SC
Summit Capital Management LLC Historical SEC 13F Holdings & Archive (Q1 2016)
Summit Capital Management LLCCIK: 0001056868
Diversified strategySector-focusedMomentum follower
Total reported value
$221.1M
Reporting period: 2016-03-31 · Number of holdings: 63
SUMMIT CAPITAL MANAGEMENT LLC disclosed 63 holdings in its latest 13F filing for the period ending 2016-03-31, with total reported value of $221.1M and a quarterly turnover rate of 21.9%.
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Personality snowflake
- Concentration
- 20.05
- Portfolio Stability
- 21.93
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 85.19
Summit Capital Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.050 — mathematically equivalent to about 20 equally-sized positions, well below its 63 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.48), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 30% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim UPS
-95.1% -$8.5M
Trim 74348t102
-83.7% -$3.6M
Add MSFT
-1.2% -$498.0K
Add 81369y407
+2.8% $530.0K
Add EFC
+82.2% $1.5M
Add 28849p100
-15.5% $1.1M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | Stock-Tech | 13.30% | +1.20% | -1.22% | |
| 2 | AMGN | Amgen Inc | Stock-Healthcare | 10.39% | — | +7.99% | |
| 3 | ✓ | Stock-Other | 6.16% | +0.86% | +2.81% | ||
| 4 | ✓ | Powershares Qqq Trust Ser 1 | Stock-Other | 6.08% | — | +2.18% | |
| 5 | ✓ | Stock-Other | 5.99% | +0.27% | +2.36% | ||
| 6 | ✓ | Spdr Series Trust | Stock-Other | 2.88% | +0.40% | +3.47% | |
| 7 | USB | US Bancorp | Stock-Financials | 2.76% | +0.16% | -0.02% | |
| 8 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 2.67% | +0.11% | -8.39% | |
| 9 | IBB | Ishares Biotechnology ETF | ETF-Tech | 2.62% | -0.46% | -1.32% | |
| 10 | VOD | Vodafone Group Plc-sp Adr | Stock-Comm Services | 2.59% | +0.70% | +23.66% | |
| 11 | DEO | Diageo Plc-sponsored Adr | Stock-Consumer Staples | 2.50% | +0.49% | +12.93% | |
| 12 | ✓ | Powershares ETF Trust | ETF-Other | 2.45% | -0.14% | -1.44% | |
| 13 | VGK | Vanguard Ftse Europe ETF | ETF-Other | 2.40% | — | -8.11% | |
| 14 | ✓ | Ellie Mae Inc | Stock-Other | 2.39% | +0.71% | -15.46% | |
| 15 | ✓ | Volt Information Scien Com | Stock-Other | 2.01% | +0.05% | -0.53% | |
| 16 | HL | Hecla Mining Co | Stock-Materials | 1.99% | +0.70% | -6.56% | |
| 17 | PCH | Potlatchdeltic CORP | Stock-Other | 1.96% | -0.04% | -15.82% | |
| 18 | OXY | Occidental Petroleum CORP | Stock-Energy | 1.95% | — | +0.45% | |
| 19 | XOM | Exxon Mobil CORP | Stock-Energy | 1.92% | — | -5.48% | |
| 20 | MDXG | Mimedx Group Inc | Stock-Other | 1.89% | +0.06% | -1.10% | |
| 21 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.89% | — | -2.72% | |
| 22 | EFC | Ellington Financial Inc. | Stock-Other | 1.44% | +0.76% | +82.23% | |
| 23 | ✓ | Hertz Global Holdings Inc | Stock-Other | 1.28% | -0.32% | -3.67% | |
| 24 | SGOL | abrdn Physical Gold Shares ETF | ETF-Commodities | 1.27% | — | -2.13% | |
| 25 | XLE | Ss Energy Select Sector | ETF-Other | 1.22% | — | +2.92% | |
| 26 | WY | Weyerhaeuser Co | Stock-Real Estate | 1.13% | +0.33% | +21.61% | |
| 27 | ✓ | Stock-Other | 1.13% | +1.13% | NEW | ||
| 28 | ✓ | Xplore Technologies CORP | Stock-Other | 1.06% | -0.31% | +1.93% | |
| 29 | PCAR | Paccar Inc | Stock-Industrials | 1.06% | — | -13.58% | |
