CIK: 0001751581
Total reported value
$1.2B
Reporting period: 2026-06-30 · Number of holdings: 451
Cooper Financial Group disclosed 451 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $1.2B and a quarterly turnover rate of 29.8%.
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Cooper Financial Group's disclosed holdings carry a Herfindahl concentration index of 0.018 — mathematically equivalent to about 56 equally-sized positions, well below its 451 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.66), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 39% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
New buy JIVE
New buy CGXU
Add AVEM
+118.5% $13.6M
New buy FTGC
Add QQQM
+1417.5% $8.0M
New buy HGER
Showing top 200 holdings (of 451 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHV | Schwab US Large-cap Value | ETF-Other | 6.57% | -0.01% | +6.58% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 4.84% | +0.47% | +5.81% | |
| 3 | NVDA | Nvidia CORP | Stock-Tech | 3.95% | -0.24% | +0.17% | |
| 4 | AAPL | Apple INC | Stock-Tech | 3.90% | -0.19% | +2.16% | |
| 5 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 3.31% | -0.39% | +9.26% | |
| 6 | PAVE | Global X US Infrastructure | ETF-Other | 2.82% | -0.01% | +4.53% | |
| 7 | STOX | Horizon Core Equity ETF | ETF-Other | 2.26% | -0.12% | +1.03% | |
| 8 | AMZN | Amazon.com INC | Stock-Consumer Disc | 2.25% | -0.15% | -0.08% | |
| 9 | AVGO | Broadcom INC | Stock-Tech | 2.00% | -0.02% | -0.97% | |
| 10 | JIVE | JPM Interntl Value ETF | ETF-Other | 1.93% | +1.93% | NEW | |
| 11 | CGXU | Cap Group Intl Focus | ETF-Other | 1.91% | +1.91% | NEW | |
| 12 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.89% | +0.03% | -0.28% | |
| 13 | AIQ | Global X Art Intel & Tech | ETF-Tech | 1.88% | +0.33% | +5.31% | |
| 14 | MSFT | Microsoft CORP | Stock-Tech | 1.83% | — | -1.80% | |
| 15 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 1.82% | +0.97% | +118.47% | |
| 16 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 1.70% | -0.26% | +6.06% | |
| 17 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 1.58% | -0.16% | +2.62% | |
| 18 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 1.49% | — | -3.42% | |
| 19 | PVAL | Putnam Focused Lrg Cap Value | ETF-Other | 1.40% | -0.17% | -1.53% | |
| 20 | TSLA | Tesla INC | Stock-Consumer Disc | 1.31% | -0.07% | +2.09% | |
| 21 | JHML | John Hancock Multi Fact Lrg | ETF-Other | 1.04% | -0.08% | -0.64% | |
| 22 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.92% | — | +6.28% | |
| 23 | FTGC | First Trust Global Tactical | ETF-Other | 0.87% | +0.87% | NEW | |
| 24 | FENI | Fidelity Enhanced Intl ETF | ETF-Other | 0.85% | +0.39% | +110.57% | |
| 25 | VOOG | Vanguard S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.81% | — | +500.13% | |
| 26 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.79% | — | -9.05% | |
| 27 | GTO | Invesco Total Return Bond Et | ETF-Other | 0.78% | — | +1.92% | |
| 28 | MU | Micron Technology INC | Stock-Tech | 0.76% | +0.54% | +20.85% | |
| 29 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 0.70% | +0.66% | +1417.53% | |
| 30 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.68% | — | -8.29% | |
