TD Securities (USA) LLC — Q4 2013 13F Holdings

Name: TD Securities (USA) LLC — 13F Holdings, Q4 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001335977

Total reported value

$11.0M

← Back to latest quarter

Full holdings list this quarter

Showing top 200 holdings (of 520 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple Computer	Stock-Tech	3.00%	—	—
2	XOM	Exxon Mobil CORP	Stock-Energy	2.63%	+0.05%	+2.27%
3	GOOG	Alphabet A	Stock-Comm Services	1.87%	—	+3.38%
4	MSFT	Microsoft CORP	Stock-Tech	1.69%	—	+3.27%
5	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.69%	—	+2.37%
6	JNJ	Johnson & Johnson	Stock-Healthcare	1.54%	+0.03%	+3.17%
7	CVX	Chevron CORP	Stock-Energy	1.43%	+0.03%	+2.57%
8	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.32%	—	+2.27%
9	JPM	Jpmorgan Chase & Co	Stock-Financials	1.31%	-0.05%	+2.91%
10	WFC	Wells Fargo & Co	Stock-Financials	1.29%	-0.06%	+2.23%
11	BRK-B	Berkshire Hathaway Inc.	Stock-Other	1.27%	—	—
12	PFE	Pfizer INC	Stock-Healthcare	1.18%	-0.05%	+0.88%
13	IBM	Intl Business Machines CORP	Stock-Tech	1.14%	+0.02%	+2.14%
14	T	At&t INC	Stock-Comm Services	1.10%	+0.06%	+2.21%
15	BAC	Bank of America Corporation	Stock-Financials	0.99%	—	—
16	C	Citigroup INC	Stock-Financials	0.94%	-0.06%	+2.77%
17	KO	Coca-cola Co/the	Stock-Consumer Staples	0.93%	+0.03%	+2.64%
18	AMZN	Amazon.com, Inc.	Stock-Consumer Disc	0.88%	—	—
19	MRK	Merck & Co. INC.	Stock-Healthcare	0.87%	—	+2.89%
20	VZ	Verizon Communications INC	Stock-Comm Services	0.84%	+0.08%	+3.05%
21	PM	Philip Morris International	Stock-Consumer Staples	0.83%	+0.03%	+2.00%
22	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.80%	+0.03%	+2.67%
23	ORCL	Oracle CORP	Stock-Tech	0.80%	+0.02%	+1.41%
24	INTC	Intel CORP	Stock-Tech	0.77%	—	+2.82%
25	WMT	Walmart INC	Stock-Consumer Staples	0.76%	—	+2.42%
26	PEP	Pepsico INC	Stock-Consumer Staples	0.76%	—	+2.47%
27	QCOM	Qualcomm INC	Stock-Tech	0.75%	—	+1.48%
28	DIS	Walt Disney Co/the	Stock-Comm Services	0.74%	—	+1.36%
29	CSCO	Cisco Systems INC	Stock-Tech	0.71%	—	+2.76%
30	SLB	Slb LTD	Stock-Energy	0.71%	—	+2.56%
31	HD	Home Depot INC	Stock-Consumer Disc	0.69%	—	+1.30%
32	GILD	Gilead Sciences INC	Stock-Healthcare	0.68%	-0.04%	+3.23%
33	V	Visa Inc-class A Shares	Stock-Financials	0.67%	—	+1.66%
34	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.57%	—	+2.57%
35	UTXZ	United Tech CORP	Stock-Other	0.57%	—	+3.05%
36	BA	The Boeing Company	Stock-Industrials	0.56%	—	—
37	META	Meta Platforms Inc-class A	Stock-Comm Services	0.53%	+0.06%	—
38	MMM	3m Co	Stock-Industrials	0.53%	+0.02%	+1.51%
39	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.52%	—	+3.06%
40	COP	Conocophillips	Stock-Energy	0.51%	—	+3.22%
41	MA	Mastercard INC - A	Stock-Financials	0.51%	—	+2.84%
42	AMGN	Amgen Inc.	Stock-Healthcare	0.51%	—	—
