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CIK: 0001009012
Total reported value
$1.2B
$1.2B
198 檔
25.1%
During the Q1 2026 filing period, Zazove Associates LLC (CIK: 0001009012) submitted its Form 13F report to the U.S. SEC, disclosing a tracked public equity portfolio valued at $1.2B across 198 reported positions.
Zazove Associates LLC executed strategic sector rebalancing during Q1 2026, establishing 38 new positions while fully exiting 48 holdings and trimming 26 positions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DUK 4.125 04-15-26Bond | Duke Energy CORP | Bond | 5.43% | -0.96% | EXIT | |
| 2 | TTEK 2.25 08-15-28Bond | Tetra Tech Inc | Bond | 5.32% | -1.37% | — | |
| 3 | TYL 0.25 03-15-26Bond | Tyler Technologies Inc | Bond | 5.32% | — | — | |
| 4 | PSN 2.625 03-01-29Bond | Parsons CORP | Bond | 5.27% | -1.80% | — | |
| 5 | VTR 3.75 06-01-26Bond | Ventas Realty LP | Bond | 5.15% | -0.80% | EXIT | |
| 6 | UBER 0.875 12-01-28 2028Bond | Uber Technologies Inc | Bond | 5.05% | -2.01% | — | |
| 7 | SPOT 0 03-15-26Bond | Spotify USA Inc | Bond | 4.83% | — | — | |
| 8 | MKSI 1.25 06-01-30Bond | Mks Inc | Bond | 4.54% | -0.43% | EXIT | |
| 9 | FLR 1.125 08-15-29Bond | Fluor CORP | Bond | 3.93% | -1.06% | — | |
| 10 | NTNX 0.25 10-01-27Bond | Nutanix Inc | Bond | 3.00% | -0.21% | — | |
| 11 | ITRI 1.375 07-15-30Bond | Itron Inc | Bond | 2.96% | -1.02% | — | |
| 12 | JAZZ 3.125 09-15-30Bond | Jazz Investments I LTD | Bond | 2.66% | -2.07% | — | |
| 13 | PPL 2.875 03-15-28Bond | Ppl Capital Funding Inc | Bond | 2.64% | -0.83% | — | |
| 14 | SO 4.5 06-15-27Bond | Southern Co | Bond | 2.63% | +1.18% | — | |
| 15 | RGEN 1 12-15-28Bond | Repligen CORP | Bond | 2.49% | -0.46% | — | |
| 16 | SSRMCN 2.5 04-01-39Bond | Ssr Mining Inc | Bond | 2.46% | — | — | |
| 17 | GWRE 1.25 11-01-29Bond | Guidewire Software Inc | Bond | 2.40% | -0.56% | — | |
| 18 | CAKE 2 03-15-30Bond | Cheesecake Factory (the) | Bond | 2.20% | -1.32% | — | |
| 19 | VRNS 1 09-15-29Bond | Varonis System Inc | Bond | 1.92% | — | — | |
| 20 | HAE 2.5 06-01-29Bond | Haemonetics CORP | Bond | 1.91% | -1.03% | — | |
| 21 | AVAV 0 07-15-30Bond | Aerovironment Inc | Bond | 1.86% | -0.75% | — | |
| 22 | EVRG 4.5 12-15-27Bond | Evergy Inc | Bond | 1.82% | -0.44% | — | |
| 23 | BAC 0.6 05-25-27 MTNBond | Bofa Finance LLC | Bond | 1.77% | -0.09% | — | |
| 24 | BKD 2 10-15-26Bond | Brookdale Senior Living | Bond | 1.70% | -0.23% | — | |
| 25 | ITGR 2.125 02-15-28Bond | Integer Holdings CORP | Bond | 1.50% | -0.45% | — | |
| 26 | BHR 4.5 06-01-26Bond | Braemar Hotels & Resorts | Bond | 1.48% | -1.76% | EXIT | |
| 27 | REAL 4 02-15-31Bond | THE Realreal Inc | Bond | 1.38% | -0.10% | — | |
| 28 | GPN 1.5 03-01-31Bond | Global Payments Inc | Bond | 1.31% | -0.14% | — | |
| 29 | SNOW 0 10-01-27Bond | Snowflake Inc | Bond | 1.23% | -0.82% | — | |
| 30 | GVA 3.25 06-15-30Bond | Granite Construction Inc | Bond | 1.12% | — | — | |
| 31 | NOG 3.625 04-15-29Bond | Northern Oil & Gas Inc | Bond | 1.12% | -0.11% | — | |
