S&
Sweeney & Michel, LLC 13F Disclosure (Q3 2026) — Portfolio & Holdings
Sweeney & Michel, LLCCIK: 0001979556
Diversified strategyMomentum followerLong-term holder
Total reported value
$375.7M
Reporting period: 2026-09-30 · Number of holdings: 166
SWEENEY & MICHEL, LLC disclosed 166 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $375.7M and a quarterly turnover rate of 7.6%.
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Personality snowflake
- Concentration
- 14.02
- Portfolio Stability
- 7.64
- Momentum
- 100
- Sector conviction
- 56.97
- Diversification
- 100
- Sizing Uniformity
- 77.99
Sweeney & Michel, LLC's disclosed holdings carry a Herfindahl concentration index of 0.035 — mathematically equivalent to about 29 equally-sized positions, well below its 166 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.20), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 32% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy DFAC
New buy DFAU
Add FRDM
+4.4% $1.0M
Add AAPL
-2.6% $822.9K
Add TAXX
+57.9% $1.1M
New buy VEA
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 8.78% | +0.02% | +0.80% | |
| 2 | DGRO | Ishares Core Dividend Growth | ETF-Other | 7.84% | -0.21% | +1.26% | |
| 3 | AAPL | Apple Inc | Stock-Tech | 6.51% | +0.30% | -2.64% | |
| 4 | HDV | Ishares Core High Dividend E | ETF-Other | 6.33% | +0.01% | +1.75% | |
| 5 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 5.74% | -0.23% | -1.65% | |
| 6 | SHYG | Ishares 0-5 Yr Hy CORP Bond | ETF-Corp Bonds | 3.74% | — | +0.89% | |
| 7 | CGIE | Cap Group Intl Equity | ETF-Other | 3.46% | -0.06% | +1.02% | |
| 8 | VYMI | Vanguard Int High Dvd Yld In | ETF-Other | 3.41% | +0.04% | +3.54% | |
| 9 | FRDM | Freedom 100 Emeging Mrkt ETF | ETF-Other | 3.15% | +0.32% | +4.44% | |
| 10 | CGDG | Cap Group Dividend Growers | ETF-Other | 2.83% | -0.05% | +1.49% | |
| 11 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 2.62% | -0.12% | -1.22% | |
| 12 | MSFT | Microsoft CORP | Stock-Tech | 1.94% | -0.03% | -5.28% | |
| 13 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.91% | +0.02% | -2.47% | |
| 14 | TCBK | Trico Bancshares | Stock-Other | 1.73% | -0.17% | +0.22% | |
| 15 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.47% | — | +2.89% | |
| 16 | VIGI | Vanguard Int Div App Indx Fd | ETF-Other | 1.44% | -0.11% | -3.20% | |
| 17 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.44% | -0.19% | -7.24% | |
| 18 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.34% | -0.10% | -0.51% | |
| 19 | FUTY | Fidelity Msci US Utilities | ETF-Other | 1.29% | -0.12% | -0.35% | |
| 20 | CALI | Ishrs Sh-trm Ca Muni Act ETF | ETF-Other | 1.15% | +0.03% | +3.28% | |
| 21 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.99% | -0.03% | -5.03% | |
| 22 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.99% | -0.08% | +0.65% | |
| 23 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.84% | +0.05% | +1.92% | |
| 24 | TAXX | Bblx Irm Tax-aware S Dur ETF | ETF-Other | 0.79% | +0.29% | +57.90% | |
| 25 | NVDA | Nvidia CORP | Stock-Tech | 0.71% | +0.02% | -0.31% | |
| 26 | ABBV | Abbvie Inc | Stock-Healthcare | 0.70% | +0.06% | +0.57% | |
| 27 | PLD | Prologis Inc | Stock-Real Estate | 0.68% | -0.03% | +0.86% | |
| 28 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 0.62% | +0.04% | +7.11% | |
| 29 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 0.62% | — | +1.44% | |
| 30 | IQLT | Ishares Msci International Q | ETF-Other | 0.58% | -0.03% | -2.01% | |
| 31 | KRE | Ss Spdr S&p Regional Bank | ETF-Other | 0.58% | -0.04% | +1.32% | |
| 32 | AMGN | Amgen Inc | Stock-Healthcare | 0.58% | +0.03% | +0.49% | |
| 33 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 0.56% | +0.01% | +0.83% | |
