13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001767989
Total reported value
$433.6M
$433.6M
1317 檔
26.6%
According to the latest 13F quarterly dataset, Bay Harbor Wealth Management, LLC managed an equity portfolio of $433.6M at the end of Q4 2025, spanning 1317 distinct U.S. exchange-listed positions.
In Q4 2025, Bay Harbor Wealth Management, LLC displayed an active expansion posture, initiating 21 new positions and adding to 123 existing holdings, outstripping position reductions.
Showing top 200 holdings (of 1317 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFAU | Dimensional US Core Equity M | ETF-Other | 8.24% | +0.19% | +2.14% | |
| 2 | VUG | Vanguard Growth ETF | ETF-Other | 5.95% | +0.19% | -1.65% | |
| 3 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 5.86% | -0.16% | -2.35% | |
| 4 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 5.44% | +0.74% | -0.20% | |
| 5 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 4.61% | -0.95% | +42.98% | |
| 6 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 4.31% | +0.10% | +2.42% | |
| 7 | VTV | Vanguard Value ETF | ETF-Other | 4.28% | -0.11% | -0.10% | |
| 8 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.98% | +3.93% | +1.99% | |
| 9 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 3.63% | +0.29% | +4.71% | |
| 10 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 3.57% | -0.36% | -1.02% | |
| 11 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 3.49% | -0.39% | -1.01% | |
| 12 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 3.33% | -1.11% | +21.36% | |
| 13 | OEF | Ishares S&p 100 ETF | ETF-Other | 3.06% | -0.03% | EXIT | |
| 14 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 2.97% | -2.02% | -6.12% | |
| 15 | DFSD | Dimensional Short Duration | ETF-Other | 2.62% | -0.28% | +3.23% | |
| 16 | DFAI | Dimensional International Co | ETF-Other | 2.51% | +0.02% | +4.79% | |
| 17 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 2.18% | -0.07% | -2.16% | |
| 18 | TLH | Ishares 10-20 Year Treasury | ETF-Gov Bonds | 1.92% | -0.46% | -2.02% | |
| 19 | DFCF | Dimensional Core Fixed Inc | ETF-Other | 1.83% | -0.18% | +5.80% | |
| 20 | VMBS | Vanguard Mortgage-backed Sec | ETF-Other | 1.78% | -0.20% | -1.04% | |
| 21 | MBB | Ishares Mbs ETF | ETF-Other | 1.71% | -0.17% | +0.50% | |
| 22 | BIV | Vanguard Intermediate-term B | ETF-Other | 1.71% | -0.19% | -1.41% | |
| 23 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 1.69% | +0.02% | +66.46% | |
| 24 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 1.68% | -1.64% | -47.47% | |
| 25 | BLV | Vanguard Long-term Bond ETF | ETF-Other | 1.63% | -0.17% | -1.58% | |
| 26 | BAI | Ishrs Ai In And Tech Act ETF | ETF-Tech | 1.61% | +0.38% | +5.01% | |
| 27 | THRO | Ishares U.s. Thematic Rotati | ETF-Other | 1.60% | -0.49% | +3.47% | |
| 28 | BINC | Ishares Flex I A Etf-usd Inc | ETF-Other | 1.24% | -0.73% | -0.02% | |
| 29 | VB | Vanguard Small-cap ETF | ETF-Other | 1.20% | +0.01% | -0.25% | |
| 30 | IAU | Ishares Gold Trust | ETF-Commodities | 1.17% | -0.10% | -0.80% | |
| 31 | IAGG | Ishares Intl Aggregate Bond | ETF-Other | 1.16% | -1.18% | EXIT | |
| 32 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 1.11% | +0.12% | +4.24% | |
| 33 | ITA | Ishares U.s. Aerospace & Def | ETF-Other | 0.68% | -0.01% | EXIT | |
| 34 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.49% | +0.10% | — | |
| 35 | EMB | Ishares Jp Morgan Usd Emergi | ETF-Other | 0.44% | — | EXIT | |
| 36 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 0.26% | -0.15% | +0.21% | |
| 37 | NVDA | Nvidia CORP | Stock-Tech | 0.24% | +0.04% | +12.27% | |
| 38 | SYSB | Ishares Systematic Bond ETF | ETF-Other | 0.24% | -0.03% | — | |
| 39 | DFGR | Dim Global Real Estate ETF | ETF-Other | 0.23% | +0.01% | +8.22% | |
| 40 | AAPL | Apple Inc | Stock-Tech | 0.21% | +0.05% | +16.85% | |
| 41 | ICVT | Ishares Convertible Bond ETF | ETF-Other | 0.18% | -0.06% | +5.84% | |
| 42 | SOXX | Ishares Semiconductor ETF | ETF-Other | 0.18% | +0.31% | — | |
| 43 | MSFT | Microsoft CORP | Stock-Tech | 0.17% | +0.03% | +11.75% | |
| 44 | IETC | Ishares U.s. Tech Independen | ETF-Tech | 0.16% | +0.01% | — | |
| 45 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.14% | +0.03% | +0.46% | |
