Summit Wealth & Retirement Planning, INC. — Q3 2019 13F Holdings

Name: Summit Wealth & Retirement Planning, INC. — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001766995

Total reported value

$419.1M

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SCHG	Schwab US Large-cap Growth	ETF-Other	11.81%	-1.19%	+1.54%
2	SCHV	Schwab US Large-cap Value	ETF-Other	7.83%	+0.65%	+2.07%
3	SCHF	Schwab Intl Equity ETF	ETF-Other	7.20%	-1.56%	-0.67%
4	SCHM	Schwab US Mid Cap ETF	ETF-Other	5.63%	—	+2.42%
5	SCHA	Schwab US Small-cap ETF	ETF-Other	3.97%	+0.23%	+2.30%
6	GLTR	Abrdn Precious Metals Basket	ETF-Other	3.38%	-0.10%	+5.76%
7	MUB	Ishares National Muni Bond E	ETF-Other	2.49%	—	+5.78%
8	SYLD	Cambria Shareholder Yield Et	ETF-Other	2.49%	+0.05%	+4.93%
9	PZA	Invesco National Amt-free Mu	ETF-Other	2.02%	—	+1.11%
10	TDTT	Flexshares Iboxx 3-year Targ	ETF-Other	1.99%	—	+4.10%
11	MCD	Mcdonald's CORP	Stock-Consumer Disc	1.62%	—	-1.53%
12	HYEM	Vaneck Emrg Mkts Hi Yld	ETF-Other	1.41%	—	+16.20%
13	PWZ	Invesco California Amt-free	ETF-Other	1.39%	—	-5.78%
14	CAT	Caterpillar INC	Stock-Industrials	1.35%	—	—
15	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.32%	—	-4.15%
16	MMM	3m Co	Stock-Industrials	1.30%	—	—
17	SCHB	Schwab US Broad Market ETF	ETF-Other	1.18%	-0.05%	-32.52%
18	AAPL	Apple INC	Stock-Tech	1.16%	-0.09%	-26.11%
19	SCHH	Schwab US Reit ETF	ETF-Other	1.12%	—	+0.24%
20	CVX	Chevron CORP	Stock-Energy	1.07%	+0.07%	NEW
21	IBM	Intl Business Machines CORP	Stock-Tech	1.04%	-0.05%	EXIT
22	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	1.03%	—	+7.56%
23	EMLC	Vaneck JPM Em Local Curr Bnd	ETF-Other	0.99%	—	+60.63%
24	MSFT	Microsoft CORP	Stock-Tech	0.98%	-0.24%	-1.68%
25	IGHG	Proshares Ig Hedged	ETF-Other	0.95%	—	-0.18%
26	SHYG	Ishares 0-5 Yr Hy CORP Bond	ETF-Corp Bonds	0.89%	—	-0.41%
27	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.86%	-0.08%	-0.51%
28	MRK	Merck & Co. INC.	Stock-Healthcare	0.82%	—	-2.99%
29	CMF	Ishares California Muni Bond	ETF-Other	0.82%	—	—
30	CI	THE Cigna Group	Stock-Healthcare	0.78%	—	-5.59%
31	RDS-A	Shell Plc-spon Adr-a	Stock-Other	0.77%	—	-0.60%
32	T	At&t INC	Stock-Comm Services	0.77%	—	-9.25%
33	SHYD	Vaneck Sh Hi Yld Muni	ETF-Other	0.76%	—	+12.82%
34	HYMB	Ss Spdr N Ice Hy Muni ETF	ETF-Other	0.76%	—	+1.70%
35	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.66%	—	—
36	IWF	Ishares Russell 1000 Growth	ETF-Other	0.61%	-0.11%	-5.58%
37	SCHD	Schwab US Dvd Equity ETF	ETF-Other	0.60%	—	-14.37%
38	HYD	Vaneck High Yield Muni ETF	ETF-High Yield	0.59%	—	—
39	VICI	Vici Properties INC	Stock-Real Estate	0.58%	—	—
40	DIS	Walt Disney Co/the	Stock-Comm Services	0.57%	—	-6.19%
41	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.57%	—	-1.12%
42	IWV	Ishares Russell 3000 ETF	ETF-Other	0.57%	—	—
43	VOD	Vodafone Group Plc-sp Adr	Stock-Comm Services	0.56%	—	+13.02%
44	HYGH	Ishares Int Rate Hedg Hy ETF	ETF-Other	0.55%	—	—
45	VZ	Verizon Communications INC	Stock-Comm Services	0.55%	—	+0.03%
46	AMZN	Amazon.com INC	Stock-Consumer Disc	0.54%	-0.04%	+1.97%
47	PEP	Pepsico INC	Stock-Consumer Staples	0.54%	—	—
48	IWD	Ishares Russell 1000 Value E	ETF-Other	0.53%	—	-6.86%
49	✓		Stock-Other	0.52%	—	+7.14%
50	✓	Mylan N V	Stock-Other	0.47%	—	+4.35%

