Capital One Financial CORP — Q3 2020 13F Holdings

Name: Capital One Financial CORP — 13F Holdings, Q3 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000927628

Total reported value

$141.4M

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Full holdings list this quarter

Showing top 200 holdings (of 249 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	9.70%	—	+93.28%
2	GSIE	Goldman Sachs Activebeta Int	ETF-Commodities	6.92%	—	+51.59%
3	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	6.40%	—	+37.86%
4	BND	Vanguard Total Bond Market	ETF-Other	4.80%	—	+0.59%
5	QUAL	Ishares Msci USA Quality Fac	ETF-Other	4.49%	—	+79.96%
6	VTIP	Vanguard Short-term Tips	ETF-Other	4.42%	—	+43.47%
7	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	3.99%	—	+20.22%
8	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	3.85%	—	-16.14%
9	EFAV	Ishares Msci Eafe Min Vol Fa	ETF-Other	3.54%	—	+61.62%
10	FLRN	Ss Spdr Bb Ig Float Rt ETF	ETF-Other	3.18%	—	+67.47%
11	VGIT	Vanguard Intermediate-term T	ETF-Other	2.94%	—	+56.64%
12	GEM	Goldman Sachs Activebeta Em	ETF-Commodities	2.82%	—	+65.16%
13	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	2.64%	—	+35.42%
14	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	2.30%	—	+14.71%
15	VLUE	Ishares Msci USA Value Facto	ETF-Other	1.64%	—	+16.72%
16	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.56%	—	-48.50%
17	EEMV	Ishares Msci Emg Mkt Min Vol	ETF-Other	1.46%	—	+102.74%
18	AAPL	Apple INC	Stock-Tech	1.00%	—	+239.61%
19	FNDA	Schwab Fndmntl US Sm Co ETF	ETF-Other	0.99%	—	-38.69%
20	MSFT	Microsoft CORP	Stock-Tech	0.75%	—	-6.73%
21	AMZN	Amazon.com INC	Stock-Consumer Disc	0.68%	—	-7.85%
22	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	0.68%	—	-70.59%
23	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.66%	—	-32.75%
24	XLV	Ss Health Care Select Sector	ETF-Other	0.66%	—	-10.83%
25	SCHX	Schwab US Large-cap ETF	ETF-Other	0.64%	—	-56.70%
26	VTEB	Vanguard Tax-exempt Bond ETF	ETF-Other	0.58%	—	+77.42%
27	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	0.57%	—	-57.70%
28	XLK	Ss Technology Select Sector	ETF-Tech	0.52%	—	-42.60%
29	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.52%	—	-23.58%
30	HDV	Ishares Core High Dividend E	ETF-Other	0.51%	—	-30.09%
31	SHM	Ss Spdr N Ice St Muni ETF	ETF-Other	0.50%	—	+37.30%
32	FNDC	Schwab Fndmnt Intl Sm Eq ETF	ETF-Other	0.50%	—	-76.03%
33	MUB	Ishares National Muni Bond E	ETF-Other	0.49%	—	-13.31%
34	DHR	Danaher CORP	Stock-Healthcare	0.48%	—	-0.57%
35	XSLV	Invesco S&p Smallcap Low Vol	ETF-Other	0.46%	—	-33.05%
36	IGM	Ishares Expanded Tech Sector	ETF-Tech	0.45%	—	+2.70%
37	FTSM	First Trust Enh Short Mat Fd	ETF-Other	0.43%	—	-22.38%
38	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	0.40%	—	-0.21%
39	INTF	Ishares International Equity	ETF-Other	0.39%	—	+32.26%
40	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.35%	—	-6.56%
41	PNQI	Invesco Nasdaq Internet ETF	ETF-Tech	0.33%	—	+1.19%
42	SCHZ	Schwab US Aggregate Bond ETF	ETF-Other	0.31%	—	-48.35%
43	HD	Home Depot INC	Stock-Consumer Disc	0.31%	—	-7.43%
44	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	0.30%	—	+45.18%
45	CSCO	Cisco Systems INC	Stock-Tech	0.29%	—	-3.00%