| 34 | XHLF | Bondbloxx Bbg 6 Mth US Treas | ETF-Other | 0.56% | +0.07% | +11.41% | |
| 35 | FTEC | Fidelity Msci Info Tech Indx | ETF-Tech | 0.55% | +0.02% | +0.12% | |
| 36 | CGGO | Cap Group Global Growth | ETF-Other | 0.51% | -0.04% | -7.48% | |
| 37 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 0.49% | +0.49% | NEW | |
| 38 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.48% | -0.09% | -11.67% | |
| 39 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.46% | -0.03% | +2.61% | |
| 40 | IUSG | Ishares Core S&p U.s. Growth | ETF-Other | 0.45% | -0.03% | -7.35% | |
| 41 | DFAU | Dimensional US Core Equity M | ETF-Other | 0.42% | +0.42% | NEW | |
| 42 | WFC | Wells Fargo & Co | Stock-Financials | 0.39% | -0.03% | +0.20% | |
| 43 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.39% | -0.01% | -3.19% | |
| 44 | CAT | Caterpillar Inc | Stock-Industrials | 0.38% | -0.01% | +0.23% | |
| 45 | BAC | Bank Of America CORP | Stock-Financials | 0.38% | -0.09% | -8.94% | |
| 46 | GLD | Spdr Gold Shares | ETF-Commodities | 0.36% | -0.03% | -5.04% | |
| 47 | ASML | ASML Holding N.V. | Stock-Tech | 0.36% | +0.02% | +1.77% | |
| 48 | SHEL | Shell Plc-adr | Stock-Energy | 0.35% | +0.02% | -1.41% | |
| 49 | VDC | Vanguard Consumer Staple ETF | ETF-Other | 0.35% | -0.02% | +0.31% | |
| 50 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.34% | -0.01% | +5.47% |
1–50 of 166
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q4 2026
+1%
Performance Last 4 Quarters
+14.9%
- Stdev
- +9.7%
- Beta
- +0.74
- Alpha
- +3.1%
- Max Drawdown
- -5%
- Annualized Perf
- +20.9%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +4.54
- Stutzer
- +0.59
- Treynor
- +0.27
- Sterling
- +1.48
- Calmar
- +4.2
- Information Ratio
- -0.57
- Tracking Error
- +4.8%
- Stdev Down
- +4.3%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +31.6%
- Worst 12 Months
- +8.9%
- Efficiency Ratio
- +0.8
- Sharpe
- +2.02
- Stdev Sectors
- +9.5%
- Skewness
- -0.06
- Kurtosis
- +0.29
- Upside Potential
- +5.96
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Sweeney & Michel, LLC's most significant position changes for 2026-09-30: New buy: Dimensional US Core Equity 2 (DFAC); New buy: Dimensional US Core Equity M (DFAU); New buy: Vanguard Ftse Developed ETF (VEA); New buy: ; Sold out: Exxon Mobil CORP (XOM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DFAC | Dimensional US Core Equity 2 | +0.5% | NEW | New buy |
| 2 | DFAU | Dimensional US Core Equity M | +0.4% | NEW | New buy |
| 3 | FRDM | Freedom 100 Emeging Mrkt ETF | +0.3% | +4.44% | Add |
| 4 | AAPL | Apple Inc | +0.3% | -2.64% | Trim |
| 5 | TAXX | Bblx Irm Tax-aware S Dur ETF | +0.3% | +57.90% | Add |
| 6 | VEA | Vanguard Ftse Developed ETF | +0.2% | NEW | New buy |
| 7 | ✓ | +0.2% | NEW | New buy | |
| 8 | LVLU | Lulu's Fashion Lounge Holdin | +0.1% | NEW | New buy |
| 9 | VCIT | Vanguard Int-term Corporate | +0.1% | +40.95% | Add |
| 10 | XHLF | Bondbloxx Bbg 6 Mth US Treas | +0.1% | +11.41% | Add |
| 11 | NBIS | Nebius Group N.V. | +0.1% | NEW | New buy |
| 12 | NTRA | Natera Inc | +0.1% | NEW | New buy |
| 13 | IDNA | Ishares Gen-immunology Hlth | +0.1% | NEW | New buy |
| 14 | ABBV | Abbvie Inc | +0.1% | +0.57% | Add |
| 15 | XBI | Ss Spdr S&p Biotech ETF | +0.1% | NEW | New buy |
| 16 | MTUM | Ishares Msci USA Momentum Fa | +0.1% | +1.92% | Add |
| 17 | CGBL | Cap Group Core Balanced | 0% | +39.82% | Add |
| 18 | FBTC | Fidelity Wise Origin Bitcoin | 0% | -1.37% | Trim |
| 19 | IGSB | Ishares 1-5y Inv Grade CORP | 0% | +7.11% | Add |
| 20 | VYMI | Vanguard Int High Dvd Yld In | 0% | +3.54% | Add |
| 21 | CVX | Chevron CORP | 0% | +0.65% | Add |
