CIK: 0001009012
Total reported value
$1.2B
Reporting period: 2026-06-30 · Number of holdings: 157
ZAZOVE ASSOCIATES LLC disclosed 157 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $1.2B and a quarterly turnover rate of 57.3%.
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Zazove Associates LLC's disclosed holdings carry a Herfindahl concentration index of 0.025 — mathematically equivalent to about 40 equally-sized positions, well below its 157 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.67), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
New buy BABA 0.5 06-01-31
New buy 23248VAD7
New buy 18915MAF4
New buy 76155XAA8
New buy MCHP 0.75 06-01-30
Trim JAZZ 3.125 09-15-30
-89.0% -$19.2M
Showing top 151 holdings (of 157 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TTEK 2.25 08-15-28 | Tetra Tech INC | Stock-Industrials | 5.10% | — | +0.37% | |
| 2 | PSN 2.625 03-01-29 | Parsons CORP | Stock-Tech | 4.64% | -1.80% | -7.45% | |
| 3 | SO 4.5 06-15-27 | Southern Co | Stock-Utilities | 4.49% | +1.18% | +74.26% | |
| 4 | BABA 0.5 06-01-31 | Alibaba Group Holding | Stock-Consumer Disc | 4.42% | +4.42% | NEW | |
| 5 | FLR 1.125 08-15-29 | Fluor CORP | Stock-Industrials | 4.09% | — | -6.08% | |
| 6 | BAC 7.25 PERP L | Bank Of America CORP | Stock-Financials | 3.68% | — | +0.73% | |
| 7 | ITRI 1.375 07-15-30 | Itron INC | Stock-Tech | 3.53% | — | +0.20% | |
| 8 | BAC 0.6 05-25-27 MTN | Bofa Finance LLC | Stock-Financials | 3.29% | -0.09% | +18.71% | |
| 9 | ✓ | Stock-Other | 3.18% | +3.18% | NEW | ||
| 10 | NTNX 0.25 10-01-27 | Nutanix INC | Stock-Tech | 3.10% | -0.21% | +8.23% | |
| 11 | UBER 0.875 12-01-28 2028 | Uber Technologies INC | Stock-Industrials | 3.04% | -2.01% | -22.50% | |
| 12 | ✓ | Stock-Other | 2.87% | +2.87% | NEW | ||
| 13 | PPL 2.875 03-15-28 | Ppl Capital Funding INC | Stock-Utilities | 2.58% | — | -0.23% | |
| 14 | GWRE 1.25 11-01-29 | Guidewire Software INC | Stock-Tech | 2.53% | — | +8.82% | |
| 15 | BKD 2 10-15-26 | Brookdale Senior Living | Stock-Other | 2.33% | -0.23% | — | |
| 16 | ✓ | Stock-Other | 2.26% | +2.26% | NEW | ||
| 17 | RGEN 1 12-15-28 | Repligen CORP | Stock-Healthcare | 2.21% | — | +0.02% | |
| 18 | AVAV 0 07-15-30 | Aerovironment INC | Stock-Industrials | 2.19% | — | -0.11% | |
| 19 | MCHP 0.75 06-01-30 | Microchip Technology INC | Stock-Tech | 2.14% | +2.14% | NEW | |
| 20 | EVRG 4.5 12-15-27 | Evergy INC | Stock-Utilities | 1.96% | — | -0.76% | |
| 21 | FRPT 3 04-01-28 | Freshpet INC | Stock-Consumer Staples | 1.88% | +1.18% | +242.63% | |
| 22 | ITGR 2.125 02-15-28 | Integer Holdings CORP | Stock-Healthcare | 1.88% | — | -0.20% | |
| 23 | ✓ | Stock-Other | 1.62% | +1.62% | NEW | ||
| 24 | NOG 3.625 04-15-29 | Northern Oil & Gas INC | Stock-Energy | 1.44% | — | +37.16% | |
| 25 | REAL 4 02-15-31 | THE Realreal INC | Stock-Other | 1.28% | — | -0.18% | |
| 26 | GPN 1.5 03-01-31 | Global Payments INC | Stock-Industrials | 1.28% | — | +12.32% | |
| 27 | ✓ | Stock-Other | 1.26% | +1.26% | NEW | ||
| 28 | HAE 2.5 06-01-29 | Haemonetics CORP | Stock-Other | 1.05% | -1.03% | -38.99% | |
| 29 | ✓ | Stock-Other | 0.97% | +0.97% | NEW | ||
| 30 | WKC 3.25 07-01-28 | World Kinect Group | Stock-Other | 0.91% | +0.35% | +67.71% | |
| 31 | CAKE 2 03-15-30 | Cheesecake Factory (the) | Stock-Consumer Disc | 0.88% | -1.32% | -58.93% | |
| 32 | RIVN 4.625 03-15-29 | Rivian Auto INC | Stock-Consumer Disc | 0.87% | +0.31% | +80.00% | |
