WI
Warwick Investment Management, Inc. Holdings Report (Q3 2026) — 13F Stock Portfolio
Warwick Investment Management, Inc.CIK: 0001931041
Diversified strategyMomentum followerSector-focused
Total reported value
$871.2M
Reporting period: 2026-09-30 · Number of holdings: 150
Warwick Investment Management, Inc. disclosed 150 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $871.2M and a quarterly turnover rate of 28.2%.
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Personality snowflake
- Concentration
- 23.93
- Portfolio Stability
- 28.21
- Momentum
- 100
- Sector conviction
- 80.12
- Diversification
- 100
- Sizing Uniformity
- 71.78
Warwick Investment Management, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.060 — mathematically equivalent to about 17 equally-sized positions, well below its 150 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.82), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 8% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim SCHK
-84.2% -$108.5M
Add VUG
+55.8% $34.1M
Add VEA
+98.8% $28.6M
Add VWO
+109.1% $13.6M
Add IVOO
+105.8% $12.7M
Add VTV
+8.2% $6.6M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 149 holdings (of 150 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 12.99% | +0.31% | -0.01% | |
| 2 | VTV | Vanguard Value ETF | ETF-Other | 11.16% | +0.99% | +8.21% | |
| 3 | VUG | Vanguard Growth ETF | ETF-Other | 10.14% | +4.05% | +55.77% | |
| 4 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 7.42% | +0.50% | +6.10% | |
| 5 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 6.67% | +3.36% | +98.76% | |
| 6 | VTC | Vanguard Total Corporate Bnd | ETF-Corp Bonds | 4.79% | +0.33% | +10.68% | |
| 7 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 3.26% | +0.06% | -0.87% | |
| 8 | XLRE | Ss Real Estate Select Sector | ETF-Other | 3.16% | -0.14% | +0.61% | |
| 9 | IVOO | Vanguard S&p Mid-cap 400 ETF | ETF-Other | 3.03% | +1.49% | +105.82% | |
| 10 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 3.01% | +1.59% | +109.13% | |
| 11 | VUSB | Vanguard Ultra Short Bond Et | ETF-Other | 2.78% | +0.20% | +5.67% | |
| 12 | VIOO | Vanguard S&p Small-cap 600 E | ETF-Other | 2.71% | -0.61% | -13.16% | |
| 13 | SCHK | Schwab 1000 Index ETF | ETF-Large Cap & Growth | 2.38% | -12.13% | -84.20% | |
| 14 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.91% | — | -3.46% | |
| 15 | VGLT | Vanguard Long-term Treasury | ETF-Gov Bonds | 1.50% | +0.11% | +16.26% | |
| 16 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 1.47% | +0.04% | -0.38% | |
| 17 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.26% | +0.04% | -0.65% | |
| 18 | XLE | Ss Energy Select Sector | ETF-Other | 1.15% | +0.18% | +0.40% | |
| 19 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 1.11% | +0.15% | +19.44% | |
| 20 | AAPL | Apple Inc | Stock-Tech | 1.07% | +0.13% | -3.05% | |
| 21 | VB | Vanguard Small-cap ETF | ETF-Other | 0.92% | -0.06% | -1.81% | |
| 22 | DFAX | Dimensional World Ex US Core | ETF-Other | 0.86% | +0.03% | +0.11% | |
| 23 | PHYS | Sprott Physical Gold Trust | Stock-Other | 0.75% | +0.04% | — | |
| 24 | NVDA | Nvidia CORP | Stock-Tech | 0.72% | -0.33% | -41.16% | |
| 25 | VXF | Vanguard Extended Market ETF | ETF-Other | 0.71% | -0.03% | -0.64% | |
| 26 | VV | Vanguard Large-cap ETF | ETF-Other | 0.66% | +0.03% | -0.50% | |
| 27 | VXUS | Vanguard Total Intl Stock | ETF-Other | 0.64% | -0.01% | -3.12% | |
| 28 | MSFT | Microsoft CORP | Stock-Tech | 0.47% | +0.11% | -6.76% | |
| 29 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.46% | — | -5.36% | |
| 30 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.42% | -0.04% | -9.30% | |
| 31 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.34% | — | -7.13% | |
| 32 | DFUV | Dimensional US Marketwide Va | ETF-Other | 0.33% | +0.01% | — | |
| 33 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.32% | -0.01% | -1.21% | |
| 34 | ✓ | Stock-Other | 0.30% | +0.30% | NEW | ||
