BH
Bay Harbor Wealth Management, LLC 13F Portfolio & Top Holdings (Q2 2026)
Bay Harbor Wealth Management, LLCCIK: 0001767989
Diversified strategy
Total reported value
$433.6M
Reporting period: 2026-06-30 · Number of holdings: 1293
Bay Harbor Wealth Management, LLC disclosed 1293 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $433.6M and a quarterly turnover rate of 26.5%.
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Personality snowflake
- Concentration
- 15.59
- Portfolio Stability
- 26.48
- Momentum
- 61.56
- Sector conviction
- 49.97
- Diversification
- 100
- Sizing Uniformity
- 29.7
Bay Harbor Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.039 — mathematically equivalent to about 26 equally-sized positions, well below its 1293 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 7.03), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 5% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd IVV
+73.3% $19.5M
Trim EFV
-63.9% -$7.3M
Trim QUAL
-99.6% -$6.3M
New buy CORO
Sold out IAGG
New buy IALT
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 1293 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 9.06% | +3.93% | +73.32% | |
| 2 | DFAU | Dimensional US Core Equity M | ETF-Other | 8.47% | +0.19% | +0.32% | |
| 3 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 6.26% | +0.74% | +27.61% | |
| 4 | VUG | Vanguard Growth ETF | ETF-Other | 5.59% | +0.19% | +489.54% | |
| 5 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 5.17% | -0.16% | -1.86% | |
| 6 | VTV | Vanguard Value ETF | ETF-Other | 3.93% | -0.11% | -1.59% | |
| 7 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 3.77% | +0.29% | +0.36% | |
| 8 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 3.57% | +0.10% | -1.19% | |
| 9 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 3.45% | -0.36% | +0.98% | |
| 10 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 3.25% | -0.39% | +0.89% | |
| 11 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 3.19% | -0.95% | -19.44% | |
| 12 | DFSD | Dimensional Short Duration | ETF-Other | 2.76% | -0.28% | +2.46% | |
| 13 | DFAI | Dimensional International Co | ETF-Other | 2.58% | +0.02% | +6.77% | |
| 14 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 2.06% | -1.11% | -38.47% | |
| 15 | BAI | Ishrs Ai In And Tech Act ETF | ETF-Tech | 2.04% | +0.38% | -13.45% | |
| 16 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.89% | -0.07% | -1.68% | |
| 17 | DFCF | Dimensional Core Fixed Inc | ETF-Other | 1.87% | -0.18% | +2.58% | |
| 18 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 1.79% | +0.04% | +2.94% | |
| 19 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 1.70% | +0.02% | -20.47% | |
| 20 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 1.67% | -0.15% | +3.68% | |
| 21 | VMBS | Vanguard Mortgage-backed Sec | ETF-Other | 1.61% | -0.20% | +0.54% | |
| 22 | BIV | Vanguard Intermediate-term B | ETF-Other | 1.58% | -0.19% | +0.73% | |
| 23 | MBB | Ishares Mbs ETF | ETF-Other | 1.56% | -0.17% | +1.72% | |
| 24 | BLV | Vanguard Long-term Bond ETF | ETF-Other | 1.55% | -0.17% | +0.78% | |
