V&
Vickerman & Driscoll Financial Advisors Inc Historical SEC 13F Holdings & Archive (Q1 2020)
Vickerman & Driscoll Financial Advisors IncCIK: 0001127889
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$162.9M
Reporting period: 2020-03-31 · Number of holdings: 67
VICKERMAN & DRISCOLL FINANCIAL ADVISORS INC disclosed 67 holdings in its latest 13F filing for the period ending 2020-03-31, with total reported value of $162.9M and a quarterly turnover rate of 34.4%.
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Personality snowflake
- Concentration
- 12.94
- Portfolio Stability
- 34.39
- Momentum
- 100
- Sector conviction
- 53.05
- Diversification
- 100
- Sizing Uniformity
- 89.11
Vickerman & Driscoll Financial Advisors Inc's disclosed holdings carry a Herfindahl concentration index of 0.032 — mathematically equivalent to about 31 equally-sized positions, well below its 67 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.09), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 20% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim BIL
-65.0% -$7.5M
Trim XLV
-40.5% -$5.4M
Trim XLE
-66.6% -$4.1M
Trim XLF
-6.3% -$3.7M
Add GSY
-0.6% -$319.0K
Trim SLYV
-48.9% -$2.3M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | XLK | Ss Technology Select Sector | ETF-Tech | 7.88% | — | +14.88% | |
| 2 | GSY | Invesco Ultra Short Duration | ETF-Other | 7.14% | +1.10% | -0.55% | |
| 3 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 6.68% | +0.50% | -9.63% | |
| 4 | XLF | Ss Financial Select Sector | ETF-Other | 3.89% | -1.17% | -6.26% | |
| 5 | XLV | Ss Health Care Select Sector | ETF-Other | 3.54% | -2.10% | -40.51% | |
| 6 | SPAB | Ss Spdr P Agg Bond ETF | ETF-Other | 3.48% | — | -2.13% | |
| 7 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 3.26% | +0.31% | +5.22% | |
| 8 | VMBS | Vanguard Mortgage-backed Sec | ETF-Other | 3.08% | — | +1.42% | |
| 9 | PSK | Ss Spdr Ice Pref Sec ETF | ETF-Other | 3.05% | — | +14.59% | |
| 10 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 3.04% | +0.15% | +0.89% | |
| 11 | XLY | Ss Consumer Disc Select Sect | ETF-Other | 2.96% | +0.33% | +18.35% | |
| 12 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 2.96% | -0.01% | +8.33% | |
| 13 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 2.84% | — | +8.89% | |
| 14 | XLI | Ss Industrial Select Sector | ETF-Other | 2.70% | +0.21% | +22.99% | |
| 15 | XLC | Ss Comm Select Sector Spdr | ETF-Other | 2.64% | -0.27% | -9.51% | |
| 16 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 2.50% | -3.36% | -65.01% | |
| 17 | XLRE | Ss Real Estate Select Sector | ETF-Other | 2.07% | — | +18.16% | |
| 18 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 1.76% | -0.04% | +0.68% | |
| 19 | MSFT | Microsoft CORP | Stock-Tech | 1.35% | — | -2.68% | |
| 20 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.33% | — | +13.95% | |
| 21 | AAPL | Apple Inc | Stock-Tech | 1.29% | -0.20% | -17.90% | |
| 22 | CSCO | Cisco Systems Inc | Stock-Tech | 1.28% | +0.40% | +46.78% | |
| 23 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.23% | +0.98% | +359.60% | |
| 24 | VAW | Vanguard Materials ETF | ETF-Other | 1.23% | -0.08% | +7.85% | |
| 25 | AMGN | Amgen Inc | Stock-Healthcare | 1.23% | — | +31.25% | |
| 26 | PFE | Pfizer Inc | Stock-Healthcare | 1.20% | +0.44% | +56.19% | |
| 27 | MDT | Medtronic plc | Stock-Healthcare | 1.17% | — | +34.83% | |
| 28 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 1.17% | — | +18.50% | |
| 29 | INTC | Intel CORP | Stock-Tech | 1.16% | — | +4.96% | |
| 30 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | ETF-Other | 1.15% | -0.55% | -25.50% | |
