BC
Breithorn Capital Management Historical SEC 13F Holdings & Archive (Q2 2017)
Breithorn Capital ManagementCIK: 0001483060
Diversified strategyMomentum followerSector-focused
Total reported value
$141.5M
Reporting period: 2017-06-30 · Number of holdings: 45
Breithorn Capital Management disclosed 45 holdings in its latest 13F filing for the period ending 2017-06-30, with total reported value of $141.5M and a quarterly turnover rate of 35.9%.
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Personality snowflake
- Concentration
- 13.65
- Portfolio Stability
- 35.87
- Momentum
- 100
- Sector conviction
- 95.63
- Diversification
- 90
- Sizing Uniformity
- 92.6
Breithorn Capital Management's disclosed holdings carry a Herfindahl concentration index of 0.034 — mathematically equivalent to about 29 equally-sized positions, close to its 45 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.74), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 18% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim KLIC
-49.3% -$4.2M
Trim ERA1USD
-74.1% -$3.3M
Add 369385109
-3.7% $3.6M
Trim REFI
-4.0% -$1.6M
Trim G98294104
-29.8% -$1.2M
Trim AXP
-3.9% -$816.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | General Communication Inc Cl A | Stock-Other | 6.12% | +2.41% | -3.70% | |
| 2 | GM | General Motors Co | Stock-Consumer Disc | 4.74% | -0.41% | -4.05% | |
| 3 | ✓ | Leucadia Natl CORP | Stock-Other | 4.66% | -0.30% | -3.98% | |
| 4 | BLBD | Blue Bird CORP | Stock-Other | 4.56% | -0.36% | -3.76% | |
| 5 | ✓ | Stock-Other | 4.36% | +0.34% | +5.35% | ||
| 6 | AIG | American International Group | Stock-Financials | 3.86% | -0.26% | -3.71% | |
| 7 | MCK | Mckesson CORP | Stock-Healthcare | 3.79% | +0.57% | +9.10% | |
| 8 | VOYA | Voya Financial Inc | Stock-Financials | 3.70% | +0.06% | +7.71% | |
| 9 | ✓ | Laboratory Corp. of America | Stock-Other | 3.65% | +0.01% | -3.91% | |
| 10 | FNF | Fidelity National Financial | Stock-Financials | 3.59% | -0.12% | -13.67% | |
| 11 | C | Citigroup Inc | Stock-Financials | 3.58% | +0.15% | -4.09% | |
| 12 | CBB | Cincinnati Bell Inc | Stock-Other | 3.53% | +3.53% | NEW | |
| 13 | OIEUR | Owens-illinois Inc | Stock-Other | 3.44% | +0.29% | -3.99% | |
| 14 | PRGO | Perrigo Company plc | Stock-Healthcare | 3.43% | +0.20% | -4.08% | |
| 15 | MHO | M/i Homes Inc | Stock-Consumer Disc | 3.35% | +0.27% | -3.96% | |
| 16 | GILD | Gilead Sciences Inc | Stock-Healthcare | 3.31% | +3.31% | NEW | |
| 17 | ASC | Ardmore Shipping Corporation | Stock-Other | 3.21% | -0.19% | -3.96% | |
| 18 | AMG | Affiliated Managers Group | Stock-Financials | 3.20% | -0.17% | -3.38% | |
| 19 | ✓ | Calpine CORP | Stock-Other | 3.12% | +0.39% | -3.94% | |
| 20 | ✓ | Xl Group LTD Com | Stock-Other | 2.81% | -0.94% | -29.80% | |
| 21 | KLIC | Kulicke & Soffa Industries | Stock-Tech | 2.68% | -3.12% | -49.27% | |
| 22 | ALSN | Allison Transmission Holding | Stock-Consumer Disc | 2.24% | -0.07% | -4.19% | |
| 23 | BGS | B&g Foods Inc | Stock-Other | 2.05% | +2.05% | NEW | |
| 24 | QTM1EUR | Quantum CORP | Stock-Other | 2.03% | +2.03% | NEW | |
| 25 | KLXE | KLX Energy Services Holdings, Inc. | Stock-Other | 2.02% | +0.08% | -3.98% | |
| 26 | BWEUR | Babcock & Wilcox Enterpr | Stock-Other | 1.96% | +0.29% | -4.14% | |
| 27 | AMAG | Amag Pharmaceuticals Inc | Stock-Other | 1.87% | +1.87% | NEW | |
| 28 | REFI | Chicago Atlantic Real Estate Finance, Inc. | Stock-Other | 1.85% | -1.25% | -4.02% | |
| 29 | ✓ | Ferroglobe PLC | Stock-Other | 1.57% | +0.12% | -3.59% | |