| 31 | FBND | Fidelity Total Bond ETF | ETF-Other | 0.63% | — | -10.48% | |
| 32 | DBEF | Xtrackers Msci Eafe Hedged E | ETF-Other | 0.62% | — | -0.92% | |
| 33 | JBND | Jpmorgan Active Bond ETF | ETF-Other | 0.61% | — | +3.53% | |
| 34 | XSMO | Invesco S&p Smallcap Momentu | ETF-Other | 0.61% | — | -21.35% | |
| 35 | DEI | Douglas Emmett INC | Stock-Other | 0.60% | +0.01% | +0.02% | |
| 36 | HGER | Harbor Commodity All Weather | ETF-Commodities | 0.60% | +0.60% | NEW | |
| 37 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.59% | -0.30% | -28.94% | |
| 38 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.54% | — | -1.76% | |
| 39 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.52% | +0.08% | +11.97% | |
| 40 | AMD | Advanced Micro Devices | Stock-Tech | 0.52% | +0.36% | +41.95% | |
| 41 | FTHI | Fthi/first Trust Exchange-tr | ETF-Other | 0.51% | — | -13.29% | |
| 42 | JIRE | Jpmorgan Int Res Enh Eqty | ETF-Other | 0.49% | +0.20% | +92.82% | |
| 43 | DVYE | Ishares Emerging Markets Div | ETF-Emerging Markets | 0.48% | — | +3.06% | |
| 44 | CGGR | Cap Group Growth Equity | ETF-Other | 0.48% | — | +1.98% | |
| 45 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.46% | — | +1.95% | |
| 46 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.45% | — | +2.03% | |
| 47 | XSVM | Invesco S&p Smallcap Value W | ETF-Other | 0.42% | — | +0.59% | |
| 48 | CAT | Caterpillar INC | Stock-Industrials | 0.41% | +0.10% | +7.96% | |
| 49 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.40% | — | +0.54% | |
| 50 | XOM | Exxon Mobil CORP | Stock-Energy | 0.40% | -0.24% | -6.70% |
Performance for Q3 2026
+2.6%
Performance Last 4 Quarters
+19.9%
Based on 78% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-06-30 | 451 | $1.2B | 30 | |
| 2026-03-31 | 425 | $989.5M | 28 | |
| 2025-12-31 | 380 | $939.8M | 19 | |
| 2025-09-30 | 385 | $903.5M | 42 | |
| 2025-06-30 | 374 | $850.2M | 0 | |
| 2025-03-31 | 379 | $759.2M | 100 | |
| 2024-12-31 | 386 | $830.4M | 0 | |
| 2024-09-30 | 382 | $770.3M | 0 | |
| 2024-06-30 | 372 | $680.2M | 0 | |
| 2024-03-31 | 349 | $608.4M | 0 | |
| 2023-12-31 | 342 | $549.9M | 0 | |
| 2023-09-30 | 324 | $416.0M | 0 | |
| 2023-06-30 | 316 | $403.3M | 0 | |
| 2023-03-31 | 298 | $371.1M | 0 | |
| 2022-12-31 | 293 | $327.5M | 0 | |
| 2022-09-30 | 261 | $277.9M | 0 | |
| 2022-06-30 | 250 | $275.4M | 0 | |
| 2022-03-31 | 243 | $263.3M | 0 | |
| 2021-12-31 | 234 | $264.9M | 0 | |
| 2021-09-30 | 248 | $482.1M | 0 | |
| 2021-06-30 | 251 | $491.8M | 100 | |
| 2021-03-31 | 241 | $442.8M | 55 | |
| 2020-12-31 | 295 | $490.3M | 44 | |
| 2020-09-30 | 205 | $346.4M | 18 | |
| 2020-06-30 | 191 | $308.9M | 78 | |
| 2020-03-31 | 152 | $239.9M | 41 | |
| 2019-12-31 | 157 | $249.8M | 26 | |
| 2019-09-30 | 143 | $221.8M | 20 | |
| 2019-06-30 | 125 | $206.2M | 26 | |
| 2019-03-31 | 109 | $181.5M | 42 | |
| 2018-12-31 | 101 | $147.5M | — |
Cooper Financial Group's most significant position changes for 2026-06-30: New buy: JPM Interntl Value ETF (JIVE); New buy: Cap Group Intl Focus (CGXU); New buy: First Trust Global Tactical (FTGC); New buy: Harbor Commodity All Weather (HGER); New buy: .