| 25 | TLH | Ishares 10-20 Year Treasury | ETF-Gov Bonds | 1.42% | -0.46% | -15.23% | |
| 26 | BLCR | Ishares Lrg Cp Cr Act Etf-ui | ETF-Other | 1.32% | +0.15% | +3.05% | |
| 27 | CORO | Ish Intl Ctry Rot Act ETF | ETF-Other | 1.25% | +1.25% | NEW | |
| 28 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 1.24% | +0.12% | +4.72% | |
| 29 | VB | Vanguard Small-cap ETF | ETF-Other | 1.20% | +0.01% | -1.79% | |
| 30 | IALT | Ishrs Sys Alt Act ETF | ETF-Other | 1.13% | +1.13% | NEW | |
| 31 | IDEF | Ishares Def Industrials Act | ETF-Other | 1.11% | -0.08% | +7.76% | |
| 32 | THRO | Ishares U.s. Thematic Rotati | ETF-Other | 1.06% | -0.49% | -35.43% | |
| 33 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 0.99% | -2.02% | -63.86% | |
| 34 | GGOV | Ishares Global Gb Usd Ha ETF | ETF-Other | 0.91% | +0.91% | NEW | |
| 35 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.55% | +0.10% | +700.96% | |
| 36 | SOXX | Ishares Semiconductor ETF | ETF-Other | 0.50% | +0.31% | +50.09% | |
| 37 | BINC | Ishares Flex I A Etf-usd Inc | ETF-Other | 0.32% | -0.73% | -65.83% | |
| 38 | IAU | Ishares Gold Trust | ETF-Commodities | 0.30% | -0.10% | -0.42% | |
| 39 | NVDA | Nvidia CORP | Stock-Tech | 0.29% | +0.04% | +15.47% | |
| 40 | DFGR | Dim Global Real Estate ETF | ETF-Other | 0.28% | +0.01% | +5.81% | |
| 41 | AAPL | Apple Inc | Stock-Tech | 0.26% | +0.05% | +20.41% | |
| 42 | SYSB | Ishares Systematic Bond ETF | ETF-Other | 0.21% | -0.03% | +0.44% | |
| 43 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.17% | +0.03% | +10.55% | |
| 44 | MSFT | Microsoft CORP | Stock-Tech | 0.15% | +0.03% | +38.99% | |
| 45 | IETC | Ishares U.s. Tech Independen | ETF-Tech | 0.14% | +0.01% | +0.10% | |
| 46 | CAT | Caterpillar Inc | Stock-Industrials | 0.14% | +0.13% | +1057.14% | |
| 47 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.13% | +0.02% | +14.94% | |
| 48 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.12% | +0.05% | +68.98% | |
| 49 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.11% | — | +5.03% | |
| 50 | STIP | Ishares 0-5 Year Tips Bond E | ETF-Other | 0.11% | +0.11% | NEW |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+0.9%
Performance Last 4 Quarters
+16.6%
- Stdev
- +9.3%
- Beta
- +0.68
- Alpha
- +0.9%
- Max Drawdown
- -4.8%
- Annualized Perf
- +15%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +3
- Stutzer
- +0.45
- Treynor
- +0.21
- Sterling
- +1.11
- Calmar
- +3.12
- Information Ratio
- -1.04
- Tracking Error
- +5.3%
- Stdev Down
- +4.8%
- Winning Months %
- +77.8%
- Losing Months %
- +22.2%
- Best 12 Months
- +23.8%
- Worst 12 Months
- +6.1%
- Efficiency Ratio
- +0.59
- Sharpe
- +1.55
- Stdev Sectors
- +8.3%
- Skewness
- -0.2
- Kurtosis
- -0.08
- Upside Potential
- +4.55
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 1293 | $433.6M | 26 | ||
| 2026 Q1 | 1301 | $385.7M | 18 | ||
| 2025 Q4 | 1317 | $382.8M | 9 | ||
| 2025 Q3 | 1289 | $370.1M | 32 | ||
| 2025 Q2 | 1275 | $344.8M | 0 | ||
| 2025 Q1 | 1150 | $316.2M | 100 | ||
| 2024 Q4 | 181 | $308.1M | 0 | ||
| 2024 Q3 | 169 | $306.1M | 0 | ||
| 2024 Q2 | 168 | $286.9M | 0 | ||