| 30 | AXP | American Express Company | Stock-Financials | 1.43% | -0.63% | -3.90% | |
| 31 | ERA1USD | Era Group Inc | Stock-Other | 0.53% | -2.43% | -74.06% | |
| 32 | GDX | Vaneck Gold Miners ETF | ETF-Commodities | 0.50% | -0.07% | -7.08% | |
| 33 | TXT | Textron Inc | Stock-Industrials | 0.46% | -0.05% | -6.69% | |
| 34 | CSX | Csx CORP | Stock-Industrials | 0.40% | -0.11% | -31.70% | |
| 35 | NRG | Nrg Energy Inc | Stock-Utilities | 0.37% | -0.08% | -6.84% | |
| 36 | IR | Ingersoll Rand Inc. | Stock-Industrials | 0.25% | — | -8.65% | |
| 37 | CI | The Cigna Group | Stock-Healthcare | 0.24% | -0.14% | -42.78% | |
| 38 | CVX | Chevron CORP | Stock-Energy | 0.22% | -0.02% | -3.62% | |
| 39 | ✓ | Mallinckrodt Pub LTD Co | Stock-Other | 0.21% | -0.03% | -7.12% | |
| 40 | IBM | Intl Business Machines CORP | Stock-Tech | 0.21% | -0.04% | -4.06% | |
| 41 | EMN | Eastman Chemical Co | Stock-Materials | 0.21% | -0.02% | -9.21% | |
| 42 | CCK | Crown Holdings Inc | Stock-Consumer Disc | 0.20% | — | -8.65% | |
| 43 | AAPL | Apple Inc | Stock-Tech | 0.18% | -0.02% | -7.18% | |
| 44 | PM | Philip Morris International | Stock-Consumer Staples | 0.16% | — | — | |
| 45 | FLR | Fluor CORP | Stock-Industrials | 0.16% | -0.03% | -3.99% |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2017 Q2 | 45 | $141.5M | 36 | ||
| 2017 Q1 | 44 | $137.5M | 44 | ||
| 2016 Q4 | 42 | $143.5M | 43 | ||
| 2016 Q3 | 43 | $133.4M | 45 | ||
| 2016 Q2 | 44 | $130.8M | 32 | ||
| 2016 Q1 | 47 | $144.5M | 27 | ||
| 2015 Q4 | 49 | $147.8M | 24 | ||
| 2015 Q3 | 45 | $140.5M | 100 | ||
| 2015 Q2 | 43 | $157.4M | 55 | ||
| 2015 Q1 | 45 | $160.3M | 61 | ||
| 2014 Q4 | 45 | $156.3M | 53 | ||
| 2014 Q3 | 51 | $153.7M | 70 | ||
| 2014 Q2 | 43 | $160.7M | 100 | ||
| 2014 Q1 | 54 | $188.0M | 32 | ||
| 2013 Q4 | 52 | $178.5M | 43 | ||
| 2013 Q3 | 81 | $171.4M | 24 | 165563C230162A3292475 | |
| 2013 Q2 | 53 | $151.2M | 0 | 165563C230162A3292475 |
Holding changes this quarter
Breithorn Capital Management's most significant position changes for 2017-06-30: New buy: Cincinnati Bell Inc (CBB); New buy: Gilead Sciences Inc (GILD); Sold out: Adtalem Global Education Inc.; Sold out: QuantumScape Corporation (QS); New buy: B&g Foods Inc (BGS).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | General Communication Inc Cl A | +2.4% | -3.70% | Trim |
| 2 | MCK | Mckesson CORP | +0.6% | +9.10% | Add |
| 3 | ✓ | Calpine CORP | +0.4% | -3.94% | Trim |
| 4 | ✓ | +0.3% | +5.35% | Add | |
| 5 | OIEUR | Owens-illinois Inc | +0.3% | -3.99% | Trim |
| 6 | BWEUR | Babcock & Wilcox Enterpr | +0.3% | -4.14% | Trim |
| 7 | MHO | M/i Homes Inc | +0.3% | -3.96% | Trim |
| 8 | PRGO | Perrigo Company plc | +0.2% | -4.08% | Trim |
| 9 | C | Citigroup Inc | +0.2% | -4.09% | Trim |
| 10 | ✓ | Ferroglobe PLC | +0.1% | -3.59% | Trim |
| 11 | KLXE | KLX Energy Services Holdings, Inc. | +0.1% | -3.98% | Trim |
| 12 | VOYA | Voya Financial Inc | +0.1% | +7.71% | Add |
| 13 | ✓ | Laboratory Corp. of America | 0% | -3.91% | Trim |
| 14 | PM | Philip Morris International | — | — | Unchanged |
| 15 | IR | Ingersoll Rand Inc. | — | -8.65% | Trim |
| 16 | CCK | Crown Holdings Inc | — | -8.65% | Trim |
| 17 | CVX | Chevron CORP | 0% | -3.62% | Trim |
| 18 | AAPL | Apple Inc | 0% | -7.18% | Trim |
| 19 | EMN | Eastman Chemical Co | 0% | -9.21% | Trim |
| 20 | FLR | Fluor CORP | 0% | -3.99% | Trim |
| 21 | ✓ | Mallinckrodt Pub LTD Co | 0% | -7.12% | Trim |
| 22 | IBM | Intl Business Machines CORP | 0% | -4.06% | Trim |
