RG
Rikoon Group, LLC Historical SEC 13F Holdings & Archive (Q1 2021)
Rikoon Group, LLCCIK: 0001576654
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$375.9M
Reporting period: 2021-03-31 · Number of holdings: 234
Rikoon Group, LLC disclosed 234 holdings in its latest 13F filing for the period ending 2021-03-31, with total reported value of $375.9M and a quarterly turnover rate of 9.5%.
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Personality snowflake
- Concentration
- 6.59
- Portfolio Stability
- 9.53
- Momentum
- 100
- Sector conviction
- 47.55
- Diversification
- 100
- Sizing Uniformity
- 83.07
Rikoon Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.016 — mathematically equivalent to about 61 equally-sized positions, well below its 234 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.69), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 60% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim AAPL
+0.5% -$1.6M
Trim PG
-0.0% -$443.0K
Trim NFLX
-0.0% -$524.0K
Add WBA
0.0% $1.4M
Add TFC
+0.0% $1.2M
Trim AMZN
+0.6% -$441.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 234 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 5.39% | -0.72% | +0.49% | |
| 2 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 4.30% | -0.34% | -0.01% | |
| 3 | JNJ | Johnson & Johnson | Stock-Healthcare | 4.20% | -0.10% | -1.76% | |
| 4 | NFLX | Netflix Inc | Stock-Comm Services | 3.77% | -0.33% | -0.04% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 3.25% | +0.05% | +0.60% | |
| 6 | ABBV | Abbvie Inc | Stock-Healthcare | 2.81% | — | +0.16% | |
| 7 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.52% | -0.25% | +0.59% | |
| 8 | ABT | Abbott Laboratories | Stock-Healthcare | 1.99% | +0.06% | -1.21% | |
| 9 | GPK | Graphic Packaging Holding Co | Stock-Consumer Disc | 1.95% | +0.04% | — | |
| 10 | HD | Home Depot Inc | Stock-Consumer Disc | 1.92% | +0.18% | +0.31% | |
| 11 | MMM | 3m Co | Stock-Industrials | 1.81% | +0.09% | +0.17% | |
| 12 | TFC | Truist Financial CORP | Stock-Financials | 1.79% | +0.25% | +0.00% | |
| 13 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.77% | +0.01% | -0.29% | |
| 14 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.77% | +0.08% | -0.34% | |
| 15 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.55% | — | +1.66% | |
| 16 | PFE | Pfizer Inc | Stock-Healthcare | 1.54% | — | +0.11% | |
| 17 | EMR | Emerson Electric Co | Stock-Industrials | 1.51% | — | -6.83% | |
| 18 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 1.36% | +0.09% | -0.15% | |
| 19 | WBA | Walgreens Boots Alliance Inc | Stock-Other | 1.31% | +0.31% | — | |
| 20 | V | Visa Inc-class A Shares | Stock-Financials | 1.29% | — | +0.82% | |
| 21 | FDX | Fedex CORP | Stock-Industrials | 1.28% | +0.05% | -0.28% | |
| 22 | KO | Coca-cola Co/the | Stock-Consumer Staples | 1.27% | -0.16% | -3.30% | |
| 23 | PYPL | Paypal Holdings Inc | Stock-Financials | 1.16% | — | +0.03% | |
| 24 | ITW | Illinois Tool Works | Stock-Industrials | 1.03% | +0.04% | +0.37% | |
| 25 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.99% | — | +0.12% | |
| 26 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.91% | +0.10% | +0.85% | |
| 27 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.90% | — | +0.18% | |
| 28 | WMT | Walmart Inc | Stock-Consumer Staples | 0.89% | -0.10% | +0.17% | |
| 29 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.80% | — | +0.10% | |
| 30 | BAC | Bank Of America CORP | Stock-Financials | 0.78% | +0.13% | -1.22% | |
| 31 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.78% | — | -0.91% | |