| 2024 Q1 | 172 | $278.5M | 0 | ||
| 2023 Q4 | 168 | $261.7M | 0 | ||
| 2023 Q3 | 163 | $237.8M | 0 | ||
| 2023 Q2 | 167 | $245.2M | 0 | ||
| 2023 Q1 | 165 | $235.6M | 0 | ||
| 2022 Q4 | 191 | $223.1M | 0 | ||
| 2022 Q3 | 199 | $212.2M | 0 | ||
| 2022 Q2 | 192 | $221.5M | 0 | ||
| 2022 Q1 | 196 | $247.4M | 0 | ||
| 2021 Q4 | 159 | $248.5M | 0 | ||
| 2021 Q3 | 209 | $237.0M | 0 | ||
| 2021 Q2 | 208 | $234.6M | 100 | ||
| 2021 Q1 | 223 | $218.0M | 30 | ||
| 2020 Q4 | 437 | $220.4M | 25 | ||
| 2020 Q3 | 399 | $200.8M | 21 | ||
| 2020 Q2 | 381 | $187.5M | 37 | ||
| 2020 Q1 | 385 | $164.7M | 21 | ||
| 2019 Q4 | 375 | $185.2M | 23 | ||
| 2019 Q3 | 394 | $167.3M | 25 | ||
| 2019 Q2 | 410 | $161.3M | 23 | ||
| 2019 Q1 | 426 | $146.7M | 24 | ||
| 2018 Q4 | 414 | $125.7M | — |
Holding changes this quarter
Bay Harbor Wealth Management, LLC's most significant position changes for 2026-06-30: New buy: Ish Intl Ctry Rot Act ETF (CORO); New buy: Ishrs Sys Alt Act ETF (IALT); Sold out: Ishares Intl Aggregate Bond (IAGG); New buy: Ishares Global Gb Usd Ha ETF (GGOV); New buy: Ishares 0-5 Year Tips Bond E (STIP).
Showing top 200 changes by size (of 1361 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | +3.9% | +73.32% | Add |
| 2 | CORO | Ish Intl Ctry Rot Act ETF | +1.3% | NEW | New buy |
| 3 | IALT | Ishrs Sys Alt Act ETF | +1.1% | NEW | New buy |
| 4 | GGOV | Ishares Global Gb Usd Ha ETF | +0.9% | NEW | New buy |
| 5 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | +0.7% | +27.61% | Add |
| 6 | BAI | Ishrs Ai In And Tech Act ETF | +0.4% | -13.45% | Trim |
| 7 | SOXX | Ishares Semiconductor ETF | +0.3% | +50.09% | Add |
| 8 | IVW | Ishares S&p 500 Growth ETF | +0.3% | +0.36% | Add |
| 9 | DFAU | Dimensional US Core Equity M | +0.2% | +0.32% | Add |
| 10 | VUG | Vanguard Growth ETF | +0.2% | +489.54% | Add |
| 11 | BLCR | Ishares Lrg Cp Cr Act Etf-ui | +0.2% | +3.05% | Add |
| 12 | CAT | Caterpillar Inc | +0.1% | +1057.14% | Add |
| 13 | DFAE | Dimensional Emerging Core Eq | +0.1% | +4.72% | Add |
| 14 | STIP | Ishares 0-5 Year Tips Bond E | +0.1% | NEW | New buy |
| 15 | DYNF | Ishrs US E F R A Etf-usd Inc | +0.1% | -1.19% | Trim |
| 16 | VGT | Vanguard Info Tech ETF | +0.1% | +700.96% | Add |
| 17 | AMP | Ameriprise Financial Inc | +0.1% | +3072.22% | Add |
| 18 | C | Citigroup Inc | +0.1% | +944.85% | Add |
| 19 | AAPL | Apple Inc | +0.1% | +20.41% | Add |
| 20 | JPM | Jpmorgan Chase & Co | +0.1% | +68.98% | Add |
| 21 | LRCX | Lam Research CORP | +0.1% | +7.43% | Add |
| 22 | APH | Amphenol Corp-cl A | +0.1% | +889.83% | Add |
| 23 | EFG | Ishares Msci Eafe Growth ETF | 0% | +2.94% | Add |
| 24 | NVDA | Nvidia CORP | 0% | +15.47% | Add |
| 25 | GE | General Electric | 0% | +748.57% | Add |
| 26 | GEV | GE Vernova Inc | 0% | +204.69% | Add |
| 27 | PRU | Prudential Financial Inc | 0% | +3807.50% | Add |
| 28 | GOOGL | Alphabet Inc-cl A | 0% | +10.55% | Add |
| 29 | MSFT | Microsoft CORP | 0% | +38.99% | Add |
| 30 | ABBV | Abbvie Inc | 0% | +79.02% | Add |
| 31 | IBM | Intl Business Machines CORP | 0% | +631.33% | Add |
