CF
Cooper Financial Group — 13F Portfolio Breakdown & Top Holdings (Q3 2026)
Cooper Financial GroupCIK: 0001751581
Diversified strategyMomentum followerSector-focused
Total reported value
$1.3B
Reporting period: 2026-09-30 · Number of holdings: 450
Cooper Financial Group disclosed 450 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $1.3B and a quarterly turnover rate of 16.3%.
Browse other institutions with $1B to $10B AUMBrowse other institutions starting with "C"
Personality snowflake
- Concentration
- 7.36
- Portfolio Stability
- 16.34
- Momentum
- 100
- Sector conviction
- 86.48
- Diversification
- 100
- Sizing Uniformity
- 73.08
Cooper Financial Group's disclosed holdings carry a Herfindahl concentration index of 0.018 — mathematically equivalent to about 54 equally-sized positions, well below its 450 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.69), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 39% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy GBIL
Add MSFT
+9.1% $11.1M
Add NVDA
+5.2% $9.6M
New buy FLRT
Sold out XOM
Trim PAVE
+2.7% -$2.9M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 450 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHV | Schwab US Large-cap Value | ETF-Other | 6.26% | -0.31% | +3.69% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 4.79% | -0.05% | +2.58% | |
| 3 | NVDA | Nvidia CORP | Stock-Tech | 4.56% | +0.61% | +5.20% | |
| 4 | AAPL | Apple Inc | Stock-Tech | 4.14% | +0.24% | -4.18% | |
| 5 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 3.22% | -0.09% | +7.47% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 2.64% | +0.80% | +9.08% | |
| 7 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.49% | +0.24% | +10.27% | |
| 8 | PAVE | Global X US Infrastructure | ETF-Other | 2.47% | -0.35% | +2.67% | |
| 9 | STOX | Horizon Core Equity ETF | ETF-Other | 2.30% | +0.04% | +2.90% | |
| 10 | JIVE | JPM Interntl Value ETF | ETF-Other | 2.18% | +0.25% | +13.57% | |
| 11 | CGXU | Cap Group Intl Focus | ETF-Other | 2.04% | +0.13% | +12.71% | |
| 12 | AVGO | Broadcom Inc | Stock-Tech | 1.86% | -0.14% | +3.76% | |
| 13 | AIQ | Global X Art Intel & Tech | ETF-Tech | 1.84% | -0.04% | +2.71% | |
| 14 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 1.80% | -0.02% | +5.59% | |
| 15 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.75% | -0.14% | +0.04% | |
| 16 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 1.65% | +0.07% | +5.76% | |
| 17 | PVAL | Putnam Focused Lrg Cap Value | ETF-Other | 1.41% | +0.01% | +1.92% | |
| 18 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 1.37% | -0.33% | -15.56% | |
| 19 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 1.36% | -0.13% | -4.31% | |
| 20 | GBIL | Goldman Sachs Access Treasur | ETF-Commodities | 1.21% | +1.21% | NEW | |
| 21 | TSLA | Tesla Inc | Stock-Consumer Disc | 1.01% | -0.30% | -5.00% | |
| 22 | JHML | John Hancock Multi Fact Lrg | ETF-Other | 0.98% | -0.06% | -1.41% | |
| 23 | FTGC | First Trust Global Tactical | ETF-Other | 0.92% | +0.05% | -2.77% | |
| 24 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.87% | -0.05% | -1.15% | |
