Bay Harbor Wealth Management, LLC — Q2 2021 13F Holdings

Name: Bay Harbor Wealth Management, LLC — 13F Holdings, Q2 2021
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001767989

Total reported value

$385.7M

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Full holdings list this quarter

Showing top 200 holdings (of 208 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VUG	Vanguard Growth ETF	ETF-Other	10.08%	-0.55%	+3.06%
2	VEA	Vanguard Ftse Developed ETF	ETF-Other	9.60%	-0.53%	+2.77%
3	VTV	Vanguard Value ETF	ETF-Other	7.74%	-0.24%	+1.53%
4	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	7.17%	+0.24%	+4.39%
5	BSV	Vanguard Short-term Bond ETF	ETF-Other	6.14%	+0.15%	+3.65%
6	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	5.62%	+1.15%	+9.66%
7	ESGU	Ishares Esg Aware Msci USA	ETF-Other	4.99%	—	+7.53%
8	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	3.89%	+1.56%	+13.59%
9	BLV	Vanguard Long-term Bond ETF	ETF-Other	3.72%	+0.09%	+5.57%
10	IUSB	Ishr Cr Unvrse Usd Bd Etf-ui	ETF-Other	3.69%	+0.08%	+42.04%
11	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	3.51%	+0.03%	+4.80%
12	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	3.37%	-0.22%	+5.11%
13	BIV	Vanguard Intermediate-term B	ETF-Other	3.32%	+0.06%	+5.40%
14	VB	Vanguard Small-cap ETF	ETF-Other	2.64%	—	+1.94%
15	EFV	Ishares Msci Eafe Value ETF	ETF-Other	2.59%	+0.04%	+27.11%
16	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	2.49%	—	+24.43%
17	EFG	Ishares Msci Eafe Growth ETF	ETF-Other	2.00%	+1.75%	NEW
18	ESGE	Ishares INC Ishares Esg Awar	ETF-Other	1.97%	—	+10.53%
19	VLUE	Ishares Msci USA Value Facto	ETF-Other	1.57%	—	+8.11%
20	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	1.30%	—	+12.20%
21	FALN	Ishares Fallen Angels ETF	ETF-Other	1.01%	—	+17.64%
22	COMT	Ishares Gsci Commodity Dynam	ETF-Commodities	0.95%	—	—
23	IXG	Ishares Global Financials Et	ETF-Other	0.94%	—	—
24	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	0.80%	—	+5.37%
25	MBB	Ishares Mbs ETF	ETF-Other	0.68%	+0.02%	+2.72%
26	IYE	Ishares U.s. Energy ETF	ETF-Other	0.66%	—	+54.14%
27	IXN	Ishares Global Tech ETF	ETF-Tech	0.48%	—	-57.84%
28	VGT	Vanguard Info Tech ETF	ETF-Tech	0.43%	-0.04%	—
29	TOTL	Ss Doubleline Tr Tact ETF	ETF-Other	0.32%	—	-36.93%
30	SPYM	Ste Str Spdr Pt S&p 500 ETF	ETF-Large Cap & Growth	0.30%	—	-46.28%
31	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.18%	—	—
32	AOM	Ishares Core 40/60 Moderate	ETF-Other	0.17%	—	-10.14%
33	AOK	Ishares Core 30/70 Conservat	ETF-Other	0.16%	—	+1.82%
34	SOXX	Ishares Semiconductor ETF	ETF-Other	0.14%	—	—
35	IETC	Ishares U.s. Tech Independen	ETF-Tech	0.14%	-0.03%	—
36	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.13%	—	-6.72%
37	VCR	Vanguard Consumer Discre ETF	ETF-Other	0.13%	—	—
38	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.13%	—	-5.73%
39	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.12%	—	+11.04%
40	XLK	Ss Technology Select Sector	ETF-Tech	0.12%	—	-44.19%
41	IHI	Ishares U.s. Medical Devices	ETF-Other	0.12%	—	-79.70%
42	SPEM	State Street Sp Ptf Em ETF	ETF-Other	0.12%	—	-44.43%
43	XLB	Ss Materials Select Sector	ETF-Other	0.11%	—	—
