1.49%	—	-10.55%
18	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	1.46%	—	+55.92%
19	SHM	Ss Spdr N Ice St Muni ETF	ETF-Other	1.18%	—	+9.46%
20	FNDA	Schwab Fndmntl US Sm Co ETF	ETF-Other	1.10%	—	-2.88%
21	VGIT	Vanguard Intermediate-term T	ETF-Other	1.03%	—	-42.97%
22	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.01%	—	+48.82%
23	INTF	Ishares International Equity	ETF-Other	0.91%	—	+0.71%
24	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.86%	—	-22.72%
25	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	0.84%	—	+7.95%
26	VTV	Vanguard Value ETF	ETF-Other	0.70%	—	+21.35%
27	AAPL	Apple INC	Stock-Tech	0.70%	—	-6.18%
28	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.67%	—	+91.64%
29	SPHQ	Invesco S&p 500 Quality ETF	ETF-Large Cap & Growth	0.65%	—	-0.13%
30	MSFT	Microsoft CORP	Stock-Tech	0.60%	—	-6.32%
31	XLV	Ss Health Care Select Sector	ETF-Other	0.60%	—	-2.54%
32	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.57%	—	+236.67%
33	SPLV	Invesco S&p 500 Low Volatili	ETF-Large Cap & Growth	0.57%	—	+6.54%
34	XLK	Ss Technology Select Sector	ETF-Tech	0.48%	—	-7.15%
35	IAGG	Ishares Intl Aggregate Bond	ETF-Other	0.47%	—	+118.82%
36	XSLV	Invesco S&p Smallcap Low Vol	ETF-Other	0.46%	—	+1.64%
37	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.40%	—	-24.79%
38	EMGF	Ishares Emerging Markets Equ	ETF-Emerging Markets	0.40%	—	+5.24%
39	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	0.39%	—	-7.06%
40	MUB	Ishares National Muni Bond E	ETF-Other	0.33%	—	—
41	OKE	Oneok INC	Stock-Energy	0.32%	—	+22.71%
42	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	0.29%	—	—
43	AMZN	Amazon.com INC	Stock-Consumer Disc	0.27%	—	-18.51%
44	HD	Home Depot INC	Stock-Consumer Disc	0.26%	—	-4.02%
45	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.25%	—	-12.41%
46	DIS	Walt Disney Co/the	Stock-Comm Services	0.24%	—	-4.18%
47	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	0.24%	—	+628.07%
48	VBR	Vanguard Small-cap Value ETF	ETF-Other	0.23%	—	-3.58%
49	BOND	Pimco Active Bond Exchange-t	ETF-Other	0.23%	—	+54.97%
50	IXUS	Ishares Core Intl Stock ETF	ETF-Other	0.21%	—	—

1–50 of 189

Holding changes this quarter

Position changes disclosed by Capital One Financial CORP for the quarter ending Q1 2021, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VLUE	Ishares Msci USA Value Facto	+1.8%	+20.01%	Add
2	USIG	Ishares Broad Usd Investment	+1.3%	+57.40%	Add
3	TIP	Ishares Tips Bond ETF	+0.8%	+52.81%	Add
4	QUAL	Ishares Msci USA Quality Fac	+0.6%	+9.19%	Add
5	GOVT	Ishares US Treasury Bond ETF	+0.5%	+55.92%	Add
6	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	+0.4%	+236.67%	Add
7	IVV	Ishares Core S&p 500 ETF	+0.4%	+48.82%	Add
8	GSIE	Goldman Sachs Activebeta Int	+0.3%	+3.35%	Add
9	AGG	Ishares Core U.s. Aggregate	+0.3%	+91.64%	Add
10	USMV	Ishares Msci USA Min Vol Fac	+0.3%	+5.94%	Add
11	IAGG	Ishares Intl Aggregate Bond	+0.3%	+118.82%	Add
12	IGIB	Ishares 5-10y Inv Grade CORP	+0.2%	+628.07%	Add
13	VTV	Vanguard Value ETF	+0.2%	+21.35%	Add
14	OKE	Oneok INC	+0.1%	+22.71%	Add
15	FNDA	Schwab Fndmntl US Sm Co ETF	+0.1%	-2.88%	Trim
16	IEF	Ishares 7-10 Year Treasury B	+0.1%	+450.20%	Add
17	EEMV	Ishares Msci Emg Mkt Min Vol	+0.1%	+4.20%	Add
18	GSLC	Goldman Activebeta US Lc ETF	+0.1%	+7.95%	Add
19	BOND	Pimco Active Bond Exchange-t	+0.1%	+54.97%	Add
20	EFAV	Ishares Msci Eafe Min Vol Fa	+0.1%	+4.73%	Add
21	SHM	Ss Spdr N Ice St Muni ETF	+0.1%	+9.46%	Add
22	GEM	Goldman Sachs Activebeta Em	+0.1%	+0.73%	Add
23	XSLV	Invesco S&p Smallcap Low Vol	+0.1%	+1.64%	Add
24	SPLV	Invesco S&p 500 Low Volatili	0%	+6.54%	Add
25	OGS	One Gas INC	0%	+48.87%	Add
26	INTF	Ishares International Equity	0%	+0.71%	Add
27	BND	Vanguard Total Bond Market	-0.1%	+5.78%	Add
28	SCHZ	Schwab US Aggregate Bond ETF	-0.1%	-30.72%	Trim
29	IGM	Ishares Expanded Tech Sector	-0.1%	-29.32%	Trim
30	JNJ	Johnson & Johnson	-0.1%	-41.73%	Trim
31	SCHG	Schwab US Large-cap Growth	-0.1%	-26.72%	Trim
32	PNQI	Invesco Nasdaq Internet ETF	-0.1%	-31.31%	Trim
33	GSY	Invesco Ultra Short Duration	-0.1%	-32.42%	Trim
34	IEFA	Ishares Core Msci Eafe ETF	-0.1%	-31.21%	Trim
35	AMZN	Amazon.com INC	-0.1%	-18.51%	Trim
36	VIG	Vanguard Dividend Apprec ETF	-0.1%	-24.79%	Trim
37	ARLP	Alliance Resource Partners	-0.1%	-59.26%	Trim
38	AAPL	Apple INC	-0.1%	-6.18%	Trim
39	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.2%	-22.72%	Trim
40	EMB	Ishares Jp Morgan Usd Emergi	-0.3%	-10.55%	Trim
41	VTIP	Vanguard Short-term Tips	-0.5%	-13.27%	Trim
42	MTUM	Ishares Msci USA Momentum Fa	-0.7%	-6.19%	Trim
43	VGIT	Vanguard Intermediate-term T	-0.9%	-42.97%	Trim
44	BNDX	Vanguard Total Intl Bond ETF	-1.3%	-17.95%	Trim
45	SHY	Ishares 1-3 Year Treasury Bo	—	EXIT	Sold out
46	SPDW	Ste Str Spdr Pt Dw EU ETF	—	NEW	New buy
47	VWO	Vanguard Ftse Emerging Marke	—	NEW	New buy
48	SPIP	Ss Spdr P Tips ETF	—	NEW	New buy
49	ESGU	Ishares Esg Aware Msci USA	—	NEW	New buy
50	LMBS	First Trust Low Duration Opp	—	EXIT	Sold out