| 32 | MU | Micron Technology Inc | 0% | +26.77% | Add |
| 33 | VLO | Valero Energy CORP | 0% | +1091.49% | Add |
| 34 | MPC | Marathon Petroleum CORP | 0% | +962.26% | Add |
| 35 | DUK | Duke Energy CORP | 0% | +1432.39% | Add |
| 36 | INTC | Intel CORP | 0% | +138.48% | Add |
| 37 | ✓ | Carnival CORP LTD F | 0% | NEW | New buy |
| 38 | BA | Boeing Co/the | 0% | +1058.00% | Add |
| 39 | JNJ | Johnson & Johnson | 0% | +750.49% | Add |
| 40 | CEG | Constellation Energy | 0% | +1725.00% | Add |
| 41 | DFAI | Dimensional International Co | 0% | +6.77% | Add |
| 42 | MTUM | Ishares Msci USA Momentum Fa | 0% | -20.47% | Trim |
| 43 | AVGO | Broadcom Inc | 0% | +25.46% | Add |
| 44 | AMZN | Amazon.com Inc | 0% | +14.94% | Add |
| 45 | ENB | Enbridge Inc | 0% | NEW | New buy |
| 46 | KO | Coca-cola Co/the | 0% | +321.43% | Add |
| 47 | GOOG | Alphabet Inc-cl C | 0% | +38.42% | Add |
| 48 | XEL | Xcel Energy Inc | 0% | +1501.47% | Add |
| 49 | GM | General Motors Co | 0% | +647.68% | Add |
| 50 | ✓ | 0% | NEW | New buy |
1–50 of 200
Filing History
FAQ
What is Bay Harbor Wealth Management, LLC and what type of investor is it?
Bay Harbor Wealth Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $433.6M, spread across 1293 disclosed positions.
What are Bay Harbor Wealth Management, LLC's largest equity positions?
Based on the latest 13F filing, Bay Harbor Wealth Management, LLC's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $39.3M (9.1%)
2. Dimensional US Core Equity M (DFAU) — $36.7M (8.5%)
3. Ishr Cr Unvrse Usd Bd Etf-ui (IUSB) — $27.1M (6.3%)
4. Vanguard Growth ETF (VUG) — $24.2M (5.6%)
5. Vanguard Ftse Developed ETF (VEA) — $22.4M (5.2%)
What changes did Bay Harbor Wealth Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Bay Harbor Wealth Management, LLC made 190 notable position adjustments: 14 new positions were initiated, 136 existing holdings were added to, 34 positions were partially reduced, and 6 were completely exited. The largest of these moves: New buy: Ish Intl Ctry Rot Act ETF (CORO); New buy: Ishrs Sys Alt Act ETF (IALT); Sold out: Ishares Intl Aggregate Bond (IAGG); New buy: Ishares Global Gb Usd Ha ETF (GGOV); New buy: Ishares 0-5 Year Tips Bond E (STIP)
What sectors does Bay Harbor Wealth Management, LLC focus on?
Bay Harbor Wealth Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 31.4%
• Financials: 14.5%
• Industrials: 13.1%
• Consumer Discretionary: 10.1%
• Health Care: 9.0%
• Communication Services: 8.2%
Investment Profile
Bay Harbor Wealth Management, LLC returned an annualized 15.0% over the trailing 36 months — outperforming the S&P 500 by 0.9 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.68 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 31.4% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 26 over the past 4 quarters — a shift toward more active trading.
It has added to its IVV position over the past two quarters (+$24.1M, now $39.3M), while trimming QUAL over the same stretch (-$6.4M, still holding $25.7K).
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Developer Access
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