TS
TD Securities (USA) LLC Historical SEC 13F Holdings & Archive (Q1 2016)
TD Securities (USA) LLCCIK: 0001335977
Concentrated strategyMomentum followerLong-term holder
Total reported value
$11.0M
Reporting period: 2016-03-31 · Number of holdings: 505
TD Securities (USA) LLC disclosed 505 holdings in its latest 13F filing for the period ending 2016-03-31, with total reported value of $11.0M and a quarterly turnover rate of 5.6%.
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Personality snowflake
- Concentration
- 100
- Portfolio Stability
- 5.61
- Momentum
- 100
- Sector conviction
- 56.95
- Diversification
- 100
- Sizing Uniformity
- 0
TD Securities (USA) LLC's disclosed holdings carry a Herfindahl concentration index of 0.332 — mathematically equivalent to about 3 equally-sized positions, well below its 505 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 12.92), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 27% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim CME
0.0% -$145.0K
Add SPY
0.0% $51.0K
Add VZ
+0.7% $8.0K
Trim WFC
-0.1% -$7.0K
Trim BAC
-0.3% -$7.0K
Trim C
-0.4% -$7.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 505 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 57.20% | +0.88% | — | |
| 2 | CME | Cme Group Inc | Stock-Financials | 5.98% | -1.27% | — | |
| 3 | AAPL | Apple Inc | Stock-Tech | 1.24% | +0.04% | — | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 0.90% | — | -0.45% | |
| 5 | XOM | Exxon Mobil CORP | Stock-Energy | 0.71% | +0.05% | +0.32% | |
| 6 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 0.61% | — | -0.61% | |
| 7 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.61% | +0.03% | +0.16% | |
| 8 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.55% | +0.04% | +0.48% | |
| 9 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.54% | +0.06% | +1.57% | |
| 10 | T | At&t Inc | Stock-Comm Services | 0.49% | +0.06% | +0.51% | |
| 11 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.47% | -0.06% | +1.16% | |
| 12 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.46% | — | +1.54% | |
| 13 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.46% | — | — | |
| 14 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.46% | +0.08% | +0.66% | |
| 15 | WFC | Wells Fargo & Co | Stock-Financials | 0.46% | -0.06% | -0.10% | |
| 16 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.45% | — | -1.96% | |
| 17 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.45% | -0.05% | +0.24% | |
| 18 | CVX | Chevron CORP | Stock-Energy | 0.37% | +0.03% | +0.47% | |
| 19 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.37% | +0.03% | +0.11% | |
| 20 | PFE | Pfizer Inc | Stock-Healthcare | 0.36% | -0.05% | -1.51% | |
| 21 | HD | Home Depot Inc | Stock-Consumer Disc | 0.35% | — | +0.35% | |
| 22 | INTC | Intel CORP | Stock-Tech | 0.32% | — | +0.66% | |
| 23 | PM | Philip Morris International | Stock-Consumer Staples | 0.31% | +0.03% | +0.57% | |
| 24 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.31% | — | -0.88% | |
| 25 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 0.31% | +0.03% | — | |
| 26 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.30% | — | -0.16% | |
| 27 | V | Visa Inc-class A Shares | Stock-Financials | 0.30% | — | -0.92% | |