46	JNJ	Johnson & Johnson	Stock-Healthcare	0.27%	—	-20.77%
47	SCHG	Schwab US Large-cap Growth	ETF-Other	0.27%	—	-49.24%
48	PEP	Pepsico INC	Stock-Consumer Staples	0.25%	—	-6.33%
49	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.25%	—	-48.11%
50	SPHQ	Invesco S&p 500 Quality ETF	ETF-Large Cap & Growth	0.24%	—	+19.35%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Capital One Financial CORP for the quarter ending Q3 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	MTUM	Ishares Msci USA Momentum Fa	+4.9%	+93.28%	Add
2	GSIE	Goldman Sachs Activebeta Int	+2.3%	+51.59%	Add
3	QUAL	Ishares Msci USA Quality Fac	+2%	+79.96%	Add
4	BNDX	Vanguard Total Intl Bond ETF	+1.5%	+37.86%	Add
5	EFAV	Ishares Msci Eafe Min Vol Fa	+1.3%	+61.62%	Add
6	VTIP	Vanguard Short-term Tips	+1.2%	+43.47%	Add
7	FLRN	Ss Spdr Bb Ig Float Rt ETF	+1.2%	+67.47%	Add
8	GEM	Goldman Sachs Activebeta Em	+1.1%	+65.16%	Add
9	VGIT	Vanguard Intermediate-term T	+0.9%	+56.64%	Add
10	EEMV	Ishares Msci Emg Mkt Min Vol	+0.7%	+102.74%	Add
11	USMV	Ishares Msci USA Min Vol Fac	+0.6%	+20.22%	Add
12	VCIT	Vanguard Int-term Corporate	+0.6%	+35.42%	Add
13	VTEB	Vanguard Tax-exempt Bond ETF	+0.2%	+77.42%	Add
14	EMB	Ishares Jp Morgan Usd Emergi	+0.2%	+14.71%	Add
15	VLUE	Ishares Msci USA Value Facto	+0.2%	+16.72%	Add
16	SHM	Ss Spdr N Ice St Muni ETF	+0.1%	+37.30%	Add
17	GSLC	Goldman Activebeta US Lc ETF	+0.1%	+45.18%	Add
18	INTF	Ishares International Equity	+0.1%	+32.26%	Add
19	EFA	Ishares Msci Eafe ETF	-0.1%	-47.97%	Trim
20	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-0.2%	-61.31%	Trim
21	BKLN	Invesco Senior Loan ETF	-0.2%	-68.76%	Trim
22	CWB	Ss Spdr Bb Conv Sec ETF	-0.2%	-63.46%	Trim
23	GSY	Invesco Ultra Short Duration	-0.2%	-34.64%	Trim
24	SCHM	Schwab US Mid Cap ETF	-0.2%	-60.14%	Trim
25	XLY	Ss Consumer Disc Select Sect	-0.2%	-52.58%	Trim
26	FTSM	First Trust Enh Short Mat Fd	-0.2%	-22.38%	Trim
27	IBDQ	Ishares Ibonds Dec 2025 Term	-0.2%	-63.02%	Trim
28	IWM	Ishares Russell 2000 ETF	-0.2%	-60.27%	Trim
29	XLC	Ss Comm Select Sector Spdr	-0.2%	-69.47%	Trim
30	VCSH	Vanguard S/t CORP Bond ETF	-0.2%	-46.82%	Trim
31	SCHG	Schwab US Large-cap Growth	-0.2%	-49.24%	Trim
32	VEA	Vanguard Ftse Developed ETF	-0.2%	-48.11%	Trim
33	PFF	Ishares Preferred & Income S	-0.3%	-57.98%	Trim
34	HDV	Ishares Core High Dividend E	-0.3%	-30.09%	Trim
35	XSLV	Invesco S&p Smallcap Low Vol	-0.3%	-33.05%	Trim
36	IVV	Ishares Core S&p 500 ETF	-0.3%	-32.75%	Trim
37	SCHZ	Schwab US Aggregate Bond ETF	-0.3%	-48.35%	Trim
38	XLK	Ss Technology Select Sector	-0.4%	-42.60%	Trim
39	DGS	Wisdomtree Em Small Cap	-0.5%	-72.95%	Trim
40	PTLC	Pacer Trendpilot US Large Ca	-0.5%	-72.79%	Trim
41	FNDA	Schwab Fndmntl US Sm Co ETF	-0.7%	-38.69%	Trim
42	IEMG	Ishares Core Msci Emerging	-0.7%	-57.70%	Trim
43	SCHX	Schwab US Large-cap ETF	-0.8%	-56.70%	Trim
44	SHY	Ishares 1-3 Year Treasury Bo	-1.1%	-16.14%	Trim
45	SPY	Ss Spdr S&p 500 ETF Trust-us	-1.4%	-48.50%	Trim
46	FNDC	Schwab Fndmnt Intl Sm Eq ETF	-1.6%	-76.03%	Trim
47	IEFA	Ishares Core Msci Eafe ETF	-1.7%	-70.59%	Trim
48	VGSH	Vanguard Short-term Treasury	—	EXIT	Sold out
49	DLS	Wisdomtree Intl S/c Dvd Fund	—	EXIT	Sold out
50	PDN	Inv Rafi Dev Mkt US Sm-usdin	—	EXIT	Sold out