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CIK: 0001767989
Total reported value
$433.6M
$433.6M
1301 檔
26.4%
During the Q1 2026 filing period, Bay Harbor Wealth Management, LLC (CIK: 0001767989) submitted its Form 13F report to the U.S. SEC, disclosing a tracked public equity portfolio valued at $433.6M across 1301 reported positions.
In Q1 2026, Bay Harbor Wealth Management, LLC displayed an active expansion posture, initiating 4 new positions and adding to 138 existing holdings, outstripping position reductions.
Showing top 200 holdings (of 1301 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFAU | Dimensional US Core Equity M | ETF-Other | 8.28% | +0.19% | +5.13% | |
| 2 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 5.52% | +0.74% | +3.04% | |
| 3 | VUG | Vanguard Growth ETF | ETF-Other | 5.40% | +0.19% | +2.15% | |
| 4 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 5.33% | -0.16% | -10.69% | |
| 5 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 5.13% | +3.93% | +36.23% | |
| 6 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 4.14% | -0.95% | -9.03% | |
| 7 | VTV | Vanguard Value ETF | ETF-Other | 4.04% | -0.11% | -7.43% | |
| 8 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 3.81% | -0.36% | +8.26% | |
| 9 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 3.64% | -0.39% | +5.62% | |
| 10 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 3.48% | +0.29% | +5.27% | |
| 11 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 3.47% | +0.10% | -15.17% | |
| 12 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 3.17% | -1.11% | -7.57% | |
| 13 | DFSD | Dimensional Short Duration | ETF-Other | 3.04% | -0.28% | +17.12% | |
| 14 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 3.01% | -2.02% | -2.06% | |
| 15 | DFAI | Dimensional International Co | ETF-Other | 2.56% | +0.02% | +0.54% | |
| 16 | DFCF | Dimensional Core Fixed Inc | ETF-Other | 2.05% | -0.18% | +13.68% | |
| 17 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.96% | -0.07% | -10.10% | |
| 18 | TLH | Ishares 10-20 Year Treasury | ETF-Gov Bonds | 1.88% | -0.46% | -0.29% | |
| 19 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 1.82% | -0.15% | +604.36% | |
| 20 | VMBS | Vanguard Mortgage-backed Sec | ETF-Other | 1.81% | -0.20% | +2.67% | |
| 21 | BIV | Vanguard Intermediate-term B | ETF-Other | 1.77% | -0.19% | +5.54% | |
| 22 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 1.75% | +0.04% | — | |
| 23 | MBB | Ishares Mbs ETF | ETF-Other | 1.73% | -0.17% | +2.33% | |
| 24 | BLV | Vanguard Long-term Bond ETF | ETF-Other | 1.72% | -0.17% | +7.41% | |
| 25 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 1.68% | +0.02% | +4.34% | |
| 26 | BAI | Ishrs Ai In And Tech Act ETF | ETF-Tech | 1.66% | +0.38% | +4.75% | |
| 27 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 1.65% | -1.64% | +2.38% | |
| 28 | THRO | Ishares U.s. Thematic Rotati | ETF-Other | 1.55% | -0.49% | +4.04% | |
| 29 | VB | Vanguard Small-cap ETF | ETF-Other | 1.19% | +0.01% | -2.04% | |
| 30 | IDEF | Ishares Def Industrials Act | ETF-Other | 1.19% | -0.08% | — | |
| 31 | IAGG | Ishares Intl Aggregate Bond | ETF-Other | 1.18% | -1.18% | EXIT | |
| 32 | BLCR | Ishares Lrg Cp Cr Act Etf-ui | ETF-Other | 1.17% | +0.15% | — | |
| 33 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 1.12% | +0.12% | -2.15% | |
| 34 | BINC | Ishares Flex I A Etf-usd Inc | ETF-Other | 1.05% | -0.73% | -13.60% | |
| 35 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.45% | +0.10% | — | |
| 36 | IAU | Ishares Gold Trust | ETF-Commodities | 0.40% | -0.10% | -68.39% | |
| 37 | DFGR | Dim Global Real Estate ETF | ETF-Other | 0.27% | +0.01% | +16.62% | |
| 38 | NVDA | Nvidia CORP | Stock-Tech | 0.25% | +0.04% | +9.79% | |
| 39 | SYSB | Ishares Systematic Bond ETF | ETF-Other | 0.24% | -0.03% | +0.14% | |
| 40 | AAPL | Apple Inc | Stock-Tech | 0.21% | +0.05% | +11.02% | |
| 41 | SOXX | Ishares Semiconductor ETF | ETF-Other | 0.19% | +0.31% | — | |
| 42 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.14% | +0.03% | +5.93% | |
| 43 | IETC | Ishares U.s. Tech Independen | ETF-Tech | 0.13% | +0.01% | — | |
| 44 | MSFT | Microsoft CORP | Stock-Tech | 0.12% | +0.03% | -5.84% | |
| 45 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.11% | +0.02% | +15.64% | |