| 32 | HON | Honeywell International Inc | Stock-Industrials | 0.77% | — | — | |
| 33 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.77% | — | +0.14% | |
| 34 | NEE | Nextera Energy Inc | Stock-Utilities | 0.72% | — | +0.06% | |
| 35 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.66% | — | -0.35% | |
| 36 | XOM | Exxon Mobil CORP | Stock-Energy | 0.65% | +0.13% | -4.59% | |
| 37 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.59% | — | -0.05% | |
| 38 | MA | Mastercard Inc - A | Stock-Financials | 0.55% | — | — | |
| 39 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.53% | — | -3.42% | |
| 40 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.51% | +0.06% | +1.08% | |
| 41 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 0.51% | — | — | |
| 42 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.48% | — | -0.80% | |
| 43 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.47% | — | +3.11% | |
| 44 | FAST | Fastenal Co | Stock-Industrials | 0.45% | — | -5.22% | |
| 45 | CVX | Chevron CORP | Stock-Energy | 0.45% | — | -13.32% | |
| 46 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.44% | — | +0.02% | |
| 47 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.44% | — | -1.07% | |
| 48 | CMI | Cummins Inc | Stock-Industrials | 0.43% | — | -0.79% | |
| 49 | MDT | Medtronic plc | Stock-Healthcare | 0.43% | — | -2.94% | |
| 50 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 0.42% | — | +2.16% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2021 Q1 | 234 | $375.9M | 10 | ||
| 2020 Q4 | 223 | $358.2M | 13 | ||
| 2020 Q3 | 211 | $323.6M | 14 | ||
| 2020 Q2 | 211 | $299.5M | 24 | ||
| 2020 Q1 | 186 | $241.5M | 27 | ||
| 2019 Q4 | 201 | $290.8M | 16 | ||
| 2019 Q3 | 202 | $270.0M | 10 | ||
| 2019 Q2 | 201 | $268.6M | 9 | ||
| 2019 Q1 | 200 | $268.7M | 15 | ||
| 2018 Q4 | 194 | $241.4M | 20 | ||
| 2018 Q3 | 209 | $282.4M | 13 | ||
| 2018 Q2 | 200 | $261.7M | 15 | ||
| 2018 Q1 | 191 | $246.9M | 16 | ||
| 2017 Q4 | 166 | $241.9M | 11 | ||
| 2017 Q3 | 162 | $230.9M | 14 | ||
| 2017 Q2 | 164 | $225.4M | 8 | ||
| 2017 Q1 | 169 | $226.3M | 11 | ||
| 2016 Q4 | 167 | $227.2M | 67 | ||
| 2016 Q3 | 137 | $126.4M | 0 |
Holding changes this quarter
Rikoon Group, LLC's most significant position changes for 2021-03-31: New buy: Eaton Corporation plc (ETN); New buy: NXP Semiconductors N.V. (NXPI); New buy: Masco CORP (MAS); New buy: Bp Plc-spons Adr (BP); Sold out: Gilead Sciences Inc (GILD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | WBA | Walgreens Boots Alliance Inc | +0.3% | — | Unchanged |
| 2 | TFC | Truist Financial CORP | +0.3% | +0.00% | Add |
| 3 | HD | Home Depot Inc | +0.2% | +0.31% | Add |
| 4 | BAC | Bank Of America CORP | +0.1% | -1.22% | Trim |
| 5 | XOM | Exxon Mobil CORP | +0.1% | -4.59% | Trim |
| 6 | GOOGL | Alphabet Inc-cl A | +0.1% | +0.85% | Add |
| 7 | MMM | 3m Co | +0.1% | +0.17% | Add |
| 8 | IWM | Ishares Russell 2000 ETF | +0.1% | -0.15% | Trim |
| 9 | AMAT | Applied Materials Inc | +0.1% | — | Unchanged |
| 10 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | -0.34% | Trim |
| 11 | SBUX | Starbucks CORP | +0.1% | +56.39% | Add |
| 12 | ✓ | Laboratory Corp. of America | +0.1% | +21.60% | Add |
| 13 | KSUEUR | Kansas City Southern | +0.1% | — | Unchanged |
| 14 | ABT | Abbott Laboratories | +0.1% | -1.21% | Trim |
| 15 | GOOG | Alphabet Inc-cl C | +0.1% | +1.08% | Add |
| 16 | INTC | Intel CORP | +0.1% | -1.48% | Trim |
| 17 | JPM | Jpmorgan Chase & Co | +0.1% | +2.33% | Add |
| 18 | MSFT | Microsoft CORP | +0.1% | +0.60% | Add |
