SW
Summit Wealth & Retirement Planning, Inc. SEC 13F Holdings (Q2 2026) — Top Position: SCHWAB US LARGE-CAP VALUE
Summit Wealth & Retirement Planning, Inc.CIK: 0001766995
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$471.9M
Reporting period: 2026-06-30 · Number of holdings: 113
SUMMIT WEALTH & RETIREMENT PLANNING, INC. disclosed 113 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $471.9M and a quarterly turnover rate of 15.0%.
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Personality snowflake
- Concentration
- 25.19
- Portfolio Stability
- 14.97
- Momentum
- 100
- Sector conviction
- 61.25
- Diversification
- 100
- Sizing Uniformity
- 75.16
Summit Wealth & Retirement Planning, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.063 — mathematically equivalent to about 16 equally-sized positions, well below its 113 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.48), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.6 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 11% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim GLTR
+0.8% -$4.6M
New buy 02072Q176
Add SCHA
+3.4% $4.9M
Add SCHV
+3.1% $9.3M
Add MGC
+0.8% $8.5M
Add SCHG
+0.3% $7.3M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHV | Schwab US Large-cap Value | ETF-Other | 13.11% | +0.56% | +3.07% | |
| 2 | MGC | Vanguard Mega Cap ETF | ETF-Other | 12.59% | +0.44% | +0.79% | |
| 3 | SCHG | Schwab US Large-cap Growth | ETF-Other | 10.91% | +0.36% | +0.30% | |
| 4 | SCHF | Schwab Intl Equity ETF | ETF-Other | 6.90% | +0.08% | +1.83% | |
| 5 | GLTR | Abrdn Precious Metals Basket | ETF-Other | 4.97% | -1.73% | +0.78% | |
| 6 | SCHA | Schwab US Small-cap ETF | ETF-Other | 4.70% | +0.58% | +3.44% | |
| 7 | DBMF | Imgp Dbi Managed Futures Str | ETF-Other | 4.14% | -0.27% | +4.22% | |
| 8 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 3.90% | -0.04% | +1.46% | |
| 9 | BOXX | Alpha Architect 1-3 Mnth Box | ETF-Other | 3.81% | -0.25% | +4.79% | |
| 10 | IWD | Ishares Russell 1000 Value E | ETF-Other | 3.01% | — | -0.93% | |
| 11 | DISV | Dimensional International Sm | ETF-Other | 2.26% | +0.03% | +12.49% | |
| 12 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.94% | +0.02% | -0.74% | |
| 13 | EFA | Ishares Msci Eafe ETF | ETF-Other | 1.89% | -0.19% | -4.33% | |
| 14 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 1.43% | +0.07% | -1.95% | |
| 15 | AAPL | Apple Inc | Stock-Tech | 1.41% | -0.08% | -6.50% | |
| 16 | SCHB | Schwab US Broad Market ETF | ETF-Other | 1.40% | -0.04% | -5.29% | |
| 17 | IWF | Ishares Russell 1000 Growth | ETF-Other | 1.10% | +0.03% | +299.95% | |
| 18 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 1.10% | -0.04% | -9.85% | |
| 19 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 1.02% | -0.03% | -2.57% | |
| 20 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.02% | +0.10% | — | |
| 21 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.97% | -0.07% | -8.70% | |
| 22 | MSFT | Microsoft CORP | Stock-Tech | 0.92% | -0.10% | -0.17% | |
| 23 | VTV | Vanguard Value ETF | ETF-Other | 0.72% | -0.04% | -4.12% | |