| 46 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.11% | — | +1.00% | |
| 47 | AOM | Ishares Core 40/60 Moderate | ETF-Other | 0.10% | -0.01% | +0.74% | |
| 48 | ICVT | Ishares Convertible Bond ETF | ETF-Other | 0.09% | -0.06% | -50.49% | |
| 49 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.08% | -0.01% | +5.66% | |
| 50 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.07% | +0.05% | +24.87% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | GOVT | Ishares US Treasury Bond ETF | +1.6% | +604.36% | Add |
| 2 | IVV | Ishares Core S&p 500 ETF | +1.2% | +36.23% | Add |
| 3 | DFSD | Dimensional Short Duration | +0.4% | +17.12% | Add |
| 4 | BNDX | Vanguard Total Intl Bond ETF | +0.2% | +8.26% | Add |
| 5 | DFCF | Dimensional Core Fixed Inc | +0.2% | +13.68% | Add |
| 6 | BSV | Vanguard Short-term Bond ETF | +0.2% | +5.62% | Add |
| 7 | BLV | Vanguard Long-term Bond ETF | +0.1% | +7.41% | Add |
| 8 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | +0.1% | +3.04% | Add |
| 9 | BIV | Vanguard Intermediate-term B | +0.1% | +5.54% | Add |
| 10 | DFAI | Dimensional International Co | +0.1% | +0.54% | Add |
| 11 | BAI | Ishrs Ai In And Tech Act ETF | +0.1% | +4.75% | Add |
| 12 | DFAU | Dimensional US Core Equity M | 0% | +5.13% | Add |
| 13 | EFV | Ishares Msci Eafe Value ETF | 0% | -2.06% | Trim |
| 14 | CSCO | Cisco Systems Inc | 0% | +745.76% | Add |
| 15 | DFGR | Dim Global Real Estate ETF | 0% | +16.62% | Add |
| 16 | VMBS | Vanguard Mortgage-backed Sec | 0% | +2.67% | Add |
| 17 | ORCL | Oracle CORP | 0% | +880.46% | Add |
| 18 | BSX | Boston Scientific CORP | 0% | +1822.89% | Add |
| 19 | PM | Philip Morris International | 0% | +538.04% | Add |
| 20 | MBB | Ishares Mbs ETF | 0% | +2.33% | Add |
| 21 | IAGG | Ishares Intl Aggregate Bond | 0% | +2.41% | Add |
| 22 | PG | Procter & Gamble Co/the | 0% | +321.47% | Add |
| 23 | SJM | Jm Smucker Co/the | 0% | +8088.89% | Add |
| 24 | JNJ | Johnson & Johnson | 0% | +172.48% | Add |
| 25 | DFAE | Dimensional Emerging Core Eq | 0% | -2.15% | Trim |
| 26 | SOXX | Ishares Semiconductor ETF | 0% | — | Unchanged |
| 27 | ALL | Allstate CORP | 0% | +74.37% | Add |
| 28 | PFG | Principal Financial Group | 0% | +2057.69% | Add |
| 29 | ROK | Rockwell Automation Inc | 0% | +1116.67% | Add |
| 30 | MCD | Mcdonald's CORP | 0% | +275.00% | Add |
| 31 | HD | Home Depot Inc | 0% | +181.16% | Add |
| 32 | UNP | Union Pacific CORP | 0% | +366.67% | Add |
| 33 | PEP | Pepsico Inc | 0% | +272.41% | Add |
| 34 | XOM | Exxon Mobil CORP | 0% | +40.63% | Add |
| 35 | JPM | Jpmorgan Chase & Co | 0% | +24.87% | Add |
| 36 | QQQ | Invesco Qqq Trust Series 1 | 0% | +407.14% | Add |
| 37 | FANG | Diamondback Energy Inc | 0% | -2.07% | Trim |
| 38 | NVDA | Nvidia CORP | 0% | +9.79% | Add |
| 39 | COST | Costco Wholesale CORP | 0% | +100.00% | Add |
| 40 | LIN | Linde plc | 0% | +1.45% | Add |
| 41 | LMT | Lockheed Martin CORP | 0% | +164.71% | Add |
| 42 | CVX | Chevron CORP | 0% | +43.65% | Add |
| 43 | AMAT | Applied Materials Inc | 0% | +55.36% | Add |
| 44 | UBER | Uber Technologies Inc | 0% | +31.64% | Add |
| 45 | KLAC | Kla CORP | 0% | +46.15% | Add |
| 46 | MRK | Merck & Co. Inc. | 0% | +48.45% | Add |
| 47 | VZ | Verizon Communications Inc | 0% | +35.84% | Add |
| 48 | KO | Coca-cola Co/the | 0% | +47.06% | Add |
| 49 | MGK | Vanguard Mega Cap Growth ETF | 0% | +33.33% | Add |
| 50 | T | At&t Inc | 0% | +37.71% | Add |
According to official SEC Form 13F filings, Bay Harbor Wealth Management, LLC reported a total U.S. public equity portfolio value of $433.6M across 1301 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including DFAU, IUSB, VUG) accounted for 26.4% of total reported equity market value during Q1 2026.
Top New Position Initiated
EFG
市值: $6.8M
Top Position Liquidated / Trimmed
VEA
前期市值: $22.4M
During Q1 2026, Bay Harbor Wealth Management, LLC's top holdings by market value included DFAU (8.3%)、IUSB (5.5%)、VUG (5.4%). The largest single position, DFAU, represented 8.3% of total portfolio value.
In Q1 2026, Bay Harbor Wealth Management, LLC made 192 total portfolio adjustments, initiating 4 new buys, adding to 138 positions, trimming 50 holdings, and fully liquidating 0 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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