| 19 | FDX | Fedex CORP | +0.1% | -0.28% | Trim |
| 20 | SLB | Slb LTD | +0.1% | — | Unchanged |
| 21 | GPK | Graphic Packaging Holding Co | 0% | — | Unchanged |
| 22 | ITW | Illinois Tool Works | 0% | +0.37% | Add |
| 23 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | -0.29% | Trim |
| 24 | EMR | Emerson Electric Co | — | -6.83% | Trim |
| 25 | BIDU | Baidu Inc - Spon Adr | -0.1% | -43.55% | Trim |
| 26 | JNJ | Johnson & Johnson | -0.1% | -1.76% | Trim |
| 27 | WMT | Walmart Inc | -0.1% | +0.17% | Add |
| 28 | SYK | Stryker CORP | -0.1% | -32.23% | Trim |
| 29 | KO | Coca-cola Co/the | -0.2% | -3.30% | Trim |
| 30 | BCE | Bce Inc | -0.2% | -67.53% | Trim |
| 31 | AMZN | Amazon.com Inc | -0.3% | +0.59% | Add |
| 32 | NFLX | Netflix Inc | -0.3% | -0.04% | Trim |
| 33 | PG | Procter & Gamble Co/the | -0.3% | -0.01% | Trim |
| 34 | AAPL | Apple Inc | -0.7% | +0.49% | Add |
| 35 | ETN | Eaton Corporation plc | — | NEW | New buy |
| 36 | NXPI | NXP Semiconductors N.V. | — | NEW | New buy |
| 37 | MAS | Masco CORP | — | NEW | New buy |
| 38 | BP | Bp Plc-spons Adr | — | NEW | New buy |
| 39 | GILD | Gilead Sciences Inc | — | EXIT | Sold out |
| 40 | COP | Conocophillips | — | NEW | New buy |
| 41 | VDC | Vanguard Consumer Staple ETF | — | EXIT | Sold out |
| 42 | VOO | Vanguard S&P 500 ETF | — | EXIT | Sold out |
| 43 | IBB | Ishares Biotechnology ETF | — | NEW | New buy |
| 44 | BOH | Bank Of Hawaii CORP | — | NEW | New buy |
| 45 | HAIL | Ss Spdr S&p Kensho Sm ETF | — | NEW | New buy |
| 46 | XLE | Ss Energy Select Sector | — | NEW | New buy |
| 47 | ELV | Elevance Health Inc | — | NEW | New buy |
| 48 | VB | Vanguard Small-cap ETF | — | NEW | New buy |
| 49 | SCHX | Schwab US Large-cap ETF | — | NEW | New buy |
| 50 | EL | Estee Lauder Companies-cl A | — | NEW | New buy |
Filing History
FAQ
What is Rikoon Group, LLC and what type of investor is it?
Rikoon Group, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-03-31), the firm manages a tracked equity portfolio valued at approximately $375.9M, spread across 234 disclosed positions.
What are Rikoon Group, LLC's largest equity positions?
Based on the latest 13F filing, Rikoon Group, LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $20.2M (5.4%)
2. Procter & Gamble Co/the (PG) — $16.2M (4.3%)
3. Johnson & Johnson (JNJ) — $15.8M (4.2%)
4. Netflix Inc (NFLX) — $14.2M (3.8%)
5. Microsoft CORP (MSFT) — $12.2M (3.3%)
What changes did Rikoon Group, LLC make in its most recent portfolio filing?
In the latest reported quarter, Rikoon Group, LLC made 45 notable position adjustments: 13 new positions were initiated, 13 existing holdings were added to, 16 positions were partially reduced, and 3 were completely exited. The largest of these moves: New buy: Eaton Corporation plc (ETN); New buy: NXP Semiconductors N.V. (NXPI); New buy: Masco CORP (MAS); New buy: Bp Plc-spons Adr (BP); Sold out: Gilead Sciences Inc (GILD)
What sectors does Rikoon Group, LLC focus on?
Rikoon Group, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 23.3%
• Information Technology: 20.4%
• Communication Services: 13.8%
• Consumer Staples: 13.7%
• Financials: 10.3%
• Consumer Discretionary: 10.0%
Investment Profile
Rikoon Group, LLC's portfolio is broadly diversified and long-term-holding.
Its turnover score has fallen from 27 to 10 over the past 4 quarters — a shift toward longer holding periods.
It has added to its TFC position over the past two quarters (+$2.3M, now $6.7M), while trimming BCE over the same stretch (-$619.0K, still holding $313.0K).
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