TD Securities (USA) LLC — Q3 2014 13F Holdings

Name: TD Securities (USA) LLC — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001335977

Total reported value

$11.0M

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Full holdings list this quarter

Showing top 200 holdings (of 517 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	3.41%	+0.04%	-0.63%
2	XOM	Exxon Mobil CORP	Stock-Energy	2.26%	+0.05%	-0.63%
3	MSFT	Microsoft CORP	Stock-Tech	2.16%	—	+9.68%
4	JNJ	Johnson & Johnson	Stock-Healthcare	1.70%	+0.03%	-0.25%
5	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.45%	—	+0.12%
6	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.42%	+0.04%	+1.31%
7	WFC	Wells Fargo & Co	Stock-Financials	1.39%	-0.06%	-0.83%
8	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.28%	—	+0.12%
9	CVX	Chevron CORP	Stock-Energy	1.28%	+0.03%	-0.19%
10	JPM	Jpmorgan Chase & Co	Stock-Financials	1.28%	-0.05%	-0.56%
11	VZ	Verizon Communications INC	Stock-Comm Services	1.17%	+0.08%	+0.16%
12	PFE	Pfizer INC	Stock-Healthcare	1.06%	-0.05%	-0.53%
13	T	At&t INC	Stock-Comm Services	1.03%	+0.06%	-0.02%
14	BAC	Bank Of America CORP	Stock-Financials	1.01%	-0.06%	+0.06%
15	IBM	Intl Business Machines CORP	Stock-Tech	0.99%	+0.02%	-2.43%
16	INTC	Intel CORP	Stock-Tech	0.97%	—	-0.48%
17	MRK	Merck & Co. INC.	Stock-Healthcare	0.97%	—	-1.23%
18	KO	Coca-cola Co/the	Stock-Consumer Staples	0.95%	+0.03%	+4.49%
19	✓	Google INC Class C	Stock-Other	0.94%	—	+0.35%
20	GOOG	Alphabet A	Stock-Comm Services	0.93%	—	+0.34%
21	GILD	Gilead Sciences INC	Stock-Healthcare	0.91%	-0.04%	-1.50%
22	C	Citigroup INC	Stock-Financials	0.89%	-0.06%	-0.14%
23	META	Meta Platforms Inc-class A	Stock-Comm Services	0.87%	+0.06%	+13.48%
24	DIS	Walt Disney Co/the	Stock-Comm Services	0.79%	—	-1.89%
25	PEP	Pepsico INC	Stock-Consumer Staples	0.79%	—	-0.55%
26	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.79%	+0.03%	-0.39%
27	SLB	Slb LTD	Stock-Energy	0.74%	—	-0.38%
28	PM	Philip Morris International	Stock-Consumer Staples	0.74%	+0.03%	-0.62%
29	CSCO	Cisco Systems INC	Stock-Tech	0.72%	—	-0.40%
30	QCOM	Qualcomm INC	Stock-Tech	0.71%	—	-0.64%
31	ORCL	Oracle CORP	Stock-Tech	0.70%	+0.02%	-5.22%
32	HD	Home Depot INC	Stock-Consumer Disc	0.70%	—	-1.56%
33	AMZN	Amazon.com INC	Stock-Consumer Disc	0.69%	-0.06%	+1.71%
34	WMT	Walmart INC	Stock-Consumer Staples	0.68%	—	-1.97%
35	AMGN	Amgen INC	Stock-Healthcare	0.60%	—	+0.40%
36	V	Visa Inc-class A Shares	Stock-Financials	0.59%	—	-2.01%
37	UNP	Union Pacific CORP	Stock-Industrials	0.55%	—	-0.87%
38	COP	Conocophillips	Stock-Energy	0.53%	—	+0.21%
39	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.53%	—	-0.60%
40	CVS	Cvs Health CORP	Stock-Healthcare	0.52%	—	-0.89%
41	ABBV	Abbvie INC	Stock-Healthcare	0.52%	—	+0.16%
42	MMM	3m Co	Stock-Industrials	0.52%	+0.02%	+4.31%
43	MO	Altria Group INC	Stock-Consumer Staples	0.51%	+0.02%	-0.09%
44	UTXZ	United Tech CORP	Stock-Other	0.51%	—	+0.94%
45	BA	Boeing Co/the	Stock-Industrials	0.48%	—	-0.05%
46	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.48%	—	+0.10%
47	UNH	Unitedhealth Group INC	Stock-Healthcare	0.47%	+0.03%	-0.78%
48	AXP	American Express Co	Stock-Financials	0.44%	—	-1.08%
49	BIIB	Biogen INC	Stock-Healthcare	0.44%	—	-0.39%
50	AIG	American International Group	Stock-Financials	0.44%	-0.02%	-1.31%