| 30 | KRE | Ss Spdr S&p Regional Bank | ETF-Other | 1.04% | -0.01% | -1.43% | |
| 31 | AB | AllianceBernstein Holding L.P. | Stock-Other | 0.89% | — | -3.13% | |
| 32 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.87% | -0.02% | -13.56% | |
| 33 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.82% | — | -1.16% | |
| 34 | APC3EUR | Anadarko Petroleum CORP | Stock-Other | 0.81% | -0.09% | -15.79% | |
| 35 | 9990302D | Apache CORP | Stock-Other | 0.71% | — | -4.03% | |
| 36 | AAPL | Apple Inc | Stock-Tech | 0.63% | +0.50% | +296.86% | |
| 37 | TLT | iShares 20+ Year Treasury Bond ETF | ETF-Gov Bonds | 0.59% | -0.04% | -18.04% | |
| 38 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.56% | -0.07% | -26.54% | |
| 39 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.52% | — | -4.52% | |
| 40 | ✓ | Pimco Dynamic Cr Income Fd | Stock-Other | 0.51% | — | -1.69% | |
| 41 | CHI | Calamos Convert Opport & Inc | Stock-Other | 0.46% | +0.25% | +108.38% | |
| 42 | ✓ | Coca Cola Enterprises Inc Ne | Stock-Other | 0.41% | — | — | |
| 43 | ✓ | Prospect Cap CORP | Stock-Other | 0.33% | -1.42% | -83.73% | |
| 44 | EXE 6.25 01-15-18 BBond | Southwestern Energy Co | Bond | 0.32% | -0.21% | -49.84% | |
| 45 | ✓ | Stock-Other | 0.27% | +0.27% | NEW | ||
| 46 | ✓ | PIMCO Dynamic Income | Stock-Other | 0.25% | — | +3.37% | |
| 47 | ✓ | Blackstone Financial (bgb) | Stock-Other | 0.23% | — | -1.71% | |
| 48 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.22% | -3.41% | -95.10% | |
| 49 | ✓ | Numerex | Stock-Other | 0.20% | — | -3.89% | |
| 50 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.20% | — | — |
1–50 of 63
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Summit Capital Management LLC's most significant position changes for 2016-03-31: New buy: ; Sold out: Covanta Holding Corp.; Sold out: Invesco Solar ETF (TAN); Sold out: Dolphin Capital Investors; Sold out: .
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | +1.2% | -1.22% | Trim |
| 2 | ✓ | +0.9% | +2.81% | Add | |
| 3 | EFC | Ellington Financial Inc. | +0.8% | +82.23% | Add |
| 4 | ✓ | Ellie Mae Inc | +0.7% | -15.46% | Trim |
| 5 | HL | Hecla Mining Co | +0.7% | -6.56% | Trim |
| 6 | VOD | Vodafone Group Plc-sp Adr | +0.7% | +23.66% | Add |
| 7 | AAPL | Apple Inc | +0.5% | +296.86% | Add |
| 8 | DEO | Diageo Plc-sponsored Adr | +0.5% | +12.93% | Add |
| 9 | ✓ | Spdr Series Trust | +0.4% | +3.47% | Add |
| 10 | WY | Weyerhaeuser Co | +0.3% | +21.61% | Add |
| 11 | ✓ | +0.3% | +2.36% | Add | |
| 12 | CHI | Calamos Convert Opport & Inc | +0.3% | +108.38% | Add |
| 13 | USB | US Bancorp | +0.2% | -0.02% | Trim |
| 14 | AEP | American Electric Power Company, Inc. | +0.1% | -8.39% | Trim |
| 15 | MDXG | Mimedx Group Inc | +0.1% | -1.10% | Trim |
| 16 | ✓ | Volt Information Scien Com | +0.1% | -0.53% | Trim |
| 17 | VGK | Vanguard Ftse Europe ETF | — | -8.11% | Trim |
| 18 | KRE | Ss Spdr S&p Regional Bank | 0% | -1.43% | Trim |
| 19 | IVV | Ishares Core S&p 500 ETF | 0% | -13.56% | Trim |
| 20 | PCH | Potlatchdeltic CORP | 0% | -15.82% | Trim |
| 21 | TLT | iShares 20+ Year Treasury Bond ETF | 0% | -18.04% | Trim |
| 22 | DVY | Ishares Select Dividend ETF | -0.1% | -26.54% | Trim |
| 23 | APC3EUR | Anadarko Petroleum CORP | -0.1% | -15.79% | Trim |