| 24 | ✓ | Stock-Other | 0.68% | +0.68% | NEW | ||
| 25 | VB | Vanguard Small-cap ETF | ETF-Other | 0.63% | +0.03% | +1.25% | |
| 26 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.58% | -0.01% | -1.46% | |
| 27 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.56% | -0.01% | -1.23% | |
| 28 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.53% | +0.03% | -2.21% | |
| 29 | AVGO | Broadcom Inc | Stock-Tech | 0.50% | +0.03% | -0.63% | |
| 30 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 0.50% | +0.04% | +18.44% | |
| 31 | AAUA | Alpha Architect US Equ 3 ETF | ETF-Other | 0.49% | +0.02% | — | |
| 32 | VGIT | Vanguard Intermediate-term T | ETF-Other | 0.45% | -0.02% | +8.77% | |
| 33 | AAEQ | Alpha Architct US Eqty 2 ETF | ETF-Other | 0.44% | — | — | |
| 34 | NVDA | Nvidia CORP | Stock-Tech | 0.44% | -0.01% | -2.77% | |
| 35 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.41% | -0.03% | -0.18% | |
| 36 | VUG | Vanguard Growth ETF | ETF-Other | 0.39% | +0.03% | +522.73% | |
| 37 | SYLD | Cambria Shareholder Yield Et | ETF-Other | 0.38% | -0.01% | +3.93% | |
| 38 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.31% | -0.02% | -2.04% | |
| 39 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.27% | -0.01% | -15.87% | |
| 40 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.20% | -0.01% | -2.39% | |
| 41 | ABBV | Abbvie Inc | Stock-Healthcare | 0.20% | — | — | |
| 42 | AAUS | Alpha Architect US Eqy ETF | ETF-Other | 0.20% | -0.10% | -36.16% | |
| 43 | AMD | Advanced Micro Devices | Stock-Tech | 0.19% | +0.11% | — | |
| 44 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.18% | +0.02% | +23.40% | |
| 45 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.18% | +0.08% | -0.51% | |
| 46 | BAC | Bank Of America CORP | Stock-Financials | 0.18% | — | -4.99% | |
| 47 | SSD | Simpson Manufacturing Co Inc | Stock-Materials | 0.17% | +0.01% | — | |
| 48 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.17% | — | +0.25% | |
| 49 | HD | Home Depot Inc | Stock-Consumer Disc | 0.17% | -0.03% | -12.50% | |
| 50 | HDV | Ishares Core High Dividend E | ETF-Other | 0.16% | +0.02% | +560.21% |
1–50 of 113
Portfolio Performance
Performance for Q3 2026
+2.1%
Performance Last 4 Quarters
+23.4%
- Stdev
- +10.3%
- Beta
- +0.75
- Alpha
- +2.6%
- Max Drawdown
- -6%
- Annualized Perf
- +18.6%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +3.44
- Stutzer
- +0.49
- Treynor
- +0.24
- Sterling
- +1.3
- Calmar
- +3.08
- Information Ratio
- -0.5
- Tracking Error
- +4.6%
- Stdev Down
- +5.1%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +32.5%
- Worst 12 Months
- +6.5%
- Efficiency Ratio
- +0.67
- Sharpe
- +1.72
- Stdev Sectors
- +10.2%
- Skewness
- -0.36
- Kurtosis
- 0
- Upside Potential
- +4.95
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 113 | $471.9M | 15 | ||
| 2026 Q1 | 108 | $419.1M | 11 | ||
| 2025 Q4 | 112 | $424.7M | 5 | ||
| 2025 Q3 | 106 | $406.9M | 21 | ||
| 2025 Q2 | 101 | $372.5M | 0 | ||
| 2025 Q1 | 78 | $326.3M | 100 | ||
| 2024 Q4 | 75 | $323.1M | 0 | ||
| 2024 Q3 | 68 | $313.3M | 0 | ||