| 31 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.15% | +1.15% | NEW | |
| 32 | FDX | Fedex CORP | Stock-Industrials | 1.15% | +1.15% | NEW | |
| 33 | PYPL | Paypal Holdings Inc | Stock-Financials | 1.14% | — | +26.29% | |
| 34 | UNP | Union Pacific CORP | Stock-Industrials | 1.13% | +1.13% | NEW | |
| 35 | SBUX | Starbucks CORP | Stock-Consumer Disc | 1.13% | +0.41% | +72.86% | |
| 36 | HON | Honeywell International Inc | Stock-Industrials | 1.07% | — | +25.44% | |
| 37 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.06% | — | +58.04% | |
| 38 | MDYV | Ss Spdr S&p 400 Mc Val ETF | ETF-Other | 1.06% | -0.64% | -20.72% | |
| 39 | VDE | Vanguard Energy ETF | ETF-Other | 1.00% | +1.00% | NEW | |
| 40 | SYY | Sysco CORP | Stock-Consumer Staples | 0.89% | +0.89% | NEW | |
| 41 | LNG | Cheniere Energy Inc | Stock-Energy | 0.85% | -0.15% | +27.04% | |
| 42 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.72% | +0.51% | +246.55% | |
| 43 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | ETF-Other | 0.68% | -1.00% | -53.00% | |
| 44 | SLYV | Ss Spdr S&p 600 Sc Val ETF | ETF-Other | 0.65% | -1.03% | -48.86% | |
| 45 | VFC | Vf CORP | Stock-Consumer Disc | 0.48% | -0.25% | — | |
| 46 | XLE | Ss Energy Select Sector | ETF-Other | 0.48% | -1.96% | -66.60% | |
| 47 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.39% | — | +1.29% | |
| 48 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.38% | -0.05% | -3.18% | |
| 49 | IJK | Ishares S&p Mid-cap 400 Grow | ETF-Other | 0.36% | -0.21% | -30.40% | |
| 50 | NKE | Nike Inc -cl B | Stock-Consumer Disc | 0.32% | — | +17.35% |
1–50 of 67
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Vickerman & Driscoll Financial Advisors Inc's most significant position changes for 2020-03-31: New buy: Berkshire Hathaway Inc-cl B (BRK-B); New buy: Fedex CORP (FDX); New buy: Union Pacific CORP (UNP); New buy: Vanguard Energy ETF (VDE); New buy: Sysco CORP (SYY).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | GSY | Invesco Ultra Short Duration | +1.1% | -0.55% | Trim |
| 2 | JNJ | Johnson & Johnson | +1% | +359.60% | Add |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.5% | +246.55% | Add |
| 4 | JPST | Jpmorgan Ultra-short Income | +0.5% | -9.63% | Trim |
| 5 | PFE | Pfizer Inc | +0.4% | +56.19% | Add |
| 6 | SBUX | Starbucks CORP | +0.4% | +72.86% | Add |
| 7 | CSCO | Cisco Systems Inc | +0.4% | +46.78% | Add |
| 8 | XLY | Ss Consumer Disc Select Sect | +0.3% | +18.35% | Add |
| 9 | XLP | Ss Consumer Staples Sel Sect | +0.3% | +5.22% | Add |
| 10 | XLI | Ss Industrial Select Sector | +0.2% | +22.99% | Add |
| 11 | XLU | St Sr Utl Sl Se Spdr Etf-usd | +0.2% | +0.89% | Add |
| 12 | VEA | Vanguard Ftse Developed ETF | — | +8.89% | Add |
| 13 | SPEM | State Street Sp Ptf Em ETF | 0% | +8.33% | Add |
| 14 | SPYM | Ste Str Spdr Pt S&p 500 ETF | 0% | +0.68% | Add |
| 15 | VWO | Vanguard Ftse Emerging Marke | -0.1% | -3.18% | Trim |
| 16 | VAW | Vanguard Materials ETF | -0.1% | +7.85% | Add |
| 17 | IWR | Ishares Russell Mid-cap ETF | -0.1% | -20.62% | Trim |
| 18 | VFH | Vanguard Financials ETF | -0.1% | -25.16% | Trim |
| 19 | SCHF | Schwab Intl Equity ETF | -0.1% | -39.17% | Trim |
| 20 | LNG | Cheniere Energy Inc | -0.2% | +27.04% | Add |
| 21 | IWM | Ishares Russell 2000 ETF | -0.2% | -34.46% | Trim |
| 22 | MDY | State Street Spdr S&p Midcap | -0.2% | -27.93% | Trim |
| 23 | AAPL | Apple Inc | -0.2% | -17.90% | Trim |
| 24 | IJK | Ishares S&p Mid-cap 400 Grow | -0.2% | -30.40% | Trim |
| 25 | IJJ | Ishares S&p Mid-cap 400 Valu | -0.2% | -26.82% | Trim |
| 26 | VFC | Vf CORP | -0.3% | — | Unchanged |