| 25 | FENI | Fidelity Enhanced Intl ETF | ETF-Other | 0.85% | — | +4.80% | |
| 26 | VOOG | Vanguard S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.80% | -0.01% | -1.48% | |
| 27 | HGER | Harbor Commodity All Weather | ETF-Commodities | 0.76% | +0.16% | +10.65% | |
| 28 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.73% | -0.06% | -0.26% | |
| 29 | MU | Micron Technology Inc | Stock-Tech | 0.71% | -0.05% | +6.16% | |
| 30 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.69% | +0.01% | -17.17% | |
| 31 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 0.68% | -0.02% | +1.08% | |
| 32 | AMD | Advanced Micro Devices | Stock-Tech | 0.67% | +0.15% | +27.82% | |
| 33 | FBND | Fidelity Total Bond ETF | ETF-Other | 0.58% | -0.05% | +1.47% | |
| 34 | DBEF | Xtrackers Msci Eafe Hedged E | ETF-Other | 0.55% | -0.07% | -7.49% | |
| 35 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.55% | -0.04% | +3.30% | |
| 36 | GTO | Invesco Total Return Bond Et | ETF-Other | 0.54% | -0.24% | -23.56% | |
| 37 | FTHI | Fthi/first Trust Exchange-tr | ETF-Other | 0.53% | +0.02% | +9.71% | |
| 38 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.53% | -0.01% | -0.11% | |
| 39 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.53% | +0.01% | +9.52% | |
| 40 | XSMO | Invesco S&p Smallcap Momentu | ETF-Other | 0.52% | -0.09% | +2.78% | |
| 41 | JBND | Jpmorgan Active Bond ETF | ETF-Other | 0.51% | -0.10% | -9.54% | |
| 42 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.50% | +0.05% | +8.18% | |
| 43 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 0.49% | +0.14% | +42.02% | |
| 44 | DEI | Douglas Emmett Inc | Stock-Other | 0.47% | -0.13% | +0.00% | |
| 45 | CGGR | Cap Group Growth Equity | ETF-Other | 0.46% | -0.02% | +0.29% | |
| 46 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.46% | — | +5.68% | |
| 47 | JIRE | Jpmorgan Int Res Enh Eqty | ETF-Other | 0.44% | -0.05% | -5.96% | |
| 48 | FLRT | Pacer Aristotle Pacific Floa | ETF-Other | 0.42% | +0.42% | NEW | |
| 49 | V | Visa Inc-class A Shares | Stock-Financials | 0.42% | +0.06% | +13.91% | |
| 50 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 0.41% | +0.13% | +342.40% |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+3.2%
Performance Last 4 Quarters
+13.1%
- Stdev
- +10.8%
- Beta
- +0.87
- Alpha
- -1.5%
- Max Drawdown
- -7.7%
- Annualized Perf
- +19.4%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +3.86
- Stutzer
- +0.51
- Treynor
- +0.21
- Sterling
- +1.28
- Calmar
- +2.51
- Information Ratio
- -1.69
- Tracking Error
- +2.7%
- Stdev Down
- +4.8%
- Winning Months %
- +63.9%
- Losing Months %
- +36.1%
- Best 12 Months
- +29%
- Worst 12 Months
- +6.1%
- Efficiency Ratio
- +0.71
- Sharpe
- +1.7
- Stdev Sectors
- +13.4%
- Skewness
- +0.16
- Kurtosis
- +0.16
- Upside Potential
- +5.38
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 450 | $1.3B | 16 | ||
| 2026 Q2 | 451 | $1.2B | 30 | ||
| 2026 Q1 | 425 | $989.5M | 28 | ||
| 2025 Q4 | 380 | $939.8M | 19 | ||
| 2025 Q3 | 385 | $903.5M | 42 | ||
| 2025 Q2 | 374 | $850.2M | 0 | ||
| 2025 Q1 | 379 | $759.2M | 100 | ||
| 2024 Q4 | 386 | $830.4M | 0 | ||
| 2024 Q3 | 382 | $770.3M | 0 | ||
| 2024 Q2 | 372 | $680.2M | 0 | ||