44	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	0.11%	—	-51.06%
45	RSPT	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	0.10%	—	-53.56%
46	SPTM	Ss Spdr P S&p 1500 Comp ETF	ETF-Other	0.10%	—	-40.43%
47	SPLB	Ss Spdr P Long Term C ETF	ETF-Other	0.09%	—	-38.00%
48	SPSM	Ss Spdr P S&p 600 Small Cap	ETF-Small Cap	0.09%	—	-51.97%
49	PDBC	Invesco Optimum Yield Divers	ETF-Other	0.09%	—	-65.77%
50	SPAB	Ss Spdr P Agg Bond ETF	ETF-Other	0.07%	—	+13.06%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Bay Harbor Wealth Management, LLC for the quarter ending Q2 2021, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VEA	Vanguard Ftse Developed ETF	—	EXIT	Sold out
2	VUG	Vanguard Growth ETF	—	EXIT	Sold out
3	VTV	Vanguard Value ETF	—	EXIT	Sold out
4	BNDX	Vanguard Total Intl Bond ETF	—	EXIT	Sold out
5	BSV	Vanguard Short-term Bond ETF	—	EXIT	Sold out
6	IVV	Ishares Core S&p 500 ETF	—	EXIT	Sold out
7	ESGU	Ishares Esg Aware Msci USA	—	EXIT	Sold out
8	GOVT	Ishares US Treasury Bond ETF	—	EXIT	Sold out
9	BLV	Vanguard Long-term Bond ETF	—	EXIT	Sold out
10	VMBS	Vanguard Mortgage-backed Sec	—	EXIT	Sold out
11	BIV	Vanguard Intermediate-term B	—	EXIT	Sold out
12	VWO	Vanguard Ftse Emerging Marke	—	EXIT	Sold out
13	IUSB	Ishr Cr Unvrse Usd Bd Etf-ui	—	EXIT	Sold out
14	VB	Vanguard Small-cap ETF	—	EXIT	Sold out
15	EFV	Ishares Msci Eafe Value ETF	—	EXIT	Sold out
16	IGSB	Ishares 1-5y Inv Grade CORP	—	EXIT	Sold out
17	EFG	Ishares Msci Eafe Growth ETF	—	EXIT	Sold out
18	ESGE	Ishares INC Ishares Esg Awar	—	EXIT	Sold out
19	VLUE	Ishares Msci USA Value Facto	—	EXIT	Sold out
20	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	—	EXIT	Sold out
21	IJR	Ishares Core S&p Small-cap E	—	EXIT	Sold out
22	IXN	Ishares Global Tech ETF	—	EXIT	Sold out
23	FALN	Ishares Fallen Angels ETF	—	EXIT	Sold out
24	MTUM	Ishares Msci USA Momentum Fa	—	EXIT	Sold out
25	MBB	Ishares Mbs ETF	—	EXIT	Sold out
26	IHI	Ishares U.s. Medical Devices	—	EXIT	Sold out
27	SPYM	Ste Str Spdr Pt S&p 500 ETF	—	EXIT	Sold out
28	TOTL	Ss Doubleline Tr Tact ETF	—	EXIT	Sold out
29	USMV	Ishares Msci USA Min Vol Fac	—	EXIT	Sold out
30	VGT	Vanguard Info Tech ETF	—	EXIT	Sold out
31	IYE	Ishares U.s. Energy ETF	—	EXIT	Sold out
32	JNK	Ss Spdr Bb High Yield Bond	—	EXIT	Sold out
33	PDBC	Invesco Optimum Yield Divers	—	EXIT	Sold out
34	SPDW	Ste Str Spdr Pt Dw EU ETF	—	EXIT	Sold out
35	SPEM	State Street Sp Ptf Em ETF	—	EXIT	Sold out
36	XLK	Ss Technology Select Sector	—	EXIT	Sold out
37	RSPT	Invesco S&p 500 Equal Weight	—	EXIT	Sold out
38	SPSM	Ss Spdr P S&p 600 Small Cap	—	EXIT	Sold out
39	XLF	Ss Financial Select Sector	—	EXIT	Sold out
40	AOM	Ishares Core 40/60 Moderate	—	EXIT	Sold out
41	VIG	Vanguard Dividend Apprec ETF	—	EXIT	Sold out
42	XLE	Ss Energy Select Sector	—	EXIT	Sold out
43	AOK	Ishares Core 30/70 Conservat	—	EXIT	Sold out
44	RSP	Invesco S&p 500 Equal Weight	—	EXIT	Sold out
45	SPTM	Ss Spdr P S&p 1500 Comp ETF	—	EXIT	Sold out
46	SPLB	Ss Spdr P Long Term C ETF	—	EXIT	Sold out
47	SPY	Ss Spdr S&p 500 ETF Trust-us	—	EXIT	Sold out
48	SOXX	Ishares Semiconductor ETF	—	EXIT	Sold out
49	TLT	Ishares 20+ Year Treasury Bd	—	EXIT	Sold out
50	VCR	Vanguard Consumer Discre ETF	—	EXIT	Sold out