| 24 | ✓ | Powershares ETF Trust | -0.1% | -1.44% | Trim |
| 25 | EXE 6.25 01-15-18 BBond | Southwestern Energy Co | -0.2% | -49.84% | Trim |
| 26 | ✓ | Xplore Technologies CORP | -0.3% | +1.93% | Add |
| 27 | ✓ | Hertz Global Holdings Inc | -0.3% | -3.67% | Trim |
| 28 | ✓ | Enphase Energy Inc Com | -0.4% | -93.75% | Trim |
| 29 | IBB | Ishares Biotechnology ETF | -0.5% | -1.32% | Trim |
| 30 | ✓ | Prospect Cap CORP | -1.4% | -83.73% | Trim |
| 31 | UPS | United Parcel Service-cl B | -3.4% | -95.10% | Trim |
| 32 | ✓ | — | NEW | New buy | |
| 33 | ✓ | Covanta Holding Corp. | — | EXIT | Sold out |
| 34 | TAN | Invesco Solar ETF | — | EXIT | Sold out |
| 35 | ✓ | Dolphin Capital Investors | — | EXIT | Sold out |
| 36 | ✓ | — | EXIT | Sold out | |
| 37 | ✓ | Wisdomtree Tr Intl Divid Ex Finls (doo) | — | EXIT | Sold out |
| 38 | ✓ | — | EXIT | Sold out | |
| 39 | IWM | Ishares Russell 2000 ETF | — | EXIT | Sold out |
| 40 | ✓ | Zweig Total Return Fd Inc | — | EXIT | Sold out |
| 41 | MFIN | Medallion Financial CORP | — | EXIT | Sold out |
| 42 | ✓ | — | EXIT | Sold out | |
| 43 | ✓ | — | NEW | New buy | |
| 44 | GDL | Gdl Fund | — | EXIT | Sold out |
| 45 | ✓ | Eaton Vance LTD Duration Inc (evv) | — | EXIT | Sold out |
| 46 | ✓ | First Tr Ise Revere Nat Gas | — | EXIT | Sold out |
| 47 | FCG | First Trust Natural Gas ETF | — | NEW | New buy |
| 48 | EQR | Equity Residential | — | EXIT | Sold out |
| 49 | ✓ | — | NEW | New buy | |
| 50 | IDV | Ishares International Select | — | EXIT | Sold out |
Filing History
FAQ
What is Summit Capital Management LLC and what type of investor is it?
Summit Capital Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2016-03-31), the firm manages a tracked equity portfolio valued at approximately $221.1M, spread across 63 disclosed positions.
What are Summit Capital Management LLC's largest equity positions?
Based on the latest 13F filing, Summit Capital Management LLC's top holdings by market value are:
1. Microsoft CORP (MSFT) — $29.4M (13.3%)
2. Amgen Inc (AMGN) — $23.0M (10.4%)
3. — $13.6M (6.2%)
4. Powershares Qqq Trust Ser 1 — $13.5M (6.1%)
5. — $13.3M (6.0%)
What changes did Summit Capital Management LLC make in its most recent portfolio filing?
In the latest reported quarter, Summit Capital Management LLC made 50 notable position adjustments: 4 new positions were initiated, 10 existing holdings were added to, 21 positions were partially reduced, and 15 were completely exited. The largest of these moves: New buy: ; Sold out: Covanta Holding Corp.; Sold out: Invesco Solar ETF (TAN); Sold out: Dolphin Capital Investors; Sold out:
What sectors does Summit Capital Management LLC focus on?
Summit Capital Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 45.7%
• Health Care: 34.1%
• Energy: 12.7%
• Financials: 6.8%
• Industrials: 0.7%
Investment Profile
Summit Capital Management LLC's portfolio is broadly diversified and moderately active, with 45.7% of the portfolio concentrated in Information Technology.
It has added to its VOD position over the past two quarters (+$2.7M, now $5.7M), while trimming UPS over the same stretch (-$8.7M, still holding $483.0K).
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Developer Access
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