| 23 | TXT | Textron Inc | -0.1% | -6.69% | Trim |
| 24 | GDX | Vaneck Gold Miners ETF | -0.1% | -7.08% | Trim |
| 25 | ALSN | Allison Transmission Holding | -0.1% | -4.19% | Trim |
| 26 | NRG | Nrg Energy Inc | -0.1% | -6.84% | Trim |
| 27 | CSX | Csx CORP | -0.1% | -31.70% | Trim |
| 28 | FNF | Fidelity National Financial | -0.1% | -13.67% | Trim |
| 29 | CI | The Cigna Group | -0.1% | -42.78% | Trim |
| 30 | AMG | Affiliated Managers Group | -0.2% | -3.38% | Trim |
| 31 | ASC | Ardmore Shipping Corporation | -0.2% | -3.96% | Trim |
| 32 | AIG | American International Group | -0.3% | -3.71% | Trim |
| 33 | ✓ | Leucadia Natl CORP | -0.3% | -3.98% | Trim |
| 34 | BLBD | Blue Bird CORP | -0.4% | -3.76% | Trim |
| 35 | GM | General Motors Co | -0.4% | -4.05% | Trim |
| 36 | AXP | American Express Company | -0.6% | -3.90% | Trim |
| 37 | ✓ | Xl Group LTD Com | -0.9% | -29.80% | Trim |
| 38 | REFI | Chicago Atlantic Real Estate Finance, Inc. | -1.3% | -4.02% | Trim |
| 39 | ERA1USD | Era Group Inc | -2.4% | -74.06% | Trim |
| 40 | KLIC | Kulicke & Soffa Industries | -3.1% | -49.27% | Trim |
| 41 | CBB | Cincinnati Bell Inc | — | NEW | New buy |
| 42 | GILD | Gilead Sciences Inc | — | NEW | New buy |
| 43 | ✓ | Adtalem Global Education Inc. | — | EXIT | Sold out |
| 44 | QS | QuantumScape Corporation | — | EXIT | Sold out |
| 45 | BGS | B&g Foods Inc | — | NEW | New buy |
| 46 | QTM1EUR | Quantum CORP | — | NEW | New buy |
| 47 | AMAG | Amag Pharmaceuticals Inc | — | NEW | New buy |
| 48 | DYN | Dynegy Inc New Del | — | EXIT | Sold out |
| 49 | JAXUSD | J Alexander's Holdings | — | EXIT | Sold out |
Filing History
FAQ
What is Breithorn Capital Management and what type of investor is it?
Breithorn Capital Management is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2017-06-30), the firm manages a tracked equity portfolio valued at approximately $141.5M, spread across 45 disclosed positions.
What are Breithorn Capital Management's largest equity positions?
Based on the latest 13F filing, Breithorn Capital Management's top holdings by market value are:
1. General Communication Inc Cl A — $8.7M (6.1%)
2. General Motors Co (GM) — $6.7M (4.7%)
3. Leucadia Natl CORP — $6.6M (4.7%)
4. Blue Bird CORP (BLBD) — $6.5M (4.6%)
5. — $6.2M (4.4%)
What changes did Breithorn Capital Management make in its most recent portfolio filing?
In the latest reported quarter, Breithorn Capital Management made 48 notable position adjustments: 5 new positions were initiated, 3 existing holdings were added to, 36 positions were partially reduced, and 4 were completely exited. The largest of these moves: New buy: Cincinnati Bell Inc (CBB); New buy: Gilead Sciences Inc (GILD); Sold out: Adtalem Global Education Inc.; Sold out: QuantumScape Corporation (QS); New buy: B&g Foods Inc (BGS)
What sectors does Breithorn Capital Management focus on?
Breithorn Capital Management is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 41.1%
• Financials: 28.0%
• Consumer Discretionary: 26.6%
• Information Technology: 2.2%
• Energy: 1.2%
• Consumer Staples: 0.9%
Investment Profile
Breithorn Capital Management's portfolio is broadly diversified and moderately active, with 41.1% of the portfolio concentrated in Health Care.
It has added to its GENERAL COMMUNICATION INC CL A position over the past two quarters (+$4.7M, now $8.7M), while trimming KLIC over the same stretch (-$8.0M, still holding $3.8M).
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