| 28 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.30% | — | -0.31% | |
| 29 | CSCO | Cisco Systems Inc | Stock-Tech | 0.29% | — | -0.35% | |
| 30 | BAC | Bank Of America CORP | Stock-Financials | 0.29% | -0.06% | -0.30% | |
| 31 | IBM | Intl Business Machines CORP | Stock-Tech | 0.27% | +0.02% | — | |
| 32 | ORCL | Oracle CORP | Stock-Tech | 0.26% | +0.02% | -1.11% | |
| 33 | C | Citigroup Inc | Stock-Financials | 0.26% | -0.06% | -0.45% | |
| 34 | GILD | Gilead Sciences Inc | Stock-Healthcare | 0.26% | -0.04% | -4.63% | |
| 35 | MO | Altria Group Inc | Stock-Consumer Staples | 0.26% | +0.02% | +0.45% | |
| 36 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.26% | +0.03% | +0.47% | |
| 37 | CVS | Cvs Health CORP | Stock-Healthcare | 0.24% | — | -0.40% | |
| 38 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.24% | — | -0.97% | |
| 39 | AMGN | Amgen Inc | Stock-Healthcare | 0.23% | — | +0.59% | |
| 40 | WMT | Walmart Inc | Stock-Consumer Staples | 0.22% | — | +0.57% | |
| 41 | MDT | Medtronic plc | Stock-Healthcare | 0.22% | — | +0.63% | |
| 42 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.22% | — | +0.53% | |
| 43 | ✓ | Stock-Other | 0.22% | -0.03% | — | ||
| 44 | MMM | 3m Co | Stock-Industrials | 0.21% | +0.02% | -0.72% | |
| 45 | ABBV | Abbvie Inc | Stock-Healthcare | 0.19% | — | -0.82% | |
| 46 | MA | Mastercard Inc - A | Stock-Financials | 0.19% | — | -0.45% | |
| 47 | SLB | Slb LTD | Stock-Energy | 0.19% | — | — | |
| 48 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.18% | — | — | |
| 49 | NKE | Nike Inc -cl B | Stock-Consumer Disc | 0.17% | — | +0.66% | |
| 50 | HON | Honeywell International Inc | Stock-Industrials | 0.17% | — | +0.58% |
1–50 of 200
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
TD Securities (USA) LLC's most significant position changes for 2016-03-31: New buy: Broadcom Inc. (AVGO); New buy: Chubb Limited (CB); Sold out: Chubb Limited (CB); Sold out: Broadcom Inc. (AVGO); Sold out: Chubb Limited (CB).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.9% | — | Unchanged |
| 2 | VZ | Verizon Communications Inc | +0.1% | +0.66% | Add |
| 3 | T | At&t Inc | +0.1% | +0.51% | Add |
| 4 | META | Meta Platforms Inc-class A | +0.1% | +1.57% | Add |
| 5 | XOM | Exxon Mobil CORP | +0.1% | +0.32% | Add |
| 6 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | +0.48% | Add |
| 7 | AAPL | Apple Inc | 0% | — | Unchanged |
| 8 | JNJ | Johnson & Johnson | 0% | +0.16% | Add |
| 9 | CMCSA | Comcast Corp-class A | 0% | — | Unchanged |
| 10 | CVX | Chevron CORP | 0% | +0.47% | Add |
| 11 | KO | Coca-cola Co/the | 0% | +0.11% | Add |
| 12 | UNH | Unitedhealth Group Inc | 0% | +0.47% | Add |
| 13 | PM | Philip Morris International | 0% | +0.57% | Add |
| 14 | ORCL | Oracle CORP | 0% | -1.11% | Trim |
| 15 | WY | Weyerhaeuser Co | 0% | +54.78% | Add |
| 16 | MO | Altria Group Inc | 0% | +0.45% | Add |
| 17 | IBM | Intl Business Machines CORP | 0% | — | Unchanged |
| 18 | MMM | 3m Co | 0% | -0.72% | Trim |
| 19 | MPC | Marathon Petroleum CORP | 0% | — | Unchanged |
| 20 | VRTX | Vertex Pharmaceuticals Inc | 0% | +1.82% | Add |
| 21 | AIG | American International Group | 0% | -6.47% | Trim |
| 22 | ✓ | 0% | -2.13% | Trim | |
| 23 | ✓ | 0% | — | Unchanged | |
| 24 | REGN | Regeneron Pharmaceuticals | 0% | +5.88% | Add |
