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First Ascent Asset Management, LLC Historical SEC 13F Holdings & Archive (Q4 2023)
First Ascent Asset Management, LLCCIK: 0001805758
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$892.4M
Reporting period: 2023-12-31 · Number of holdings: 53
First Ascent Asset Management, LLC disclosed 53 holdings in its latest 13F filing for the period ending 2023-12-31, with total reported value of $892.4M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 26.13
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 0
- Diversification
- 100
- Sizing Uniformity
- 84.16
Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 12.79% | — | +6.61% | |
| 2 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 9.98% | — | +3.46% | |
| 3 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 9.02% | — | +10.67% | |
| 4 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 9.01% | — | -0.18% | |
| 5 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 7.20% | — | +4.44% | |
| 6 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 6.81% | — | +12.56% | |
| 7 | VXUS | Vanguard Total Intl Stock | ETF-Other | 6.72% | — | +6.88% | |
| 8 | DFNM | Dimensional National Muni Bd | ETF-Other | 4.90% | — | -3.98% | |
| 9 | DFAX | Dimensional World Ex US Core | ETF-Other | 3.99% | — | +2.45% | |
| 10 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 2.98% | — | +5.01% | |
| 11 | VXF | Vanguard Extended Market ETF | ETF-Other | 2.60% | — | +11.43% | |
| 12 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 2.27% | — | +12.36% | |
| 13 | IAGG | Ishares Intl Aggregate Bond | ETF-Other | 2.15% | — | +7.83% | |
| 14 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 2.05% | — | +3.26% | |
| 15 | DFIC | Dimensional International Co | ETF-Other | 1.87% | — | +6.98% | |
| 16 | SUSL | Ishares Esg Msci USA Leaders | ETF-Other | 1.61% | — | +20.69% | |
| 17 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 0.99% | — | +1.65% | |
| 18 | ESGD | Ishares Trust Ishares Esg Aw | ETF-Other | 0.93% | — | +28.82% | |
| 19 | GSIE | Goldman Sachs Activebeta Int | ETF-Commodities | 0.92% | — | +3.94% | |
| 20 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 0.90% | — | +2.16% | |
| 21 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 0.75% | — | +4.75% | |
| 22 | VT | Vanguard Tot World Stk ETF | ETF-Other | 0.74% | — | +7.23% | |
| 23 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 0.69% | — | +9.26% | |
| 24 | SMLF | Ishares US Smallcap Equity F | ETF-Other | 0.63% | — | +4.51% | |
| 25 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.62% | — | +13.08% | |
| 26 | AOA | Ishares Core 80/20 Aggressiv | ETF-Other | 0.61% | — | +7.42% | |
| 27 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.55% | — | +7.77% | |
| 28 | GCOR | Goldman Sachs Access US Agg | ETF-Commodities | 0.49% | — | -0.67% | |
| 29 | DFCF | Dimensional Core Fixed Inc | ETF-Other | 0.49% | — | -0.70% | |
| 30 | EUSB | Ishr Esg Advn Universal Bd-$ | ETF-Other | 0.48% | — | +18.83% | |
| 31 | JMSI | JPM Sus Municipal Income | ETF-Other | 0.48% | — | +28.85% | |
| 32 | GEM | Goldman Sachs Activebeta Em | ETF-Commodities | 0.45% | — | +4.69% | |
| 33 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 0.45% | — | +6.48% | |
| 34 | NUSC | Nuveen Esg Small-cap ETF | ETF-Other | 0.36% | — | +27.67% | |
| 35 | ESGE | Ishares Inc Ishares Esg Awar | ETF-Other | 0.34% | — | +24.39% | |
| 36 | AOR | Ishares Core 60/40 Balanced | ETF-Other | 0.34% | — | -3.35% | |
| 37 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.27% | — | +12.23% | |
| 38 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 0.20% | — | +2.36% | |
| 39 | AVRE | Avantis Real Estate ETF | ETF-Other | 0.17% | — | +7.07% | |
