13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001009012
Total reported value
$1.2B
$1.2B
170 檔
23.2%
In Q3 2025, Zazove Associates LLC's U.S. equity holdings reached a combined market value of $1.2B, distributed across 170 disclosed stock positions.
In Q3 2025, Zazove Associates LLC adopted a defensive or profit-taking posture, trimming 18 positions and completely liquidating 12 holdings to manage risk exposure.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | PSN 2.625 03-01-29Bond | Parsons CORP | Bond | 5.88% | -1.80% | -19.34% | |
| 2 | VTR 3.75 06-01-26Bond | Ventas Realty LP | Bond | 5.56% | -0.80% | EXIT | |
| 3 | TTEK 2.25 08-15-28Bond | Tetra Tech Inc | Bond | 5.50% | -1.37% | -16.32% | |
| 4 | TYL 0.25 03-15-26Bond | Tyler Technologies Inc | Bond | 4.65% | — | +2.72% | |
| 5 | MKSI 1.25 06-01-30Bond | Mks Inc | Bond | 4.09% | -0.43% | EXIT | |
| 6 | DUK 4.125 04-15-26Bond | Duke Energy CORP | Bond | 4.05% | -0.96% | EXIT | |
| 7 | FLR 1.125 08-15-29Bond | Fluor CORP | Bond | 3.83% | -1.06% | +55.11% | |
| 8 | ITRI 1.375 07-15-30Bond | Itron Inc | Bond | 3.38% | -1.02% | +10.36% | |
| 9 | VRNS 1 09-15-29Bond | Varonis System Inc | Bond | 3.20% | — | — | |
| 10 | BAC 0.6 05-25-27 MTNBond | Bofa Finance LLC | Bond | 2.97% | -0.09% | -42.64% | |
| 11 | PPL 2.875 03-15-28Bond | Ppl Capital Funding Inc | Bond | 2.91% | -0.83% | -34.27% | |
| 12 | SO 4.5 06-15-27Bond | Southern Co | Bond | 2.72% | +1.18% | -21.83% | |
| 13 | GPN 1.5 03-01-31Bond | Global Payments Inc | Bond | 2.70% | -0.14% | -45.50% | |
| 14 | HAE 2.5 06-01-29Bond | Haemonetics CORP | Bond | 2.67% | -1.03% | -25.04% | |
| 15 | JAZZ 3.125 09-15-30Bond | Jazz Investments I LTD | Bond | 2.55% | -2.07% | — | |
| 16 | RGEN 1 12-15-28Bond | Repligen CORP | Bond | 2.39% | -0.46% | -2.60% | |
| 17 | SHOPCN 0.125 11-01-25Bond | Shopify Inc | Bond | 2.22% | — | — | |
| 18 | EVRG 4.5 12-15-27Bond | Evergy Inc | Bond | 2.19% | -0.44% | -32.70% | |
| 19 | AVAV 0 07-15-30Bond | Aerovironment Inc | Bond | 1.86% | -0.75% | — | |
| 20 | AEIS 2.5 09-15-28Bond | Advanced Energy Ind | Bond | 1.84% | — | -61.13% | |
| 21 | BHR 4.5 06-01-26Bond | Braemar Hotels & Resorts | Bond | 1.57% | -1.76% | EXIT | |
| 22 | BKD 2 10-15-26Bond | Brookdale Senior Living | Bond | 1.52% | -0.23% | +6.05% | |
| 23 | GVA 3.25 06-15-30Bond | Granite Construction Inc | Bond | 1.37% | — | -22.75% | |
| 24 | SNOW 0 10-01-29Bond | Snowflake Inc | Bond | 1.34% | -0.23% | — | |
| 25 | SSRMCN 2.5 04-01-39Bond | Ssr Mining Inc | Bond | 1.31% | — | +2284.88% | |
| 26 | VERX 0.75 05-01-29Bond | Vertex Inc | Bond | 1.21% | -0.16% | +0.42% | |
| 27 | SPOT 0 03-15-26Bond | Spotify USA Inc | Bond | 1.21% | — | +103.85% | |
| 28 | NCLH 1.125 02-15-27Bond | Ncl Corporation LTD | Bond | 1.21% | — | — | |
| 29 | FOUR 0.5 08-01-27Bond | Shift4 Payments Inc | Bond | 1.18% | -0.22% | -1.92% | |
| 30 | NOG 3.625 04-15-29Bond | Northern Oil & Gas Inc | Bond | 1.17% | -0.11% | +0.68% | |
| 31 | MTH 1.75 05-15-28Bond | Meritage Homes CORP | Bond | 0.99% | — | -51.09% | |
| 32 | ENOV 3.875 10-15-28Bond | Enovis CORP | Bond | 0.99% | — | -2.30% | |