| 32 | LYV 2.875 01-15-30Bond | Live Nation Entertainmen | Bond | 1.02% | -0.12% | EXIT | |
| 33 | F 0 03-15-26Bond | Ford Motor Company | Bond | 0.96% | — | — | |
| 34 | BTU 3.25 03-01-28Bond | Peabody Energy CORP | Bond | 0.87% | — | — | |
| 35 | JOBY 0.75 02-15-32Bond | Joby Aviation Inc | Bond | 0.86% | -0.86% | EXIT | |
| 36 | BAC 7.25 PERP LBond | Bank Of America CORP | Bond | 0.84% | -0.76% | — | |
| 37 | EXPE 0 02-15-26Bond | Expedia Group Inc | Bond | 0.80% | — | — | |
| 38 | ENOV 3.875 10-15-28Bond | Enovis CORP | Bond | 0.76% | — | — | |
| 39 | AWK 3.625 06-15-26Bond | American Water Capital C | Bond | 0.73% | -1.10% | EXIT | |
| 40 | OPK 3.75 01-15-29Bond | Opko Health Inc | Bond | 0.68% | -0.05% | — | |
| 41 | VERX 0.75 05-01-29Bond | Vertex Inc | Bond | 0.66% | -0.16% | — | |
| 42 | TE 5.25 12-01-30Bond | T1 Energy Inc | Bond | 0.65% | -0.65% | EXIT | |
| 43 | PI 1.125 05-15-27Bond | Impinj Inc | Bond | 0.63% | -0.06% | — | |
| 44 | SPSB | Ss Spdr P St C CORP ETF | ETF-Other | 0.63% | -0.63% | EXIT | |
| 45 | BHR | Braemar Hotels & Resorts Inc | Stock-Other | 0.60% | -0.03% | — | |
| 46 | FRPT 3 04-01-28Bond | Freshpet Inc | Bond | 0.58% | +1.18% | — | |
| 47 | PCG 4.25 12-01-27Bond | Pg&e CORP | Bond | 0.53% | +0.15% | — | |
| 48 | WKC 3.25 07-01-28Bond | World Kinect Group | Bond | 0.46% | +0.35% | — | |
| 49 | LNT 3.875 03-15-26Bond | Alliant Energy CORP | Bond | 0.45% | — | — | |
| 50 | KYN | Kayne Anderson Energy Infra | Stock-Other | 0.44% | -0.62% | EXIT |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BAC 7.25 PERP LBond | Bank Of America CORP | +3.6% | +356.25% | Add |
| 2 | BAC 0.6 05-25-27 MTNBond | Bofa Finance LLC | +1.6% | +42.23% | Add |
| 3 | LYFT 0.625 03-01-29Bond | Lyft Inc | +1.6% | +428.57% | Add |
| 4 | ITRI 1.375 07-15-30Bond | Itron Inc | +1.6% | +27.85% | Add |
| 5 | FLR 1.125 08-15-29Bond | Fluor CORP | +1.2% | +0.96% | Add |
| 6 | PSN 2.625 03-01-29Bond | Parsons CORP | +1.2% | +5.06% | Add |
| 7 | TTEK 2.25 08-15-28Bond | Tetra Tech Inc | +1.2% | +3.52% | Add |
| 8 | AVAV 0 07-15-30Bond | Aerovironment Inc | +1.1% | +43.93% | Add |
| 9 | BKD 2 10-15-26Bond | Brookdale Senior Living | +0.9% | — | Unchanged |
| 10 | ITGR 2.125 02-15-28Bond | Integer Holdings CORP | +0.8% | +21.61% | Add |
| 11 | PPL 2.875 03-15-28Bond | Ppl Capital Funding Inc | +0.8% | — | Unchanged |
| 12 | GWRE 1.25 11-01-29Bond | Guidewire Software Inc | +0.7% | +16.91% | Add |
| 13 | SO 4.5 06-15-27Bond | Southern Co | +0.7% | — | Unchanged |
| 14 | EVRG 4.5 12-15-27Bond | Evergy Inc | +0.6% | -1.39% | Trim |
| 15 | NOG 3.625 04-15-29Bond | Northern Oil & Gas Inc | +0.4% | — | Unchanged |
| 16 | AWK 3.625 06-15-26Bond | American Water Capital C | +0.4% | +23.38% | Add |
| 17 | NTNX 0.25 10-01-27Bond | Nutanix Inc | +0.3% | — | Unchanged |
| 18 | BHR 4.5 06-01-26Bond | Braemar Hotels & Resorts | +0.3% | -2.46% | Trim |
| 19 | FOUR 0.5 08-01-27Bond | Shift4 Payments Inc | +0.2% | +368.33% | Add |
| 20 | RGEN 1 12-15-28Bond | Repligen CORP | +0.2% | — | Unchanged |