1–50 of 118

Holding changes this quarter

Position changes disclosed by Summit Wealth & Retirement Planning, INC. for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHG	Schwab US Large-cap Growth	+0.7%	+1.54%	Add
2	SCHV	Schwab US Large-cap Value	+0.5%	+2.07%	Add
3	GLTR	Abrdn Precious Metals Basket	+0.5%	+5.76%	Add
4	EMLC	Vaneck JPM Em Local Curr Bnd	+0.4%	+60.63%	Add
5	SCHM	Schwab US Mid Cap ETF	+0.3%	+2.42%	Add
6	MUB	Ishares National Muni Bond E	+0.2%	+5.78%	Add
7	SYLD	Cambria Shareholder Yield Et	+0.2%	+4.93%	Add
8	HYEM	Vaneck Emrg Mkts Hi Yld	+0.2%	+16.20%	Add
9	VOD	Vodafone Group Plc-sp Adr	+0.2%	+13.02%	Add
10	PG	Procter & Gamble Co/the	+0.2%	-4.15%	Trim
11	SCHF	Schwab Intl Equity ETF	+0.1%	-0.67%	Trim
12	GOOGL	Alphabet Inc-cl A	+0.1%	-0.51%	Trim
13	SHYD	Vaneck Sh Hi Yld Muni	+0.1%	+12.82%	Add
14	EMB	Ishares Jp Morgan Usd Emergi	+0.1%	+7.56%	Add
15	SCHD	Schwab US Dvd Equity ETF	-0.1%	-14.37%	Trim
16	CI	THE Cigna Group	-0.1%	-5.59%	Trim
17	CAT	Caterpillar INC	-0.1%	—	Unchanged
18	CVX	Chevron CORP	-0.1%	-4.45%	Trim
19	RDS-A	Shell Plc-spon Adr-a	-0.1%	-0.60%	Trim
20	DIS	Walt Disney Co/the	-0.1%	-6.19%	Trim
21	SPOT	Spotify Technology S.A.	-0.1%	-1.52%	Trim
22	2655787D	Blueprint Medicines CORP	-0.1%	—	Unchanged
23	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.1%	-24.39%	Trim
24	AEP	American Electric Power Company, Inc.	-0.1%	-1.12%	Trim
25	VST	Vistra CORP	-0.1%	-33.24%	Trim
26	DXC	Dxc Technology Co	-0.2%	-1.85%	Trim
27	BE	Bloom Energy Corp- A	-0.2%	+2.99%	Add
28	AAPL	Apple INC	-0.2%	-26.11%	Trim
29	SRPT	Sarepta Therapeutics INC	-0.3%	-0.33%	Trim
30	IWB	Ishares Russell 1000 ETF	-0.3%	-68.16%	Trim
31	SCHB	Schwab US Broad Market ETF	-0.5%	-32.52%	Trim
32	JPM	Jpmorgan Chase & Co	-0.8%	-75.94%	Trim
33	VICI	Vici Properties INC	—	NEW	New buy
34	CRM	Salesforce INC	—	NEW	New buy
35	IQ	Iqiyi Inc-adr	—	EXIT	Sold out
36	ZTO	Zto Express Cayman Inc-adr	—	EXIT	Sold out
37	DIA	Ss Spdr Dow Jones Indus Avg	—	EXIT	Sold out
38	WDC	Western Digital CORP	—	EXIT	Sold out
39	RAMP	Liveramp Holdings INC	—	NEW	New buy
40	CAPL	Crossamerica Partners LP	—	EXIT	Sold out
41	QQQ	Invesco Qqq Trust Series 1	—	EXIT	Sold out
42	FLR	Fluor CORP	—	EXIT	Sold out
43	SHLXUSD	Shell Midstream Partners LP	—	EXIT	Sold out
44	LLY	Eli Lilly & Co	—	EXIT	Sold out
45	CSCO	Cisco Systems INC	—	EXIT	Sold out
46	KWEB	Kranesh Csi China Internet	—	EXIT	Sold out
47	HRB	H&r Block INC	—	EXIT	Sold out
48	MAR	Marriott International -cl A	—	EXIT	Sold out
49	META	Meta Platforms Inc-class A	—	EXIT	Sold out
50	BAC	Bank Of America CORP	—	EXIT	Sold out