| 33 | BAC 7.25 PERP LBond | Bank Of America CORP | Bond | 0.86% | -0.76% | — | |
| 34 | OPK 3.75 01-15-29Bond | Opko Health Inc | Bond | 0.82% | -0.05% | -3.43% | |
| 35 | COIN 0.5 06-01-26Bond | Coinbase Global Inc | Bond | 0.82% | -0.01% | EXIT | |
| 36 | BTU 3.25 03-01-28Bond | Peabody Energy CORP | Bond | 0.82% | — | -60.69% | |
| 37 | AWK 3.625 06-15-26Bond | American Water Capital C | Bond | 0.78% | -1.10% | EXIT | |
| 38 | BHR | Braemar Hotels & Resorts Inc | Stock-Other | 0.56% | -0.03% | +8.65% | |
| 39 | KOS 3.125 03-15-30Bond | Kosmos Energy LTD | Bond | 0.56% | -0.05% | +5.52% | |
| 40 | PCG 4.25 12-01-27Bond | Pg&e CORP | Bond | 0.55% | +0.15% | -19.46% | |
| 41 | WKC 3.25 07-01-28Bond | World Kinect Group | Bond | 0.51% | +0.35% | -3.98% | |
| 42 | EQXCN 4.75 10-15-28Bond | Equinox Gold CORP | Bond | 0.50% | — | -79.26% | |
| 43 | LNT 3.875 03-15-26Bond | Alliant Energy CORP | Bond | 0.49% | — | — | |
| 44 | VUSB | Vanguard Ultra Short Bond Et | ETF-Other | 0.45% | -0.11% | — | |
| 45 | KYN | Kayne Anderson Energy Infra | Stock-Other | 0.43% | -0.62% | EXIT | |
| 46 | LYFT 0.625 03-01-29Bond | Lyft Inc | Bond | 0.41% | -1.40% | +40.00% | |
| 47 | FRPT 3 04-01-28Bond | Freshpet Inc | Bond | 0.38% | +1.18% | — | |
| 48 | RIVN 4.625 03-15-29Bond | Rivian Auto Inc | Bond | 0.38% | +0.31% | — | |
| 49 | FWONK 2.25 08-15-27Bond | Liberty Media CORP | Bond | 0.35% | -0.06% | — | |
| 50 | MGPI 1.875 11-15-41Bond | Mgp Ingredients Inc | Bond | 0.35% | +0.01% | NEW |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | FLR 1.125 08-15-29Bond | Fluor CORP | +1.7% | +55.11% | Add |
| 2 | SSRMCN 2.5 04-01-39Bond | Ssr Mining Inc | +1.3% | +2284.88% | Add |
| 3 | TYL 0.25 03-15-26Bond | Tyler Technologies Inc | +1.3% | +2.72% | Add |
| 4 | COIN 0.5 06-01-26Bond | Coinbase Global Inc | +0.7% | +307.00% | Add |
| 5 | BKD 2 10-15-26Bond | Brookdale Senior Living | +0.6% | +6.05% | Add |
| 6 | PSN 2.625 03-01-29Bond | Parsons CORP | 0% | -19.34% | Trim |
| 7 | DUK 4.125 04-15-26Bond | Duke Energy CORP | -0.4% | -23.58% | Trim |
| 8 | BTU 3.25 03-01-28Bond | Peabody Energy CORP | -0.4% | -60.69% | Trim |
| 9 | EXPE 0 02-15-26Bond | Expedia Group Inc | -0.5% | -85.74% | Trim |
| 10 | TTEK 2.25 08-15-28Bond | Tetra Tech Inc | -0.5% | -16.32% | Trim |
| 11 | ASND 2.25 04-01-28Bond | Ascendis Pharma A/s | -0.7% | -85.94% | Trim |
| 12 | EQXCN 4.75 10-15-28Bond | Equinox Gold CORP | -1% | -79.26% | Trim |
| 13 | PPL 2.875 03-15-28Bond | Ppl Capital Funding Inc | -1.2% | -34.27% | Trim |
| 14 | SPOT 0 03-15-26Bond | Spotify USA Inc | -1.3% | +103.85% | Trim |
| 15 | FIVN 1 03-15-29Bond | Five9 Inc | -1.4% | — | Trim |
| 16 | AEIS 2.5 09-15-28Bond | Advanced Energy Ind | -1.5% | -61.13% | Trim |
| 17 | F 0 03-15-26Bond | Ford Motor Company | -1.7% | — | Trim |
| 18 | AWK 3.625 06-15-26Bond | American Water Capital C | -1.8% | -69.78% | Trim |
| 19 | NTNX 0.25 10-01-27Bond | Nutanix Inc | -1.9% | -30.98% | Trim |
| 20 | BAC 0.6 05-25-27 MTNBond | Bofa Finance LLC | -2% | -42.64% | Trim |