| 22 | META | Meta Platforms Inc-class A | 0% | -10.48% | Trim |
| 23 | CALI | Ishrs Sh-trm Ca Muni Act ETF | 0% | +3.28% | Add |
| 24 | PLTR | Palantir Technologies Inc-a | 0% | +3.65% | Add |
| 25 | AMGN | Amgen Inc | 0% | +0.49% | Add |
| 26 | ITOT | Ishares Core S&p Total U.s. | 0% | +0.80% | Add |
| 27 | ASML | ASML Holding N.V. | 0% | +1.77% | Add |
| 28 | SHEL | Shell Plc-adr | 0% | -1.41% | Trim |
| 29 | VOO | Vanguard S&p 500 ETF | 0% | +16.29% | Add |
| 30 | FTEC | Fidelity Msci Info Tech Indx | 0% | +0.12% | Add |
| 31 | MPC | Marathon Petroleum CORP | 0% | — | Unchanged |
| 32 | AMD | Advanced Micro Devices | 0% | +1.96% | Add |
| 33 | QCOM | Qualcomm Inc | 0% | +0.31% | Add |
| 34 | NVDA | Nvidia CORP | 0% | -0.31% | Trim |
| 35 | WTAI | Wisdomtree Ai And Innovation | 0% | — | Unchanged |
| 36 | JNJ | Johnson & Johnson | 0% | -2.47% | Trim |
| 37 | HDV | Ishares Core High Dividend E | 0% | +1.75% | Add |
| 38 | IMTM | Ishares Msci Intl Momentum F | 0% | +12.11% | Add |
| 39 | PANW | Palo Alto Networks Inc | 0% | +0.87% | Add |
| 40 | SUSL | Ishares Esg Msci USA Leaders | 0% | +10.05% | Add |
| 41 | PWR | Quanta Services Inc | 0% | +21.32% | Add |
| 42 | MRK | Merck & Co. Inc. | 0% | -9.18% | Trim |
| 43 | FENY | Fidelity Msci Energy Index | 0% | +0.18% | Add |
| 44 | DE | Deere & Co | 0% | +0.66% | Add |
| 45 | QQQ | Invesco Qqq Trust Series 1 | 0% | — | Unchanged |
| 46 | VGT | Vanguard Info Tech ETF | 0% | +0.09% | Add |
| 47 | SOXX | Ishares Semiconductor ETF | 0% | +0.11% | Add |
| 48 | TSLA | Tesla Inc | 0% | -5.33% | Trim |
| 49 | VXUS | Vanguard Total Intl Stock | 0% | +9.63% | Add |
| 50 | SHV | Ishares 0-1 Year Treasury Bo | 0% | +0.83% | Add |
1–50 of 173
Filing History
FAQ
What is Sweeney & Michel, LLC and what type of investor is it?
Sweeney & Michel, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $375.7M, spread across 166 disclosed positions.
What are Sweeney & Michel, LLC's largest equity positions?
Based on the latest 13F filing, Sweeney & Michel, LLC's top holdings by market value are:
1. Ishares Core S&p Total U.s. (ITOT) — $33.0M (8.8%)
2. Ishares Core Dividend Growth (DGRO) — $29.4M (7.8%)
3. Apple Inc (AAPL) — $24.5M (6.5%)
4. Ishares Core High Dividend E (HDV) — $23.8M (6.3%)
5. Alphabet Inc-cl C (GOOG) — $21.6M (5.7%)
What changes did Sweeney & Michel, LLC make in its most recent portfolio filing?
In the latest reported quarter, Sweeney & Michel, LLC made 156 notable position adjustments: 9 new positions were initiated, 89 existing holdings were added to, 51 positions were partially reduced, and 7 were completely exited. The largest of these moves: New buy: Dimensional US Core Equity 2 (DFAC); New buy: Dimensional US Core Equity M (DFAU); New buy: Vanguard Ftse Developed ETF (VEA); New buy: ; Sold out: Exxon Mobil CORP (XOM)
What sectors does Sweeney & Michel, LLC focus on?
Sweeney & Michel, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 33.1%
• Communication Services: 20.6%
• Health Care: 13.0%
• Financials: 9.5%
• Consumer Staples: 7.1%
• Consumer Discretionary: 5.2%
Investment Profile
Sweeney & Michel, LLC returned an annualized 20.9% over the trailing 36 months — outperforming the S&P 500 by 3.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.74 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 33.1% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 26 to 8 over the past 4 quarters — a shift toward longer holding periods.
It has added to its FRDM position over the past two quarters (+$7.3M, now $11.8M), while trimming KMI over the same stretch (-$2.6M, still holding $566.3K).
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Developer Access
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