| 46 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.13% | — | +3.86% | |
| 47 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.11% | +0.02% | +11.46% | |
| 48 | AOM | Ishares Core 40/60 Moderate | ETF-Other | 0.10% | -0.01% | +2.55% | |
| 49 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.10% | — | +477.44% | |
| 50 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.09% | -0.01% | +6.91% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IVE | Ishares S&p 500 Value ETF | +1.4% | +42.98% | Add |
| 2 | MTUM | Ishares Msci USA Momentum Fa | +0.6% | +66.46% | Add |
| 3 | IEMG | Ishares Core Msci Emerging | +0.6% | +21.36% | Add |
| 4 | DFAI | Dimensional International Co | +0.1% | +4.79% | Add |
| 5 | IVW | Ishares S&p 500 Growth ETF | +0.1% | +4.71% | Add |
| 6 | DFAU | Dimensional US Core Equity M | +0.1% | +2.14% | Add |
| 7 | OEF | Ishares S&p 100 ETF | +0.1% | +3.27% | Add |
| 8 | IAU | Ishares Gold Trust | +0.1% | -0.80% | Trim |
| 9 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | +477.44% | Add |
| 10 | DYNF | Ishrs US E F R A Etf-usd Inc | +0.1% | +2.42% | Add |
| 11 | IVV | Ishares Core S&p 500 ETF | 0% | +1.99% | Add |
| 12 | DFAE | Dimensional Emerging Core Eq | 0% | +4.24% | Add |
| 13 | AAPL | Apple Inc | 0% | +16.85% | Add |
| 14 | DFCF | Dimensional Core Fixed Inc | 0% | +5.80% | Add |
| 15 | THRO | Ishares U.s. Thematic Rotati | 0% | +3.47% | Add |
| 16 | GOOGL | Alphabet Inc-cl A | 0% | +0.46% | Add |
| 17 | STE | STERIS plc | 0% | +2335.00% | Add |
| 18 | LIN | Linde plc | 0% | +1347.37% | Add |
| 19 | ITA | Ishares U.s. Aerospace & Def | 0% | +3.48% | Add |
| 20 | NVDA | Nvidia CORP | 0% | +12.27% | Add |
| 21 | LLY | Eli Lilly & Co | 0% | +11.79% | Add |
| 22 | SOXX | Ishares Semiconductor ETF | 0% | — | Unchanged |
| 23 | ✓ | Icapital Kkr Private Mkts Fd Shs Ben Int I | 0% | +115.29% | Add |
| 24 | GOOG | Alphabet Inc-cl C | 0% | +41.74% | Add |
| 25 | AMZN | Amazon.com Inc | 0% | +11.46% | Add |
| 26 | JPM | Jpmorgan Chase & Co | 0% | +23.32% | Add |
| 27 | MU | Micron Technology Inc | 0% | +71.74% | Add |
| 28 | JNJ | Johnson & Johnson | 0% | +49.00% | Add |
| 29 | IQV | Iqvia Holdings Inc | 0% | -7.98% | Trim |
| 30 | AMD | Advanced Micro Devices | 0% | +56.90% | Add |
| 31 | BAC | Bank Of America CORP | 0% | +43.14% | Add |
| 32 | IBM | Intl Business Machines CORP | 0% | +64.44% | Add |
| 33 | CSCO | Cisco Systems Inc | 0% | +40.48% | Add |
| 34 | CAT | Caterpillar Inc | 0% | +40.00% | Add |
| 35 | SLB | Slb LTD | 0% | -4.97% | Trim |
| 36 | DFGR | Dim Global Real Estate ETF | — | +8.22% | Add |
| 37 | EMB | Ishares Jp Morgan Usd Emergi | — | +1.02% | Add |
| 38 | ICVT | Ishares Convertible Bond ETF | — | +5.84% | Add |
| 39 | MSFT | Microsoft CORP | — | +11.75% | Add |
| 40 | TSLA | Tesla Inc | — | +3.86% | Add |
| 41 | LRCX | Lam Research CORP | — | -11.92% | Trim |
| 42 | PHM | Pultegroup Inc | — | -7.96% | Trim |
| 43 | IYW | Ishares Ustechnology ETF | — | -27.61% | Trim |
| 44 | AVGO | Broadcom Inc | — | +2.92% | Add |
| 45 | KMB | Kimberly-clark CORP | — | -4.89% | Trim |
| 46 | XOM | Exxon Mobil CORP | — | +57.50% | Add |
| 47 | WFC | Wells Fargo & Co | — | -0.96% | Trim |
| 48 | MRK | Merck & Co. Inc. | — | +373.53% | Add |
| 49 | V | Visa Inc-class A Shares | — | +4.81% | Add |
| 50 | WMT | Walmart Inc | — | +57.38% | Add |
According to official SEC Form 13F filings, Bay Harbor Wealth Management, LLC reported a total U.S. public equity portfolio value of $433.6M across 1317 disclosed positions in Q4 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including DFAU, VUG, VEA) accounted for 26.6% of total reported equity market value during Q4 2025.
Top New Position Initiated
SYSB
市值: $920.0K
Top Position Liquidated / Trimmed
STIP
前期市值: $1.2M
During Q4 2025, Bay Harbor Wealth Management, LLC's top holdings by market value included DFAU (8.2%)、VUG (6.0%)、VEA (5.9%). The largest single position, DFAU, represented 8.2% of total portfolio value.
In Q4 2025, Bay Harbor Wealth Management, LLC made 194 total portfolio adjustments, initiating 21 new buys, adding to 123 positions, trimming 45 holdings, and fully liquidating 5 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.