| 35 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.30% | +0.01% | -0.75% | |
| 36 | BIV | Vanguard Intermediate-term B | ETF-Other | 0.29% | -0.02% | -4.25% | |
| 37 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.28% | -0.01% | -0.52% | |
| 38 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.26% | — | -0.07% | |
| 39 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.25% | — | — | |
| 40 | FBND | Fidelity Total Bond ETF | ETF-Other | 0.25% | -0.04% | -12.63% | |
| 41 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.25% | +0.01% | +0.04% | |
| 42 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.24% | -0.02% | -1.23% | |
| 43 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.23% | +0.01% | -0.34% | |
| 44 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.23% | +0.02% | +0.53% | |
| 45 | AVGO | Broadcom Inc | Stock-Tech | 0.21% | -0.02% | -3.22% | |
| 46 | GSY | Invesco Ultra Short Duration | ETF-Other | 0.20% | -0.01% | -3.52% | |
| 47 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.19% | -0.01% | -2.21% | |
| 48 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.18% | +0.03% | -7.16% | |
| 49 | FFIN | First Finl Bankshares Inc | Stock-Financials | 0.18% | -0.01% | +0.09% | |
| 50 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.17% | +0.01% | -0.60% |
1–50 of 149
Portfolio Performance
Performance for Q4 2026
+1.1%
Performance Last 4 Quarters
+13.9%
- Stdev
- +11.3%
- Beta
- +0.88
- Alpha
- +0.2%
- Max Drawdown
- -8.4%
- Annualized Perf
- +21%
- Batting Avg vs S&P
- +38.9%
- Sortino
- +3.76
- Stutzer
- +0.51
- Treynor
- +0.23
- Sterling
- +1.33
- Calmar
- +2.49
- Information Ratio
- -0.67
- Tracking Error
- +3.7%
- Stdev Down
- +5.3%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +33.4%
- Worst 12 Months
- +5.6%
- Efficiency Ratio
- +0.73
- Sharpe
- +1.75
- Stdev Sectors
- +12.7%
- Skewness
- -0.07
- Kurtosis
- -0.17
- Upside Potential
- +5.23
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 150 | $871.2M | 28 | ||
| 2026 Q2 | 150 | $891.1M | 29 | ||
| 2026 Q1 | 138 | $690.1M | 16 | ||
| 2025 Q4 | 149 | $649.0M | 15 | ||
| 2025 Q3 | 153 | $576.1M | 21 | ||
| 2025 Q2 | 122 | $515.5M | 0 | ||
| 2025 Q1 | 111 | $481.4M | 0 | ||
| 2024 Q4 | 96 | $485.3M | 0 | ||
| 2024 Q3 | 95 | $421.9M | 0 | ||
| 2024 Q2 | 109 | $427.1M | 0 | ||
| 2024 Q1 | 97 | $417.2M | 0 | ||
| 2023 Q4 | 87 | $340.0M | 0 | ||
| 2023 Q3 | 66 | $266.9M | 0 | ||
| 2023 Q2 | 66 | $254.5M | 0 | ||
| 2023 Q1 | 63 | $235.6M | 0 | ||
| 2022 Q4 | 85 | $244.9M | 0 | ||
| 2022 Q3 | 50 | $169.1M | 0 | ||
| 2022 Q2 | 54 | $206.0M | 0 | ||
| 2022 Q1 | 57 | $229.4M | 0 | ||
| 2021 Q4 | 54 | $197.8M | 0 |
Holding changes this quarter
Warwick Investment Management, Inc.'s most significant position changes for 2026-09-30: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Corning Inc (GLW); New buy: Crowdstrike Holdings Inc - A (CRWD); New buy: Verizon Communications Inc (VZ).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VUG | Vanguard Growth ETF | +4.1% | +55.77% | Add |
| 2 | VEA | Vanguard Ftse Developed ETF | +3.4% | +98.76% | Add |
| 3 | VWO | Vanguard Ftse Emerging Marke | +1.6% | +109.13% | Add |
| 4 | IVOO | Vanguard S&p Mid-cap 400 ETF | +1.5% | +105.82% | Add |
| 5 | VTV | Vanguard Value ETF | +1% | +8.21% | Add |
| 6 | VGSH | Vanguard Short-term Treasury | +0.5% | +6.10% | Add |
| 7 | VTC | Vanguard Total Corporate Bnd | +0.3% | +10.68% | Add |
| 8 | DFAC | Dimensional US Core Equity 2 | +0.3% | -0.01% | Trim |
| 9 | ✓ | +0.3% | NEW | New buy | |
| 10 | VUSB | Vanguard Ultra Short Bond Et | +0.2% | +5.67% | Add |
| 11 | XLE | Ss Energy Select Sector | +0.2% | +0.40% | Add |
| 12 | VCIT | Vanguard Int-term Corporate | +0.2% | +19.44% | Add |
| 13 | AAPL | Apple Inc | +0.1% | -3.05% | Trim |
| 14 | MSFT | Microsoft CORP | +0.1% | -6.76% | Trim |
| 15 | VGLT | Vanguard Long-term Treasury | +0.1% | +16.26% | Add |
| 16 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | -0.87% | Trim |
| 17 | PHYS | Sprott Physical Gold Trust | 0% | — | Unchanged |