| 2024 Q2 | 64 | $293.7M | 0 | ||
| 2024 Q1 | 63 | $280.5M | 0 | ||
| 2023 Q4 | 54 | $236.7M | 0 | ||
| 2023 Q3 | 57 | $248.6M | 0 | ||
| 2023 Q2 | 59 | $254.2M | 0 | ||
| 2023 Q1 | 104 | $267.4M | 0 | ||
| 2022 Q4 | 103 | $245.9M | 0 | ||
| 2022 Q3 | 107 | $251.3M | 0 | ||
| 2022 Q2 | 112 | $260.5M | 0 | ||
| 2022 Q1 | 102 | $283.1M | 0 | ||
| 2021 Q4 | 90 | $292.5M | 0 | ||
| 2021 Q3 | 86 | $273.2M | 0 | ||
| 2021 Q2 | 78 | $270.3M | 100 | ||
| 2021 Q1 | 99 | $269.1M | 30 | ||
| 2020 Q4 | 111 | $263.6M | 16 | ||
| 2020 Q3 | 104 | $232.9M | 28 | ||
| 2020 Q2 | 110 | $213.2M | 18 | ||
| 2020 Q1 | 112 | $187.1M | 38 | ||
| 2019 Q4 | 124 | $224.6M | 36 | ||
| 2019 Q3 | 118 | $165.5M | 12 | ||
| 2019 Q2 | 131 | $171.0M | 14 | ||
| 2019 Q1 | 130 | $168.4M | 28 | ||
| 2018 Q4 | 105 | $131.9M | — |
Holding changes this quarter
Summit Wealth & Retirement Planning, Inc.'s most significant position changes for 2026-06-30: New buy: ; Sold out: Tractor Supply Company (TSCO); New buy: General Electric (GE); Sold out: Amgen Inc (AMGN); Sold out: Ishares Select Dividend ETF (DVY).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +0.7% | NEW | New buy | |
| 2 | SCHA | Schwab US Small-cap ETF | +0.6% | +3.44% | Add |
| 3 | SCHV | Schwab US Large-cap Value | +0.6% | +3.07% | Add |
| 4 | MGC | Vanguard Mega Cap ETF | +0.4% | +0.79% | Add |
| 5 | SCHG | Schwab US Large-cap Growth | +0.4% | +0.30% | Add |
| 6 | AMD | Advanced Micro Devices | +0.1% | — | Unchanged |
| 7 | GOOGL | Alphabet Inc-cl A | +0.1% | — | Unchanged |
| 8 | SCHF | Schwab Intl Equity ETF | +0.1% | +1.83% | Add |
| 9 | PANW | Palo Alto Networks Inc | +0.1% | -0.51% | Trim |
| 10 | IWM | Ishares Russell 2000 ETF | +0.1% | -1.95% | Trim |
| 11 | GE | General Electric | +0.1% | NEW | New buy |
| 12 | AMAT | Applied Materials Inc | +0.1% | NEW | New buy |
| 13 | DIA | Ss Spdr Dow Jones Indus Avg | +0.1% | NEW | New buy |
| 14 | AVDV | Avantis Intl S/c Value ETF | 0% | +18.44% | Add |
| 15 | CSCO | Cisco Systems Inc | 0% | — | Unchanged |
| 16 | LRCX | Lam Research CORP | 0% | NEW | New buy |
| 17 | VGT | Vanguard Info Tech ETF | 0% | NEW | New buy |
| 18 | CB | Chubb Limited | 0% | NEW | New buy |
| 19 | GEV | GE Vernova Inc | 0% | NEW | New buy |
| 20 | DISV | Dimensional International Sm | 0% | +12.49% | Add |
| 21 | IWF | Ishares Russell 1000 Growth | 0% | +299.95% | Add |
| 22 | VB | Vanguard Small-cap ETF | 0% | +1.25% | Add |
| 23 | GOOG | Alphabet Inc-cl C | 0% | -2.21% | Trim |
| 24 | AVGO | Broadcom Inc | 0% | -0.63% | Trim |
| 25 | VUG | Vanguard Growth ETF | 0% | +522.73% | Add |
| 26 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | -0.74% | Trim |
| 27 | AAUA | Alpha Architect US Equ 3 ETF | 0% | — | Unchanged |
| 28 | HDV | Ishares Core High Dividend E | 0% | +560.21% | Add |
| 29 | SCHD | Schwab US Dvd Equity ETF | 0% | +23.40% | Add |
| 30 | CAT | Caterpillar Inc | 0% | — | Unchanged |
| 31 | QCOM | Qualcomm Inc | 0% | -2.99% | Trim |
| 32 | UNH | Unitedhealth Group Inc | 0% | -1.68% | Trim |
| 33 | STT | State Street CORP | 0% | -3.29% | Trim |
| 34 | SSD | Simpson Manufacturing Co Inc | 0% | — | Unchanged |