| 33 | PCG 4.25 12-01-27 | Pg&e CORP | Stock-Utilities | 0.80% | +0.15% | +58.33% | |
| 34 | OPK 3.75 01-15-29 | Opko Health INC | Stock-Other | 0.73% | — | -0.25% | |
| 35 | AFRM 0.75 12-15-29 | Affirm Holdings INC | Stock-Financials | 0.71% | +0.27% | +66.67% | |
| 36 | ON 0.5 03-01-29 | On Semiconductor CORP | Stock-Tech | 0.69% | +0.28% | +75.00% | |
| 37 | ✓ | Stock-Other | 0.69% | +0.69% | NEW | ||
| 38 | ✓ | Stock-Other | 0.68% | +0.68% | NEW | ||
| 39 | DDOG 0 12-01-29 | Datadog INC | Stock-Tech | 0.67% | +0.39% | +107.14% | |
| 40 | VSH 2.25 09-15-30 | Vishay Intertechnology | Stock-Other | 0.65% | +0.65% | NEW | |
| 41 | ✓ | Stock-Other | 0.64% | +0.64% | NEW | ||
| 42 | LNTH 2.625 12-15-27 | Lantheus Holdings INC | Stock-Healthcare | 0.60% | +0.29% | +100.00% | |
| 43 | VERX 0.75 05-01-29 | Vertex INC | Stock-Other | 0.58% | — | -2.90% | |
| 44 | PI 1.125 05-15-27 | Impinj INC | Stock-Tech | 0.57% | — | -0.20% | |
| 45 | LYFT 0.625 03-01-29 | Lyft INC | Stock-Tech | 0.56% | -1.40% | -64.86% | |
| 46 | ✓ | Stock-Other | 0.54% | +0.54% | NEW | ||
| 47 | FLNC 2.25 06-15-30 | Fluence Energy INC | Stock-Other | 0.52% | +0.20% | +66.67% | |
| 48 | ALNY 1 09-15-27 | Alnylam Pharmaceuticals | Stock-Healthcare | 0.50% | +0.50% | NEW | |
| 49 | SMCI 2.25 07-15-28 | Super Micro Computer INC | Stock-Tech | 0.48% | — | +50.00% | |
| 50 | ✓ | Stock-Other | 0.47% | +0.47% | NEW |
Performance for Q3 2026
—
Performance Last 4 Quarters
—
Based on 0 months of available history
Based on 5% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-06-30 | 157 | $1.2B | 57 | |
| 2026-03-31 | 151 | $957.0M | 66 | |
| 2025-12-31 | 171 | $1.2B | 40 | |
| 2025-09-30 | 177 | $1.1B | 78 | |
| 2025-06-30 | 168 | $1.2B | 0 | |
| 2025-03-31 | 156 | $1.2B | 100 | |
| 2024-12-31 | 132 | $1.0B | 0 | |
| 2024-09-30 | 128 | $935.2M | 0 | |
| 2024-06-30 | 118 | $848.8M | 0 | |
| 2024-03-31 | 126 | $754.4M | 0 | |
| 2023-12-31 | 138 | $804.0M | 0 | |
| 2023-09-30 | 149 | $964.2M | 0 | |
| 2023-06-30 | 135 | $1.1B | 0 | |
| 2023-03-31 | 141 | $1.1B | 0 | |
| 2022-12-31 | 149 | $1.1B | 0 | |
| 2022-09-30 | 167 | $1.1B | 0 | |
| 2022-06-30 | 185 | $1.1B | 0 | |
| 2022-03-31 | 166 | $1.1B | 0 | |
| 2021-09-30 | 154 | $1.1B | 0 | |
| 2021-06-30 | 151 | $1.1B | 86 | |
| 2021-03-31 | 116 | $847.5M | 66 | |
| 2020-12-31 | 113 | $814.7M | 52 | |
| 2020-09-30 | 109 | $769.1M | 51 | |
| 2020-06-30 | 107 | $719.2M | 52 | |
| 2020-03-31 | 125 | $833.3M | 58 | |
| 2019-12-31 | 121 | $1.2B | 16 | |
| 2019-09-30 | 127 | $1.3B | 42 | |
| 2019-06-30 | 119 | $1.1B | 42 | |
| 2019-03-31 | 111 | $1.1B | 43 | |
| 2018-12-31 | 107 | $924.7M | 63 | |
| 2018-09-30 | 107 | $1.2B | 48 | |
| 2018-06-30 | 96 | $1.3B | 47 | |
| 2018-03-31 | 109 | $1.6B | 51 | |
| 2017-12-31 | 108 | $1.7B | 42 | |
| 2017-09-30 | 103 | $2.0B | 30 | |
| 2017-06-30 | 104 | $1.9B | 27 | |
| 2017-03-31 | 110 | $1.9B | 35 | |
| 2016-12-31 | 114 | $2.1B | 26 | |
| 2016-09-30 | 110 | $2.2B | 24 | |
| 2016-06-30 | 111 | $2.2B | 20 | |
| 2016-03-31 | 120 | $2.1B | 32 | |
| 2015-12-31 | 124 | $2.1B | 39 | |
| 2015-09-30 | 121 | $2.2B | 43 | |
| 2015-06-30 | 124 | $2.4B | 44 | |
| 2015-03-31 | 119 | $2.1B | 40 | |
| 2014-12-31 | 139 | $2.5B | 41 | |
| 2014-09-30 | 141 | $2.6B | 30 | |
| 2014-06-30 | 99 | $2.5B | 35 | |
| 2014-03-31 | 108 | $2.9B | 32 | |
| 2013-12-31 | 107 | $2.8B | 54 | |
| 2013-09-30 | 128 | $3.0B | 28 | |
| 2013-06-30 | 141 | $3.4B | 0 |