| 25 | AXP | American Express Company | 0% | -0.66% | Trim |
| 26 | CELG | Celgene CORP | 0% | +0.57% | Add |
| 27 | ALXN | Alexion Pharmaceuticals Inc | 0% | — | Unchanged |
| 28 | GILD | Gilead Sciences Inc | 0% | -4.63% | Trim |
| 29 | JPM | Jpmorgan Chase & Co | -0.1% | +0.24% | Add |
| 30 | PFE | Pfizer Inc | -0.1% | -1.51% | Trim |
| 31 | WFC | Wells Fargo & Co | -0.1% | -0.10% | Trim |
| 32 | BAC | Bank Of America CORP | -0.1% | -0.30% | Trim |
| 33 | C | Citigroup Inc | -0.1% | -0.45% | Trim |
| 34 | AMZN | Amazon.com Inc | -0.1% | +1.16% | Add |
| 35 | CME | Cme Group Inc | -1.3% | — | Unchanged |
| 36 | AVGO | Broadcom Inc. | — | NEW | New buy |
| 37 | CB | Chubb Limited | — | NEW | New buy |
| 38 | CB | Chubb Limited | — | EXIT | Sold out |
| 39 | AVGO | Broadcom Inc. | — | EXIT | Sold out |
| 40 | CB | Chubb Limited | — | EXIT | Sold out |
| 41 | AVGO | Broadcom Inc. | — | EXIT | Sold out |
| 42 | ✓ | — | EXIT | Sold out | |
| 43 | WTW | Willis Towers Watson Public Limited Company | — | NEW | New buy |
| 44 | XRAY | Dentsply Sirona Inc | — | NEW | New buy |
| 45 | CXOEUR | Concho Resources Inc | — | NEW | New buy |
| 46 | EXR | Extra Space Storage Inc | — | NEW | New buy |
| 47 | AWK | American Water Works Co Inc | — | NEW | New buy |
| 48 | CNC | Centene CORP | — | NEW | New buy |
| 49 | XRAY | DENTSPLY SIRONA Inc. | — | EXIT | Sold out |
| 50 | FRTEUR | Federal Realty Invs Trust | — | NEW | New buy |
Filing History
FAQ
What is TD Securities (USA) LLC and what type of investor is it?
TD Securities (USA) LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2016-03-31), the firm manages a tracked equity portfolio valued at approximately $11.0M, spread across 505 disclosed positions.
What are TD Securities (USA) LLC's largest equity positions?
Based on the latest 13F filing, TD Securities (USA) LLC's top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $6.3M (57.2%)
2. Cme Group Inc (CME) — $655.0K (6.0%)
3. Apple Inc (AAPL) — $136.0K (1.2%)
4. Microsoft CORP (MSFT) — $99.0K (0.9%)
5. Exxon Mobil CORP (XOM) — $78.0K (0.7%)
What changes did TD Securities (USA) LLC make in its most recent portfolio filing?
In the latest reported quarter, TD Securities (USA) LLC made 42 notable position adjustments: 9 new positions were initiated, 17 existing holdings were added to, 10 positions were partially reduced, and 6 were completely exited. The largest of these moves: New buy: Broadcom Inc. (AVGO); New buy: Chubb Limited (CB); Sold out: Chubb Limited (CB); Sold out: Broadcom Inc. (AVGO); Sold out: Chubb Limited (CB)
What sectors does TD Securities (USA) LLC focus on?
TD Securities (USA) LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 34.2%
• Information Technology: 15.7%
• Health Care: 14.1%
• Communication Services: 11.7%
• Consumer Staples: 7.6%
• Consumer Discretionary: 7.0%
Investment Profile
TD Securities (USA) LLC's portfolio is concentrated and long-term-holding, with 34.2% of the portfolio concentrated in Financials.
Its concentration score has risen from 3 to 100 over the past 4 quarters — a shift toward higher-conviction positions.
It has added to its SPY position over the past two quarters (+$5.9M, now $6.3M), while trimming CME over the same stretch (-$174.0K, still holding $655.0K).
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