1–50 of 200

Holding changes this quarter

Position changes disclosed by TD Securities (USA) LLC for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	MSFT	Microsoft CORP	+0.4%	+9.68%	Add
2	AAPL	Apple INC	+0.3%	-0.63%	Trim
3	META	Meta Platforms Inc-class A	+0.2%	+13.48%	Add
4	GILD	Gilead Sciences INC	+0.2%	-1.50%	Trim
5	BRK-B	Berkshire Hathaway Inc-cl B	+0.1%	+1.31%	Add
6	INTC	Intel CORP	+0.1%	-0.48%	Trim
7	BAC	Bank Of America CORP	+0.1%	+0.06%	Add
8	AMGN	Amgen INC	+0.1%	+0.40%	Add
9	C	Citigroup INC	+0.1%	-0.14%	Trim
10	PG	Procter & Gamble Co/the	+0.1%	+0.12%	Add
11	HD	Home Depot INC	+0.1%	-1.56%	Trim
12	TFX 3.875 08-01-17	Teleflex INC	+0.1%	+49.02%	Add
13	JPM	Jpmorgan Chase & Co	+0.1%	-0.56%	Trim
14	KO	Coca-cola Co/the	+0.1%	+4.49%	Add
15	MS	Morgan Stanley	+0.1%	+9.48%	Add
16	MO	Altria Group INC	0%	-0.09%	Trim
17	QCOM	Qualcomm INC	0%	-0.64%	Trim
18	EOG	Eog Resources INC	-0.1%	+0.23%	Add
19	AXP	American Express Co	-0.1%	-1.08%	Trim
20	COP	Conocophillips	-0.1%	+0.21%	Add
21	F	Ford Motor Co	-0.1%	-1.86%	Trim
22	DISCAUSD	Discovery INC - A	-0.1%	-32.10%	Trim
23	ORCL	Oracle CORP	-0.1%	-5.22%	Trim
24	✓		-0.1%	+0.29%	Add
25	CVX	Chevron CORP	-0.1%	-0.19%	Trim
26	SLB	Slb LTD	-0.1%	-0.38%	Trim
27	XOM	Exxon Mobil CORP	-0.2%	-0.63%	Trim
28	GILD 1.625 05-01-16 D	Gilead Sciences INC	-0.2%	-84.32%	Trim
29	SNDK 1.5 08-15-17	Sandisk CORP	-0.2%	-51.92%	Trim
30	ICON 1.5 03-15-18	Iconix Brand Group INC	—	NEW	New buy
31	MCHP 2.125 12-15-37	Microchip Technology INC	—	EXIT	Sold out
32	CDNS 2.625 06-01-15	Cadence Design Sys INC	—	EXIT	Sold out
33	MU 2.125 02-15-33 F	Micron Technology INC	—	EXIT	Sold out
34	SLXP 1.5 03-15-19	Salix Pharmaceuticals Lt	—	EXIT	Sold out
35	TSLA 1.5 06-01-18	Tesla INC	—	EXIT	Sold out
36	INTC 3.25 08-01-39	Intel CORP	—	EXIT	Sold out
37	ELV 2.75 10-15-42	Elevance Health INC	—	EXIT	Sold out
38	URI	United Rentals INC	—	NEW	New buy
39	✓	Mallinckrodt PLC	—	NEW	New buy
40	DISCKUSD	Discovery Inc-c	—	NEW	New buy
41	UHS	Universal Health Services-b	—	NEW	New buy
42	MGM 4.25 04-15-15	Mgm Resorts Intl	—	NEW	New buy
43	CAA 1.625 05-15-18	Calatlantic Group INC	—	EXIT	Sold out
44	EA 0.75 07-15-16	Electronic Arts INC	—	NEW	New buy
45	TTWO 1 07-01-18	Take-two Interactive Sof	—	EXIT	Sold out
46	SRC 3.75 05-15-21	Spirit Realty Capital In	—	EXIT	Sold out
47	MOH 1.125 01-15-20	Molina Healthcare INC	—	EXIT	Sold out
48	SRC 2.875 05-15-19	Spirit Realty Capital In	—	NEW	New buy
49	MLM	Martin Marietta Materials	—	NEW	New buy
50	JAH 1.875 09-15-18	Jarden CORP	—	EXIT	Sold out