| 2024 Q1 | 349 | $608.4M | 0 | ||
| 2023 Q4 | 342 | $549.9M | 0 | ||
| 2023 Q3 | 324 | $416.0M | 0 | ||
| 2023 Q2 | 316 | $403.3M | 0 | ||
| 2023 Q1 | 298 | $371.1M | 0 | ||
| 2022 Q4 | 293 | $327.5M | 0 | ||
| 2022 Q3 | 261 | $277.9M | 0 | ||
| 2022 Q2 | 250 | $275.4M | 0 | ||
| 2022 Q1 | 243 | $263.3M | 0 | ||
| 2021 Q4 | 234 | $264.9M | 0 | ||
| 2021 Q3 | 248 | $482.1M | 0 | ||
| 2021 Q2 | 251 | $491.8M | 100 | ||
| 2021 Q1 | 241 | $442.8M | 55 | ||
| 2020 Q4 | 295 | $490.3M | 44 | ||
| 2020 Q3 | 205 | $346.4M | 18 | ||
| 2020 Q2 | 191 | $308.9M | 78 | ||
| 2020 Q1 | 152 | $239.9M | 41 | ||
| 2019 Q4 | 157 | $249.8M | 26 | ||
| 2019 Q3 | 143 | $221.8M | 20 | ||
| 2019 Q2 | 125 | $206.2M | 26 | ||
| 2019 Q1 | 109 | $181.5M | 42 | ||
| 2018 Q4 | 101 | $147.5M | — |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Cooper Financial Group's most significant position changes for 2026-09-30: New buy: Goldman Sachs Access Treasur (GBIL); New buy: Pacer Aristotle Pacific Floa (FLRT); Sold out: Exxon Mobil CORP (XOM); New buy: Dimensional International Va (DFIV); New buy: Imgp Dbi Managed Futures Str (DBMF).
Showing top 200 changes by size (of 481 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | GBIL | Goldman Sachs Access Treasur | +1.2% | NEW | New buy |
| 2 | MSFT | Microsoft CORP | +0.8% | +9.08% | Add |
| 3 | NVDA | Nvidia CORP | +0.6% | +5.20% | Add |
| 4 | FLRT | Pacer Aristotle Pacific Floa | +0.4% | NEW | New buy |
| 5 | DFIV | Dimensional International Va | +0.3% | NEW | New buy |
| 6 | DBMF | Imgp Dbi Managed Futures Str | +0.3% | NEW | New buy |
| 7 | JIVE | JPM Interntl Value ETF | +0.3% | +13.57% | Add |
| 8 | AAPL | Apple Inc | +0.2% | -4.18% | Trim |
| 9 | AMZN | Amazon.com Inc | +0.2% | +10.27% | Add |
| 10 | HGER | Harbor Commodity All Weather | +0.2% | +10.65% | Add |
| 11 | AMD | Advanced Micro Devices | +0.2% | +27.82% | Add |
| 12 | IWY | Ishares Russell Top 200 Grow | +0.1% | +42.02% | Add |
| 13 | CGXU | Cap Group Intl Focus | +0.1% | +12.71% | Add |
| 14 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | +342.40% | Add |
| 15 | PANW | Palo Alto Networks Inc | +0.1% | +32.62% | Add |
| 16 | PLTR | Palantir Technologies Inc-a | +0.1% | +21.25% | Add |
| 17 | JPM | Jpmorgan Chase & Co | +0.1% | +34.51% | Add |
| 18 | IDV | Ishares International Select | +0.1% | +44.02% | Add |
| 19 | SGOL | Abrdn Physical Gold Shares | +0.1% | +74.14% | Add |
| 20 | ✓ | +0.1% | +133.12% | Add | |
| 21 | BUFR | Ft Vest Lad Buffervetf-usd I | +0.1% | +5.76% | Add |
| 22 | CGDV | Cap Group Dividend Value | +0.1% | +32.85% | Add |
| 23 | JNJ | Johnson & Johnson | +0.1% | +29.92% | Add |
| 24 | DFAC | Dimensional US Core Equity 2 | +0.1% | +75.95% | Add |
| 25 | V | Visa Inc-class A Shares | +0.1% | +13.91% | Add |
| 26 | DELL | Dell Technologies -c | +0.1% | +103.40% | Add |
| 27 | EVSM | Eaton Vance Shrt Dur Muni | +0.1% | NEW | New buy |
| 28 | ABNB | Airbnb Inc-class A | +0.1% | NEW | New buy |
| 29 | VLO | Valero Energy CORP | +0.1% | +34.51% | Add |
| 30 | FTGC | First Trust Global Tactical | +0.1% | -2.77% | Trim |
| 31 | SCHG | Schwab US Large-cap Growth | +0.1% | +8.18% | Add |