43	CVS	Cvs Health CORP	Stock-Healthcare	0.51%	—	-0.15%
44	ABBV	Abbvie INC	Stock-Healthcare	0.50%	—	+3.40%
45	AXP	American Express Company	Stock-Financials	0.50%	—	—
46	UNP	Union Pacific CORP	Stock-Industrials	0.46%	—	+2.32%
47	MO	Altria Group INC	Stock-Consumer Staples	0.46%	+0.02%	+2.82%
48	OXY	Occidental Petroleum CORP	Stock-Energy	0.46%	—	+3.08%
49	UNH	Unitedhealth Group INC	Stock-Healthcare	0.45%	+0.03%	+2.04%
50	✓	American Intl Group INC	Stock-Other	0.45%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by TD Securities (USA) LLC for the quarter ending Q4 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GOOG	Alphabet A	+0.3%	+3.38%	Add
2	XOM	Exxon Mobil CORP	+0.2%	+2.27%	Add
3	AEP	American Electric Power Company, Inc.	+0.1%	+2.37%	Add
4	MSFT	Microsoft CORP	0%	+3.27%	Add
5	JPM	Jpmorgan Chase & Co	0%	+2.91%	Add
6	WFC	Wells Fargo & Co	0%	+2.23%	Add
7	GILD 1.625 05-01-16 D	Gilead Sciences INC	-0.2%	-44.44%	Trim
8	AAPL	Apple Computer	—	NEW	New buy
9	AAPL	Apple INC	—	EXIT	Sold out
10	BRK-B	Berkshire Hathaway Inc.	—	NEW	New buy
11	BRK-B	Berkshire Hathaway Inc-cl B	—	EXIT	Sold out
12	BAC	Bank of America Corporation	—	NEW	New buy
13	AMZN	Amazon.com, Inc.	—	NEW	New buy
14	BAC	Bank Of America CORP	—	EXIT	Sold out
15	AMZN	Amazon.com INC	—	EXIT	Sold out
16	BA	The Boeing Company	—	NEW	New buy
17	META	Meta Platforms Inc-class A	—	NEW	New buy
18	AMGN	Amgen Inc.	—	NEW	New buy
19	AXP	American Express Company	—	NEW	New buy
20	AMGN	Amgen INC	—	EXIT	Sold out
21	BA	Boeing Co/the	—	EXIT	Sold out
22	✓	American Intl Group INC	—	NEW	New buy
23	AIG	American International Group	—	EXIT	Sold out
24	AXP	American Express Co	—	EXIT	Sold out
25	ABT	Abbott Laboratories	—	NEW	New buy
26	ABT	Abbott Laboratories	—	EXIT	Sold out
27	APC3EUR	Anadarko Petroleum CORP	—	EXIT	Sold out
28	✓	Bank Of New York Mellon CORP C	—	NEW	New buy
29	✓	Anadarko Pete CORP Com	—	NEW	New buy
30	ADP	Automatic Data Processing, Inc.	—	NEW	New buy
31	BAX	Baxter International Inc.	—	NEW	New buy
32	BAX	Baxter International INC	—	EXIT	Sold out
33	✓	Apache CORP	—	NEW	New buy
34	ADP	Automatic Data Processing	—	EXIT	Sold out
35	BNY	Bank Of New York Mellon CORP	—	EXIT	Sold out
36	9990302D	Apache CORP	—	EXIT	Sold out
37	✓	Allergan INC Com	—	NEW	New buy
38	AFL	Aflac Incorporated	—	NEW	New buy
39	✓		—	NEW	New buy
40	ADM	Archer-daniels-midland Co	—	NEW	New buy
41	AFL	Aflac INC	—	EXIT	Sold out
42	SNDK 1.5 08-15-17	Sandisk CORP	—	NEW	New buy
43	✓	Bb & T CORP	—	NEW	New buy
44	✓	Alexion Pharmaceuticals INC Com	—	NEW	New buy
45	✓	Allergan INC	—	EXIT	Sold out
46	ICE	Intercontinental Exchange In	—	NEW	New buy
47	ALL	The Allstate Corporation	—	NEW	New buy
48	BKR	Baker Hughes Company	—	NEW	New buy
49	APD	Air Products and Chemicals, Inc.	—	NEW	New buy
50	ADM	Archer-daniels-midland Co	—	EXIT	Sold out