Summit Wealth & Retirement Planning, INC. — Q3 2019 13F Holdings

CIK: 0001766995

Total reported value

$419.1M

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SCHG	Schwab US Large-cap Growth	ETF-Other	11.81%	-1.19%	+1.54%
2	SCHV	Schwab US Large-cap Value	ETF-Other	7.83%	+0.65%	+2.07%
3	SCHF	Schwab Intl Equity ETF	ETF-Other	7.20%	-1.56%	-0.67%
4	SCHM	Schwab US Mid Cap ETF	ETF-Other	5.63%	—	+2.42%
5	SCHA	Schwab US Small-cap ETF	ETF-Other	3.97%	+0.23%	+2.30%
6	GLTR	Abrdn Precious Metals Basket	ETF-Other	3.38%	-0.10%	+5.76%
7	MUB	Ishares National Muni Bond E	ETF-Other	2.49%	—	+5.78%
8	SYLD	Cambria Shareholder Yield Et	ETF-Other	2.49%	+0.05%	+4.93%
9	PZA	Invesco National Amt-free Mu	ETF-Other	2.02%	—	+1.11%
10	TDTT	Flexshares Iboxx 3-year Targ	ETF-Other	1.99%	—	+4.10%
11	MCD	Mcdonald's CORP	Stock-Consumer Disc	1.62%	—	-1.53%
12	HYEM	Vaneck Emrg Mkts Hi Yld	ETF-Other	1.41%	—	+16.20%
13	PWZ	Invesco California Amt-free	ETF-Other	1.39%	—	-5.78%
14	CAT	Caterpillar INC	Stock-Industrials	1.35%	—	—
15	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.32%	—	-4.15%
16	MMM	3m Co	Stock-Industrials	1.30%	—	—
17	SCHB	Schwab US Broad Market ETF	ETF-Other	1.18%	-0.05%	-32.52%
18	AAPL	Apple INC	Stock-Tech	1.16%	-0.09%	-26.11%
19	SCHH	Schwab US Reit ETF	ETF-Other	1.12%	—	+0.24%
20	CVX	Chevron CORP	Stock-Energy	1.07%	+0.07%	NEW
21	IBM	Intl Business Machines CORP	Stock-Tech	1.04%	-0.05%	EXIT
22	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	1.03%	—	+7.56%
23	EMLC	Vaneck JPM Em Local Curr Bnd	ETF-Other	0.99%	—	+60.63%
24	MSFT	Microsoft CORP	Stock-Tech	0.98%	-0.24%	-1.68%
25	IGHG	Proshares Ig Hedged	ETF-Other	0.95%	—	-0.18%
26	SHYG	Ishares 0-5 Yr Hy CORP Bond	ETF-Corp Bonds	0.89%	—	-0.41%
27	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.86%	-0.08%	-0.51%
28	MRK	Merck & Co. INC.	Stock-Healthcare	0.82%	—	-2.99%
29	CMF	Ishares California Muni Bond	ETF-Other	0.82%	—	—
30	CI	THE Cigna Group	Stock-Healthcare	0.78%	—	-5.59%
31	RDS-A	Shell Plc-spon Adr-a	Stock-Other	0.77%	—	-0.60%
32	T	At&t INC	Stock-Comm Services	0.77%	—	-9.25%
33	SHYD	Vaneck Sh Hi Yld Muni	ETF-Other	0.76%	—	+12.82%
34	HYMB	Ss Spdr N Ice Hy Muni ETF	ETF-Other	0.76%	—	+1.70%
35	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.66%	—	—
36	IWF	Ishares Russell 1000 Growth	ETF-Other	0.61%	-0.11%	-5.58%
37	SCHD	Schwab US Dvd Equity ETF	ETF-Other	0.60%	—	-14.37%
38	HYD	Vaneck High Yield Muni ETF	ETF-High Yield	0.59%	—	—
39	VICI	Vici Properties INC	Stock-Real Estate	0.58%	—	—
40	DIS	Walt Disney Co/the	Stock-Comm Services	0.57%	—	-6.19%
41	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.57%	—	-1.12%
42	IWV	Ishares Russell 3000 ETF	ETF-Other	0.57%	—	—
43	VOD	Vodafone Group Plc-sp Adr	Stock-Comm Services	0.56%	—	+13.02%
44	HYGH	Ishares Int Rate Hedg Hy ETF	ETF-Other	0.55%	—	—
45	VZ	Verizon Communications INC	Stock-Comm Services	0.55%	—	+0.03%
46	AMZN	Amazon.com INC	Stock-Consumer Disc	0.54%	-0.04%	+1.97%
47	PEP	Pepsico INC	Stock-Consumer Staples	0.54%	—	—
48	IWD	Ishares Russell 1000 Value E	ETF-Other	0.53%	—	-6.86%
49	✓		Stock-Other	0.52%	—	+7.14%
50	✓	Mylan N V	Stock-Other	0.47%	—	+4.35%