| 40 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.15% | — | -25.00% | |
| 41 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.14% | — | +1.88% | |
| 42 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.14% | — | -8.35% | |
| 43 | JSCP | Jpmorgan Short Duration Core | ETF-Other | 0.13% | — | +6.65% | |
| 44 | SPSB | Ss Spdr P St C CORP ETF | ETF-Other | 0.13% | — | +6.67% | |
| 45 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.09% | — | +6.87% | |
| 46 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 0.07% | — | -16.24% | |
| 47 | SGOL | Abrdn Physical Gold Shares | ETF-Commodities | 0.06% | — | -7.68% | |
| 48 | VGLT | Vanguard Long-term Treasury | ETF-Gov Bonds | 0.06% | — | -5.60% | |
| 49 | AOM | Ishares Core 40/60 Moderate | ETF-Other | 0.05% | — | +1.43% | |
| 50 | AOK | Ishares Core 30/70 Conservat | ETF-Other | 0.03% | — | +18.72% |
1–50 of 53
Portfolio Performance
Performance for Q3 2026
+1.9%
Performance Last 4 Quarters
+18.3%
- Stdev
- +9.9%
- Beta
- +0.72
- Alpha
- +1%
- Max Drawdown
- -5.3%
- Annualized Perf
- +16.1%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +3.05
- Stutzer
- +0.45
- Treynor
- +0.21
- Sterling
- +1.15
- Calmar
- +3.06
- Information Ratio
- -0.92
- Tracking Error
- +4.9%
- Stdev Down
- +5.1%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +25.6%
- Worst 12 Months
- +5.4%
- Efficiency Ratio
- +0.61
- Sharpe
- +1.56
- Stdev Sectors
- —
- Skewness
- -0.18
- Kurtosis
- -0.03
- Upside Potential
- +4.57
Reported value over time
Sector allocation
Not enough sector-mapped data yet
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2023 Q4 | 53 | $892.4M | 0 | ||
| 2023 Q3 | 53 | $774.6M | 0 | ||
| 2023 Q2 | 71 | $750.8M | 0 | ||
| 2023 Q1 | 69 | $675.2M | 0 | ||
| 2022 Q4 | 68 | $654.2M | 0 | ||
| 2022 Q3 | 41 | $517.9M | 0 | ||
| 2022 Q2 | 41 | $529.5M | 0 | ||
| 2022 Q1 | 40 | $555.7M | 0 | ||
| 2021 Q4 | 34 | $524.4M | 0 | ||
| 2021 Q3 | 34 | $450.4M | 0 | ||
| 2021 Q2 | 24 | $377.3M | 84 | ||
| 2021 Q1 | 22 | $275.7M | 16 | ||
| 2020 Q4 | 25 | $237.5M | 26 | ||
| 2020 Q3 | 27 | $184.4M | 33 | ||
| 2020 Q2 | 30 | $140.3M | 43 | ||
| 2020 Q1 | 33 | $145.7M | 26 | ||
| 2019 Q4 | 32 | $162.9M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is First Ascent Asset Management, LLC and what type of investor is it?
First Ascent Asset Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-12-31), the firm manages a tracked equity portfolio valued at approximately $892.4M, spread across 53 disclosed positions.
What are First Ascent Asset Management, LLC's largest equity positions?
Based on the latest 13F filing, First Ascent Asset Management, LLC's top holdings by market value are:
1. Vanguard S&p 500 ETF (VOO) — $114.2M (12.8%)
2. Vanguard Total Stock Mkt ETF (VTI) — $89.0M (10.0%)
3. Vanguard Tax-exempt Bond ETF (VTEB) — $80.5M (9.0%)
4. Dimensional US Core Equity 2 (DFAC) — $80.4M (9.0%)
5. Ishr Cr Unvrse Usd Bd Etf-ui (IUSB) — $64.3M (7.2%)
What changes did First Ascent Asset Management, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for First Ascent Asset Management, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does First Ascent Asset Management, LLC focus on?
Sector breakdown data is not yet available for First Ascent Asset Management, LLC. Check back after the next 13F processing cycle.
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
First Ascent Asset Management, LLC returned an annualized 16.1% over the trailing 36 months — outperforming the S&P 500 by 1.0 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.72 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
It has added to its VOO position for two straight quarters, increasing it by $21.5M to reach $114.2M.
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