Zazove Associates LLC's most significant position changes for 2026-06-30: New buy: Alibaba Group Holding (BABA 0.5 06-01-31); New buy: ; New buy: ; New buy: ; New buy: Microchip Technology INC (MCHP 0.75 06-01-30).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BABA 0.5 06-01-31 | Alibaba Group Holding | +4.4% | NEW | New buy |
| 2 | ✓ | +3.2% | NEW | New buy | |
| 3 | ✓ | +2.9% | NEW | New buy | |
| 4 | ✓ | +2.3% | NEW | New buy | |
| 5 | MCHP 0.75 06-01-30 | Microchip Technology INC | +2.1% | NEW | New buy |
| 6 | ✓ | +1.6% | NEW | New buy | |
| 7 | ✓ | +1.3% | NEW | New buy | |
| 8 | SO 4.5 06-15-27 | Southern Co | +1.2% | +74.26% | Add |
| 9 | FRPT 3 04-01-28 | Freshpet INC | +1.2% | +242.63% | Add |
| 10 | ✓ | +1% | NEW | New buy | |
| 11 | ✓ | +0.7% | NEW | New buy | |
| 12 | ✓ | +0.7% | NEW | New buy | |
| 13 | VSH 2.25 09-15-30 | Vishay Intertechnology | +0.7% | NEW | New buy |
| 14 | ✓ | +0.6% | NEW | New buy | |
| 15 | ✓ | +0.5% | NEW | New buy | |
| 16 | ALNY 1 09-15-27 | Alnylam Pharmaceuticals | +0.5% | NEW | New buy |
| 17 | ✓ | +0.5% | NEW | New buy | |
| 18 | DDOG 0 12-01-29 | Datadog INC | +0.4% | +107.14% | Add |
| 19 | AKAM 0.375 09-01-27 | Akamai Technologies INC | +0.4% | NEW | New buy |
| 20 | WKC 3.25 07-01-28 | World Kinect Group | +0.4% | +67.71% | Add |
| 21 | ✓ | +0.3% | NEW | New buy | |
| 22 | RIVN 4.625 03-15-29 | Rivian Auto INC | +0.3% | +80.00% | Add |
| 23 | AGCN 0.375 01-15-27 | First Majestic Silver | +0.3% | NEW | New buy |
| 24 | LNTH 2.625 12-15-27 | Lantheus Holdings INC | +0.3% | +100.00% | Add |
| 25 | ON 0.5 03-01-29 | On Semiconductor CORP | +0.3% | +75.00% | Add |
| 26 | LCII 3 03-01-30 | Lci Industries | +0.3% | NEW | New buy |
| 27 | AFRM 0.75 12-15-29 | Affirm Holdings INC | +0.3% | +66.67% | Add |
| 28 | PTON 5.5 12-01-29 | Peloton Interactive INC | +0.3% | NEW | New buy |
| 29 | FLNC 2.25 06-15-30 | Fluence Energy INC | +0.2% | +66.67% | Add |
| 30 | PCG 4.25 12-01-27 | Pg&e CORP | +0.2% | +58.33% | Add |
| 31 | BAC 0.6 05-25-27 MTN | Bofa Finance LLC | -0.1% | +18.71% | Add |
| 32 | NTNX 0.25 10-01-27 | Nutanix INC | -0.2% | +8.23% | Add |
| 33 | BKD 2 10-15-26 | Brookdale Senior Living | -0.2% | — | Unchanged |
| 34 | MKSI 1.25 06-01-30 | Mks INC | -0.4% | EXIT | Sold out |
| 35 | UAN | Cvr Partners LP | -0.5% | EXIT | Sold out |
| 36 | KYN | Kayne Anderson Energy Infra | -0.6% | EXIT | Sold out |
| 37 | SPSB | Ss Spdr P St C CORP ETF | -0.6% | EXIT | Sold out |
| 38 | TE 5.25 12-01-30 | T1 Energy INC | -0.7% | EXIT | Sold out |
| 39 | VTR 3.75 06-01-26 | Ventas Realty LP | -0.8% | EXIT | Sold out |
| 40 | SNOW 0 10-01-27 | Snowflake INC | -0.8% | -70.00% | Trim |
| 41 | JOBY 0.75 02-15-32 | Joby Aviation INC | -0.9% | EXIT | Sold out |
| 42 | DUK 4.125 04-15-26 | Duke Energy CORP | -1% | EXIT | Sold out |
| 43 | HAE 2.5 06-01-29 | Haemonetics CORP | -1% | -38.99% | Trim |
| 44 | AWK 3.625 06-15-26 | American Water Capital C | -1.1% | EXIT | Sold out |
| 45 | CAKE 2 03-15-30 | Cheesecake Factory (the) | -1.3% | -58.93% | Trim |
| 46 | LYFT 0.625 03-01-29 | Lyft INC | -1.4% | -64.86% | Trim |
| 47 | BHR 4.5 06-01-26 | Braemar Hotels & Resorts | -1.8% | EXIT | Sold out |
| 48 | PSN 2.625 03-01-29 | Parsons CORP | -1.8% | -7.45% | Trim |
| 49 | UBER 0.875 12-01-28 2028 | Uber Technologies INC | -2% | -22.50% | Trim |
| 50 | JAZZ 3.125 09-15-30 | Jazz Investments I LTD | -2.1% | -89.00% | Trim |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-06-30 | 2026-07-16 | 13F-HR | View on EDGAR |