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | JIVE | JPM Interntl Value ETF | +1.9% | NEW | New buy |
| 2 | CGXU | Cap Group Intl Focus | +1.9% | NEW | New buy |
| 3 | AVEM | Avantis Emerging Markets Eq | +1% | +118.47% | Add |
| 4 | FTGC | First Trust Global Tactical | +0.9% | NEW | New buy |
| 5 | QQQM | Invesco Nasdaq 100 ETF | +0.7% | +1417.53% | Add |
| 6 | HGER | Harbor Commodity All Weather | +0.6% | NEW | New buy |
| 7 | MU | Micron Technology INC | +0.5% | +20.85% | Add |
| 8 | QQQ | Invesco Qqq Trust Series 1 | +0.5% | +5.81% | Add |
| 9 | FENI | Fidelity Enhanced Intl ETF | +0.4% | +110.57% | Add |
| 10 | AMD | Advanced Micro Devices | +0.4% | +41.95% | Add |
| 11 | AIQ | Global X Art Intel & Tech | +0.3% | +5.31% | Add |
| 12 | ✓ | +0.3% | NEW | New buy | |
| 13 | JIRE | Jpmorgan Int Res Enh Eqty | +0.2% | +92.82% | Add |
| 14 | INTC | Intel CORP | +0.2% | -3.06% | Trim |
| 15 | LRCX | Lam Research CORP | +0.1% | +11.35% | Add |
| 16 | AMAT | Applied Materials INC | +0.1% | +23.40% | Add |
| 17 | CRWD | Crowdstrike Holdings INC - A | +0.1% | +5.94% | Add |
| 18 | CAT | Caterpillar INC | +0.1% | +7.96% | Add |
| 19 | AZN | AstraZeneca PLC | +0.1% | NEW | New buy |
| 20 | PWR | Quanta Services INC | +0.1% | NEW | New buy |
| 21 | DDOG | Datadog INC - Class A | +0.1% | +16.63% | Add |
| 22 | LLY | Eli Lilly & Co | +0.1% | +11.97% | Add |
| 23 | GLW | Corning INC | +0.1% | +9.68% | Add |
| 24 | PANW | Palo Alto Networks INC | +0.1% | -2.84% | Trim |
| 25 | SNOW | Snowflake INC | +0.1% | +14.14% | Add |
| 26 | GOOGL | Alphabet Inc-cl A | 0% | -0.28% | Trim |
| 27 | DEI | Douglas Emmett INC | 0% | +0.02% | Add |
| 28 | VOOG | Vanguard S&p 500 Growth ETF | — | +500.13% | Add |
| 29 | SCHV | Schwab US Large-cap Value | 0% | +6.58% | Add |
| 30 | PAVE | Global X US Infrastructure | 0% | +4.53% | Add |
| 31 | AVGO | Broadcom INC | 0% | -0.97% | Trim |
| 32 | TSLA | Tesla INC | -0.1% | +2.09% | Add |
| 33 | JHML | John Hancock Multi Fact Lrg | -0.1% | -0.64% | Trim |
| 34 | HON | Honeywell International INC | -0.1% | EXIT | Sold out |
| 35 | STOX | Horizon Core Equity ETF | -0.1% | +1.03% | Add |
| 36 | AMZN | Amazon.com INC | -0.2% | -0.08% | Trim |
| 37 | BUFR | Ft Vest Lad Buffervetf-usd I | -0.2% | +2.62% | Add |
| 38 | PVAL | Putnam Focused Lrg Cap Value | -0.2% | -1.53% | Trim |
| 39 | AAPL | Apple INC | -0.2% | +2.16% | Add |
| 40 | IEMG | Ishares Core Msci Emerging | -0.2% | -62.54% | Trim |
| 41 | NFLX | Netflix INC | -0.2% | -21.82% | Trim |
| 42 | IEFA | Ishares Core Msci Eafe ETF | -0.2% | -67.50% | Trim |
| 43 | NVDA | Nvidia CORP | -0.2% | +0.17% | Add |
| 44 | HELO | Jpmorgan Hedged Equity ETF | -0.2% | -30.88% | Trim |
| 45 | XOM | Exxon Mobil CORP | -0.2% | -6.70% | Trim |
| 46 | SPYV | Ss Spdr P S&p 500 Value ETF | -0.3% | -46.01% | Trim |
| 47 | JEPI | Jpmorgan Equity Premium Inco | -0.3% | +6.06% | Add |
| 48 | AFIF | Anfield Universal Fixed Inco | -0.3% | EXIT | Sold out |
| 49 | AVUV | Avantis US Small Cap Value | -0.3% | -28.94% | Trim |
| 50 | BOND | Pimco Active Bond Exchange-t | -0.4% | +9.26% | Add |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-06-30 | 2026-07-08 | 13F-HR | View on EDGAR |
| 2026-03-31 | 2026-04-07 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-08 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-07 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-18 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-12 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-13 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-14 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-15 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-11 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-16 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-13 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-07 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-11 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-13 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-13 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-11 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-25 | Amendment | View on EDGAR |
| 2022-03-31 | 2022-04-12 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-11 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-06 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-12 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-17 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-16 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-09 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-15 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-15 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-07 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-08 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-08 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-15 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-01-17 | 13F-HR | View on EDGAR |
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