| 35 | JEPI | Jpmorgan Equity Premium Inco | 0% | +41.97% | Add |
| 36 | XLK | Ss Technology Select Sector | 0% | -15.41% | Trim |
| 37 | TD | Toronto-dominion Bank | 0% | — | Unchanged |
| 38 | IJH | Ishares Core S&p Midcap ETF | 0% | +1.36% | Add |
| 39 | IWD | Ishares Russell 1000 Value E | — | -0.93% | Trim |
| 40 | AAEQ | Alpha Architct US Eqty 2 ETF | — | — | Unchanged |
| 41 | ABBV | Abbvie Inc | — | — | Unchanged |
| 42 | VTI | Vanguard Total Stock Mkt ETF | — | +3.88% | Add |
| 43 | BAC | Bank Of America CORP | — | -4.99% | Trim |
| 44 | VWO | Vanguard Ftse Emerging Marke | — | +0.25% | Add |
| 45 | QQQ | Invesco Qqq Trust Series 1 | — | -12.31% | Trim |
| 46 | MS | Morgan Stanley | — | -12.67% | Trim |
| 47 | VO | Vanguard Mid-cap ETF | — | +300.00% | Add |
| 48 | IWB | Ishares Russell 1000 ETF | — | — | Unchanged |
| 49 | VV | Vanguard Large-cap ETF | — | — | Unchanged |
| 50 | V | Visa Inc-class A Shares | — | — | Unchanged |
1–50 of 116
Filing History
FAQ
What is Summit Wealth & Retirement Planning, Inc. and what type of investor is it?
Summit Wealth & Retirement Planning, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $471.9M, spread across 113 disclosed positions.
What are Summit Wealth & Retirement Planning, Inc.'s largest equity positions?
Based on the latest 13F filing, Summit Wealth & Retirement Planning, Inc.'s top holdings by market value are:
1. Schwab US Large-cap Value (SCHV) — $61.9M (13.1%)
2. Vanguard Mega Cap ETF (MGC) — $59.4M (12.6%)
3. Schwab US Large-cap Growth (SCHG) — $51.5M (10.9%)
4. Schwab Intl Equity ETF (SCHF) — $32.6M (6.9%)
5. Abrdn Precious Metals Basket (GLTR) — $23.4M (5.0%)
What changes did Summit Wealth & Retirement Planning, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Summit Wealth & Retirement Planning, Inc. made 80 notable position adjustments: 8 new positions were initiated, 26 existing holdings were added to, 43 positions were partially reduced, and 3 were completely exited. The largest of these moves: New buy: ; Sold out: Tractor Supply Company (TSCO); New buy: General Electric (GE); Sold out: Amgen Inc (AMGN); Sold out: Ishares Select Dividend ETF (DVY)
What sectors does Summit Wealth & Retirement Planning, Inc. focus on?
Summit Wealth & Retirement Planning, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 36.2%
• Communication Services: 15.5%
• Financials: 15.1%
• Consumer Discretionary: 11.4%
• Health Care: 8.6%
• Industrials: 7.0%
Investment Profile
Summit Wealth & Retirement Planning, Inc. returned an annualized 18.6% over the trailing 36 months — outperforming the S&P 500 by 2.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.75 (less volatile than the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 36.2% of the portfolio concentrated in Information Technology.
It has added to its SCHV position over the past two quarters (+$11.3M, now $61.9M), while trimming GLTR over the same stretch (-$5.4M, still holding $23.4M).
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Developer Access
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