| 21 | GPN 1.5 03-01-31Bond | Global Payments Inc | -2.2% | -45.50% | Trim |
| 22 | SIRI 3.75 03-15-28Bond | Sirius Xm Holdings | -2.6% | — | Trim |
| 23 | AKAM 1.125 02-15-29Bond | Akamai Technologies Inc | -3.9% | -90.58% | Trim |
| 24 | MKSI 1.25 06-01-30Bond | Mks Inc | — | NEW | New buy |
| 25 | ITRI 1.375 07-15-30Bond | Itron Inc | — | NEW | New buy |
| 26 | VRNS 1 09-15-29Bond | Varonis System Inc | — | NEW | New buy |
| 27 | SO 4.5 06-15-27Bond | Southern Co | — | NEW | New buy |
| 28 | HAE 2.5 06-01-29Bond | Haemonetics CORP | — | NEW | New buy |
| 29 | ALNY 1 09-15-27Bond | Alnylam Pharmaceuticals | — | EXIT | Sold out |
| 30 | JAZZ 3.125 09-15-30Bond | Jazz Investments I LTD | — | NEW | New buy |
| 31 | SHOPCN 0.125 11-01-25Bond | Shopify Inc | — | NEW | New buy |
| 32 | UBER 0.875 12-01-28 2028Bond | Uber Technologies Inc | — | EXIT | Sold out |
| 33 | AVAV 0 07-15-30Bond | Aerovironment Inc | — | NEW | New buy |
| 34 | SO 3.875 12-15-25Bond | Southern Co | — | EXIT | Sold out |
| 35 | UBER 0 12-15-25Bond | Uber Technologies Inc | — | EXIT | Sold out |
| 36 | GVA 3.25 06-15-30Bond | Granite Construction Inc | — | NEW | New buy |
| 37 | SNOW 0 10-01-29Bond | Snowflake Inc | — | NEW | New buy |
| 38 | VERX 0.75 05-01-29Bond | Vertex Inc | — | NEW | New buy |
| 39 | MTH 1.75 05-15-28Bond | Meritage Homes CORP | — | NEW | New buy |
| 40 | BAC 7.25 PERP LBond | Bank Of America CORP | — | NEW | New buy |
| 41 | SPSB | Ss Spdr P St C CORP ETF | — | EXIT | Sold out |
| 42 | VREX 4 06-01-25Bond | Varex Imaging Corporatio | — | EXIT | Sold out |
| 43 | AAL 6.5 07-01-25Bond | American Airlines Group | — | EXIT | Sold out |
| 44 | PENN 2.75 05-15-26Bond | Penn Entertainment Inc | — | EXIT | Sold out |
| 45 | WKC 3.25 07-01-28Bond | World Kinect Group | — | NEW | New buy |
| 46 | SRPT 1.25 09-15-27Bond | Sarepta Therapeutics Inc | — | EXIT | Sold out |
| 47 | WDC 3 11-15-28Bond | Western Digital CORP | — | EXIT | Sold out |
| 48 | GRNT | Granite Ridge Resources Inc | — | EXIT | Sold out |
| 49 | JAZZ 2 06-15-26Bond | Jazz Investments I LTD | — | EXIT | Sold out |
| 50 | FRPT 3 04-01-28Bond | Freshpet Inc | — | NEW | New buy |
According to official SEC Form 13F filings, Zazove Associates LLC reported a total U.S. public equity portfolio value of $1.2B across 170 disclosed positions in Q3 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including PSN 2.625 03-01-29, VTR 3.75 06-01-26, TTEK 2.25 08-15-28) accounted for 23.2% of total reported equity market value during Q3 2025.
Top New Position Initiated
MKSI 1.25 06-01-30
市值: $45.2M
Top Position Liquidated / Trimmed
ALNY 1 09-15-27
前期市值: $29.4M
During Q3 2025, Zazove Associates LLC's top holdings by market value included PSN 2.625 03-01-29 (5.9%)、VTR 3.75 06-01-26 (5.6%)、TTEK 2.25 08-15-28 (5.5%). The largest single position, PSN 2.625 03-01-29, represented 5.9% of total portfolio value.
In Q3 2025, Zazove Associates LLC made 50 total portfolio adjustments, initiating 15 new buys, adding to 5 positions, trimming 18 holdings, and fully liquidating 12 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.