| 21 | KYN | Kayne Anderson Energy Infra | +0.2% | — | Unchanged |
| 22 | HAE 2.5 06-01-29Bond | Haemonetics CORP | +0.2% | -1.88% | Trim |
| 23 | UAN | Cvr Partners LP | +0.2% | -1.95% | Trim |
| 24 | GRNT | Granite Ridge Resources Inc | +0.1% | +1.45% | Add |
| 25 | RIVN 4.625 03-15-29Bond | Rivian Auto Inc | +0.1% | +25.00% | Add |
| 26 | FRPT 3 04-01-28Bond | Freshpet Inc | +0.1% | — | Unchanged |
| 27 | PCG 4.25 12-01-27Bond | Pg&e CORP | +0.1% | — | Unchanged |
| 28 | GPN 1.5 03-01-31Bond | Global Payments Inc | +0.1% | -8.84% | Trim |
| 29 | BRCC | Brc Inc-a | +0.1% | +270.75% | Add |
| 30 | FLNC 2.25 06-15-30Bond | Fluence Energy Inc | +0.1% | +50.00% | Add |
| 31 | OPK 3.75 01-15-29Bond | Opko Health Inc | +0.1% | — | Unchanged |
| 32 | WKC 3.25 07-01-28Bond | World Kinect Group | +0.1% | — | Unchanged |
| 33 | VUSB | Vanguard Ultra Short Bond Et | +0.1% | — | Unchanged |
| 34 | VERX 0.75 05-01-29Bond | Vertex Inc | +0.1% | — | Unchanged |
| 35 | ON 0.5 03-01-29Bond | On Semiconductor CORP | +0.1% | — | Unchanged |
| 36 | NCMI | National Cinemedia Inc | +0.1% | +78.32% | Add |
| 37 | LNTH 2.625 12-15-27Bond | Lantheus Holdings Inc | +0.1% | — | Unchanged |
| 38 | CMS 3.375 05-01-28Bond | Cms Energy CORP | +0.1% | — | Unchanged |
| 39 | AMPX-WS | Amprius Technologies Inc | +0.1% | +24.57% | Add |
| 40 | ASA | ASA Gold and Precious Metals Limited | +0.1% | +3.16% | Add |
| 41 | BHR 5.5 PERP bBond | Braemar Hotels & Resorts | +0.1% | +3.47% | Add |
| 42 | SVM | Silvercorp Metals Inc | 0% | +44.93% | Add |
| 43 | DDOG 0 12-01-29Bond | Datadog Inc | 0% | — | Unchanged |
| 44 | WEST | Westrock Coffee Co | 0% | -5.68% | Trim |
| 45 | FWONK 2.25 08-15-27Bond | Liberty Media CORP | 0% | — | Unchanged |
| 46 | GRPN 6.25 03-15-27 *Bond | Groupon Inc | 0% | — | Unchanged |
| 47 | LUXE | Luxexperience BV | 0% | — | Unchanged |
| 48 | ASND 2.25 04-01-28Bond | Ascendis Pharma A/s | 0% | — | Unchanged |
| 49 | TMDX 1.5 06-01-28Bond | Transmedics Group Inc | 0% | — | Unchanged |
| 50 | BKD | Brookdale Senior Living Inc | 0% | -26.92% | Trim |
According to official SEC Form 13F filings, Zazove Associates LLC reported a total U.S. public equity portfolio value of $1.2B across 198 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including DUK 4.125 04-15-26, TTEK 2.25 08-15-28, TYL 0.25 03-15-26) accounted for 25.1% of total reported equity market value during Q1 2026.
Top New Position Initiated
UBER 0.875 12-01-28 2028
市值: $48.3M
Top Position Liquidated / Trimmed
TYL 0.25 03-15-26
前期市值: $61.8M
During Q1 2026, Zazove Associates LLC's top holdings by market value included DUK 4.125 04-15-26 (5.4%)、TTEK 2.25 08-15-28 (5.3%)、TYL 0.25 03-15-26 (5.3%). The largest single position, DUK 4.125 04-15-26, represented 5.4% of total portfolio value.
In Q1 2026, Zazove Associates LLC made 141 total portfolio adjustments, initiating 38 new buys, adding to 29 positions, trimming 26 holdings, and fully liquidating 48 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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