| 27 | XLC | Ss Comm Select Sector Spdr | -0.3% | -9.51% | Trim |
| 28 | IJR | Ishares Core S&p Small-cap E | -0.3% | -54.68% | Trim |
| 29 | IJT | Ishares S&p Small-cap 600 Gr | -0.3% | -57.07% | Trim |
| 30 | IJS | Ishares S&p Small-cap 600 Va | -0.4% | -54.09% | Trim |
| 31 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | -0.6% | -25.50% | Trim |
| 32 | MDYV | Ss Spdr S&p 400 Mc Val ETF | -0.6% | -20.72% | Trim |
| 33 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | -1% | -53.00% | Trim |
| 34 | SLYV | Ss Spdr S&p 600 Sc Val ETF | -1% | -48.86% | Trim |
| 35 | XLF | Ss Financial Select Sector | -1.2% | -6.26% | Trim |
| 36 | XLE | Ss Energy Select Sector | -2% | -66.60% | Trim |
| 37 | XLV | Ss Health Care Select Sector | -2.1% | -40.51% | Trim |
| 38 | BIL | Ss Spdr Bb 1-3m T-bill ETF | -3.4% | -65.01% | Trim |
| 39 | BRK-B | Berkshire Hathaway Inc-cl B | — | NEW | New buy |
| 40 | FDX | Fedex CORP | — | NEW | New buy |
| 41 | UNP | Union Pacific CORP | — | NEW | New buy |
| 42 | VDE | Vanguard Energy ETF | — | NEW | New buy |
| 43 | SYY | Sysco CORP | — | NEW | New buy |
| 44 | GD | General Dynamics CORP | — | EXIT | Sold out |
| 45 | VCR | Vanguard Consumer Discre ETF | — | NEW | New buy |
| 46 | SCHO | Schwab Short-term US Treas | — | EXIT | Sold out |
| 47 | VHT | Vanguard Health Care ETF | — | EXIT | Sold out |
| 48 | VBK | Vanguard Small-cap Grwth ETF | — | EXIT | Sold out |
| 49 | XLB | Ss Materials Select Sector | — | EXIT | Sold out |
| 50 | VOT | Vanguard Mid-cap Growth ETF | — | EXIT | Sold out |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Vickerman & Driscoll Financial Advisors Inc and what type of investor is it?
Vickerman & Driscoll Financial Advisors Inc is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2020-03-31), the firm manages a tracked equity portfolio valued at approximately $162.9M, spread across 67 disclosed positions.
What are Vickerman & Driscoll Financial Advisors Inc's largest equity positions?
Based on the latest 13F filing, Vickerman & Driscoll Financial Advisors Inc's top holdings by market value are:
1. Ss Technology Select Sector (XLK) — $12.8M (7.9%)
2. Invesco Ultra Short Duration (GSY) — $11.6M (7.1%)
3. Jpmorgan Ultra-short Income (JPST) — $10.9M (6.7%)
4. Ss Financial Select Sector (XLF) — $6.3M (3.9%)
5. Ss Health Care Select Sector (XLV) — $5.8M (3.5%)
What changes did Vickerman & Driscoll Financial Advisors Inc make in its most recent portfolio filing?
In the latest reported quarter, Vickerman & Driscoll Financial Advisors Inc made 49 notable position adjustments: 6 new positions were initiated, 14 existing holdings were added to, 23 positions were partially reduced, and 6 were completely exited. The largest of these moves: New buy: Berkshire Hathaway Inc-cl B (BRK-B); New buy: Fedex CORP (FDX); New buy: Union Pacific CORP (UNP); New buy: Vanguard Energy ETF (VDE); New buy: Sysco CORP (SYY)
What sectors does Vickerman & Driscoll Financial Advisors Inc focus on?
Vickerman & Driscoll Financial Advisors Inc is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 25.4%
• Health Care: 18.3%
• Communication Services: 17.8%
• Industrials: 16.8%
• Financials: 11.4%
• Consumer Discretionary: 7.2%
Investment Profile
Vickerman & Driscoll Financial Advisors Inc's portfolio is broadly diversified and moderately active.
Its turnover score has fallen from 57 to 34 over the past 4 quarters — a shift toward longer holding periods.
It has added to its PSK position over the past two quarters (+$4.5M, now $5.0M), while trimming SCHF over the same stretch (-$2.9M, still holding $278.0K).
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