| 18 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | -0.65% | Trim |
| 19 | DFUS | Dimensional US Eq Mkt ETF | 0% | -0.38% | Trim |
| 20 | META | Meta Platforms Inc-class A | 0% | -7.16% | Trim |
| 21 | CRWD | Crowdstrike Holdings Inc - A | 0% | NEW | New buy |
| 22 | VZ | Verizon Communications Inc | 0% | NEW | New buy |
| 23 | NEM | Newmont CORP | 0% | NEW | New buy |
| 24 | CVX | Chevron CORP | 0% | -0.56% | Trim |
| 25 | ETN | Eaton Corporation plc | 0% | NEW | New buy |
| 26 | PLTR | Palantir Technologies Inc-a | 0% | +2.79% | Add |
| 27 | VV | Vanguard Large-cap ETF | 0% | -0.50% | Trim |
| 28 | DFAX | Dimensional World Ex US Core | 0% | +0.11% | Add |
| 29 | SCHB | Schwab US Broad Market ETF | 0% | NEW | New buy |
| 30 | ABT | Abbott Laboratories | 0% | NEW | New buy |
| 31 | GILD | Gilead Sciences Inc | 0% | NEW | New buy |
| 32 | CRM | Salesforce Inc | 0% | NEW | New buy |
| 33 | BMY | Bristol-myers Squibb Co | 0% | NEW | New buy |
| 34 | MPC | Marathon Petroleum CORP | 0% | -7.61% | Trim |
| 35 | MA | Mastercard Inc - A | 0% | +31.55% | Add |
| 36 | VGT | Vanguard Info Tech ETF | 0% | +0.53% | Add |
| 37 | COP | Conocophillips | 0% | +2.06% | Add |
| 38 | MRK | Merck & Co. Inc. | 0% | +2.46% | Add |
| 39 | PSX | Phillips 66 | 0% | -15.12% | Trim |
| 40 | ANET | Arista Networks Inc | 0% | +7.28% | Add |
| 41 | AMGN | Amgen Inc | 0% | +1.93% | Add |
| 42 | IVV | Ishares Core S&p 500 ETF | 0% | +0.04% | Add |
| 43 | RTX | Rtx CORP | 0% | +9.51% | Add |
| 44 | VOO | Vanguard S&p 500 ETF | 0% | -0.75% | Trim |
| 45 | SCHX | Schwab US Large-cap ETF | 0% | -0.34% | Trim |
| 46 | IWD | Ishares Russell 1000 Value E | 0% | -0.60% | Trim |
| 47 | DFUV | Dimensional US Marketwide Va | 0% | — | Unchanged |
| 48 | VTI | Vanguard Total Stock Mkt ETF | — | -3.46% | Trim |
| 49 | SCHD | Schwab US Dvd Equity ETF | — | -5.36% | Trim |
| 50 | AMZN | Amazon.com Inc | — | -7.13% | Trim |
1–50 of 159
Filing History
FAQ
What is Warwick Investment Management, Inc. and what type of investor is it?
Warwick Investment Management, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $871.2M, spread across 150 disclosed positions.
What are Warwick Investment Management, Inc.'s largest equity positions?
Based on the latest 13F filing, Warwick Investment Management, Inc.'s top holdings by market value are:
1. Dimensional US Core Equity 2 (DFAC) — $113.2M (13.0%)
2. Vanguard Value ETF (VTV) — $97.2M (11.2%)
3. Vanguard Growth ETF (VUG) — $88.4M (10.1%)
4. Vanguard Short-term Treasury (VGSH) — $64.7M (7.4%)
5. Vanguard Ftse Developed ETF (VEA) — $58.1M (6.7%)
What changes did Warwick Investment Management, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Warwick Investment Management, Inc. made 146 notable position adjustments: 10 new positions were initiated, 44 existing holdings were added to, 82 positions were partially reduced, and 10 were completely exited. The largest of these moves: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Corning Inc (GLW); New buy: Crowdstrike Holdings Inc - A (CRWD); New buy: Verizon Communications Inc (VZ)
What sectors does Warwick Investment Management, Inc. focus on?
Warwick Investment Management, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 47.9%
• Financials: 10.2%
• Communication Services: 9.3%
• Health Care: 7.5%
• Consumer Discretionary: 6.9%
• Industrials: 6.6%
Investment Profile
Warwick Investment Management, Inc. returned an annualized 21.0% over the trailing 36 months — outperforming the S&P 500 by 0.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.88 (less volatile than the market) and a 39% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 47.9% of the portfolio concentrated in Information Technology.
It has added to its VUG position over the past two quarters (+$56.6M, now $88.4M), while trimming VNQ over the same stretch (-$1.2M, still holding $2.4M).
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Developer Access
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