1–50 of 118

Holding changes this quarter

Position changes disclosed by Summit Wealth & Retirement Planning, INC. for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHG	Schwab US Large-cap Growth	+0.7%	+1.54%	Add
2	SCHV	Schwab US Large-cap Value	+0.5%	+2.07%	Add
3	GLTR	Abrdn Precious Metals Basket	+0.5%	+5.76%	Add
4	EMLC	Vaneck JPM Em Local Curr Bnd	+0.4%	+60.63%	Add
5	SCHM	Schwab US Mid Cap ETF	+0.3%	+2.42%	Add
6	MUB	Ishares National Muni Bond E	+0.2%	+5.78%	Add
7	SYLD	Cambria Shareholder Yield Et	+0.2%	+4.93%	Add
8	HYEM	Vaneck Emrg Mkts Hi Yld	+0.2%	+16.20%	Add
9	VOD	Vodafone Group Plc-sp Adr	+0.2%	+13.02%	Add
10	PG	Procter & Gamble Co/the	+0.2%	-4.15%	Trim
11	SCHF	Schwab Intl Equity ETF	+0.1%	-0.67%	Trim
12	GOOGL	Alphabet Inc-cl A	+0.1%	-0.51%	Trim
13	SHYD	Vaneck Sh Hi Yld Muni	+0.1%	+12.82%	Add
14	EMB	Ishares Jp Morgan Usd Emergi	+0.1%	+7.56%	Add
15	SCHD	Schwab US Dvd Equity ETF	-0.1%	-14.37%	Trim
16	CI	THE Cigna Group	-0.1%	-5.59%	Trim
17	CAT	Caterpillar INC	-0.1%	—	Unchanged
18	CVX	Chevron CORP	-0.1%	-4.45%	Trim
19	RDS-A	Shell Plc-spon Adr-a	-0.1%	-0.60%	Trim
20	DIS	Walt Disney Co/the	-0.1%	-6.19%	Trim
21	SPOT	Spotify Technology S.A.	-0.1%	-1.52%	Trim
22	2655787D	Blueprint Medicines CORP	-0.1%	—	Unchanged
23	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.1%	-24.39%	Trim
24	AEP	American Electric Power Company, Inc.	-0.1%	-1.12%	Trim
25	VST	Vistra CORP	-0.1%	-33.24%	Trim
26	DXC	Dxc Technology Co	-0.2%	-1.85%	Trim
27	BE	Bloom Energy Corp- A	-0.2%	+2.99%	Add
28	AAPL	Apple INC	-0.2%	-26.11%	Trim
29	SRPT	Sarepta Therapeutics INC	-0.3%	-0.33%	Trim
30	IWB	Ishares Russell 1000 ETF	-0.3%	-68.16%	Trim
31	SCHB	Schwab US Broad Market ETF	-0.5%	-32.52%	Trim
32	JPM	Jpmorgan Chase & Co	-0.8%	-75.94%	Trim
33	VICI	Vici Properties INC	—	NEW	New buy
34	CRM	Salesforce INC	—	NEW	New buy
35	IQ	Iqiyi Inc-adr	—	EXIT	Sold out
36	ZTO	Zto Express Cayman Inc-adr	—	EXIT	Sold out
37	DIA	Ss Spdr Dow Jones Indus Avg	—	EXIT	Sold out
38	WDC	Western Digital CORP	—	EXIT	Sold out
39	RAMP	Liveramp Holdings INC	—	NEW	New buy
40	CAPL	Crossamerica Partners LP	—	EXIT	Sold out
41	QQQ	Invesco Qqq Trust Series 1	—	EXIT	Sold out
42	FLR	Fluor CORP	—	EXIT	Sold out
43	SHLXUSD	Shell Midstream Partners LP	—	EXIT	Sold out
44	LLY	Eli Lilly & Co	—	EXIT	Sold out
45	CSCO	Cisco Systems INC	—	EXIT	Sold out
46	KWEB	Kranesh Csi China Internet	—	EXIT	Sold out
47	HRB	H&r Block INC	—	EXIT	Sold out
48	MAR	Marriott International -cl A	—	EXIT	Sold out
49	META	Meta Platforms Inc-class A	—	EXIT	Sold out
50	BAC	Bank Of America CORP	—	EXIT	Sold out