| 32 | ABBV | Abbvie Inc | +0.1% | +23.00% | Add |
| 33 | CVX | Chevron CORP | +0.1% | +1.78% | Add |
| 34 | SARO | Standardaero Inc | +0.1% | NEW | New buy |
| 35 | CGHM | Cap Group Muni High-income | +0.1% | NEW | New buy |
| 36 | STOX | Horizon Core Equity ETF | 0% | +2.90% | Add |
| 37 | SHOP | Shopify Inc - Class A | 0% | +19.24% | Add |
| 38 | VGT | Vanguard Info Tech ETF | 0% | +122.01% | Add |
| 39 | AIG | American International Group | 0% | NEW | New buy |
| 40 | BAC | Bank Of America CORP | 0% | +43.05% | Add |
| 41 | TMO | Thermo Fisher Scientific Inc | 0% | +1.25% | Add |
| 42 | CRM | Salesforce Inc | 0% | +4.34% | Add |
| 43 | GROZ | Zacks Focus Growth ETF | 0% | NEW | New buy |
| 44 | MA | Mastercard Inc - A | 0% | +16.22% | Add |
| 45 | ANET | Arista Networks Inc | 0% | +5.31% | Add |
| 46 | MRVL | Marvell Technology Inc | 0% | +82.95% | Add |
| 47 | NOW | Servicenow Inc | 0% | -4.08% | Trim |
| 48 | PAAA | Pgim Aaa Clo ETF | 0% | +21.31% | Add |
| 49 | MINT | Pimco Enhanced Short Maturit | 0% | +49.30% | Add |
| 50 | FPE | Ft-preferred Secur & Inc ETF | 0% | NEW | New buy |
1–50 of 200
Filing History
FAQ
What is Cooper Financial Group and what type of investor is it?
Cooper Financial Group is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $1.3B, spread across 450 disclosed positions.
What are Cooper Financial Group's largest equity positions?
Based on the latest 13F filing, Cooper Financial Group's top holdings by market value are:
1. Schwab US Large-cap Value (SCHV) — $78.6M (6.3%)
2. Invesco Qqq Trust Series 1 (QQQ) — $60.2M (4.8%)
3. Nvidia CORP (NVDA) — $57.2M (4.6%)
4. Apple Inc (AAPL) — $51.9M (4.1%)
5. Pimco Active Bond Exchange-t (BOND) — $40.5M (3.2%)
What changes did Cooper Financial Group make in its most recent portfolio filing?
In the latest reported quarter, Cooper Financial Group made 200 notable position adjustments: 32 new positions were initiated, 71 existing holdings were added to, 65 positions were partially reduced, and 32 were completely exited. The largest of these moves: New buy: Goldman Sachs Access Treasur (GBIL); New buy: Pacer Aristotle Pacific Floa (FLRT); Sold out: Exxon Mobil CORP (XOM); New buy: Dimensional International Va (DFIV); New buy: Imgp Dbi Managed Futures Str (DBMF)
What sectors does Cooper Financial Group focus on?
Cooper Financial Group is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 50.0%
• Consumer Discretionary: 11.3%
• Communication Services: 9.4%
• Health Care: 7.8%
• Financials: 7.0%
• Industrials: 6.2%
Investment Profile
Cooper Financial Group returned an annualized 19.4% over the trailing 36 months — underperforming the S&P 500 by 1.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.87 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 50.0% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 42 to 16 over the past 4 quarters — a shift toward longer holding periods.
It has added to its QQQ position over the past two quarters (+$16.9M, now $60.2M), while trimming SPYV over the same stretch (-$2.0M, still holding $2.7M).
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Developer Access
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