| 2026-03-31 | 2026-06-18 | Amendment | View on EDGAR |
| 2025-12-31 | 2026-02-18 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-17 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-14 | Amendment | View on EDGAR |
| 2025-06-30 | 2025-08-14 | Amendment | View on EDGAR |
| 2025-06-30 | 2025-08-12 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-13 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-13 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-13 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-14 | Amendment | View on EDGAR |
| 2024-06-30 | 2024-08-14 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-06-04 | Amendment | View on EDGAR |
| 2024-03-31 | 2024-05-07 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-31 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-31 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-07 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-04 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-31 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-24 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-12-06 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-22 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-25 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-22 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-27 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-10 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-27 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-06 | Amendment | View on EDGAR |
| 2020-06-30 | 2020-08-04 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-29 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-22 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-28 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-01 | Amendment | View on EDGAR |
| 2019-06-30 | 2019-07-30 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-13 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-08 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-05 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-09 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-14 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-09 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-13 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-28 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-04-28 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-30 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-04 | Amendment | View on EDGAR |
| 2016-09-30 | 2016-11-04 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-16 | Amendment | View on EDGAR |
| 2016-06-30 | 2016-08-12 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-12 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-28 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-04 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-10 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-04 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-28 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-10 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-01 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-25 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-05 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-21 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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