CIK: 0001056868
Total reported value
$221.1M
Reporting period: 2016-03-31 · Number of holdings: 63
SUMMIT CAPITAL MANAGEMENT LLC disclosed 63 holdings in its latest 13F filing for the period ending 2016-03-31, with total reported value of $221.1M and a quarterly turnover rate of 21.9%.
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Summit Capital Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.050 — mathematically equivalent to about 20 equally-sized positions, well below its 63 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.48), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 30% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim UPS
-95.1% -$8.5M
Trim 74348t102
-83.7% -$3.6M
Add MSFT
-1.2% -$498.0K
Add 81369y407
+2.8% $530.0K
Add EFC
+82.2% $1.5M
Add 28849p100
-15.5% $1.1M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | Stock-Tech | 13.30% | +1.20% | -1.22% | |
| 2 | AMGN | Amgen INC | Stock-Healthcare | 10.39% | — | +7.99% | |
| 3 | ✓ | Select Sector Spdr Tr | Stock-Other | 6.16% | +0.86% | +2.81% | |
| 4 | ✓ | Stock-Other | 6.08% | — | +2.18% | ||
| 5 | ✓ | First Tr Dow Jones Internet In | Stock-Other | 5.99% | +0.27% | +2.36% | |
| 6 | ✓ | Spdr Series Trust | Stock-Other | 2.88% | +0.40% | +3.47% | |
| 7 | USB | US Bancorp | Stock-Financials | 2.76% | +0.16% | -0.02% | |
| 8 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 2.67% | +0.11% | -8.39% | |
| 9 | IBB | Ishares Biotechnology ETF | ETF-Tech | 2.62% | -0.46% | -1.32% | |
| 10 | VOD | Vodafone Group Plc-sp Adr | Stock-Comm Services | 2.59% | +0.70% | +23.66% | |
| 11 | DEO | Diageo Plc-sponsored Adr | Stock-Consumer Staples | 2.50% | +0.49% | +12.93% | |
| 12 | ✓ | Powershares ETF Trust | ETF-Other | 2.45% | -0.14% | -1.44% | |
| 13 | VGK | Vanguard Ftse Europe ETF | ETF-Other | 2.40% | — | -8.11% | |
| 14 | ✓ | Ellie Mae INC | Stock-Other | 2.39% | +0.71% | -15.46% | |
| 15 | ✓ | Volt Information Scien Com | Stock-Other | 2.01% | +0.05% | -0.53% | |
| 16 | HL | Hecla Mining Co | Stock-Materials | 1.99% | +0.70% | -6.56% | |
| 17 | PCH | Potlatchdeltic CORP | Stock-Other | 1.96% | -0.04% | -15.82% | |
| 18 | OXY | Occidental Petroleum CORP | Stock-Energy | 1.95% | — | +0.45% | |
| 19 | XOM | Exxon Mobil CORP | Stock-Energy | 1.92% | — | -5.48% | |
| 20 | MDXG | Mimedx Group INC | Stock-Other | 1.89% | +0.06% | -1.10% | |
| 21 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.89% | — | -2.72% | |
| 22 | EFC | Ellington Financial Inc. | Stock-Other | 1.44% | +0.76% | +82.23% | |
| 23 | ✓ | Hertz Global Holdings INC | Stock-Other | 1.28% | -0.32% | -3.67% | |
| 24 | SGOL | abrdn Physical Gold Shares ETF | ETF-Commodities | 1.27% | — | -2.13% | |
| 25 | XLE | Ss Energy Select Sector | ETF-Other | 1.22% | — | +2.92% | |
| 26 | WY | Weyerhaeuser Co | Stock-Real Estate | 1.13% | +0.33% | +21.61% | |
| 27 | ✓ | Gen Digital Inc. | Stock-Other | 1.13% | +1.13% | NEW | |
| 28 | ✓ | Xplore Technologies CORP | Stock-Other | 1.06% | -0.31% | +1.93% | |
| 29 | PCAR | Paccar INC | Stock-Industrials | 1.06% | — | -13.58% | |
| 30 | KRE | Ss Spdr S&p Regional Bank | ETF-Other | 1.04% | -0.01% | -1.43% | |
| 31 | AB | AllianceBernstein Holding L.P. | Stock-Other | 0.89% | — | -3.13% | |
| 32 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.87% | -0.02% | -13.56% | |
| 33 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.82% | — | -1.16% | |
| 34 | APC3EUR | Anadarko Petroleum CORP | Stock-Other | 0.81% | -0.09% | -15.79% | |
| 35 | 9990302D | Apache CORP | Stock-Other | 0.71% | — | -4.03% | |
| 36 | AAPL | Apple INC | Stock-Tech | 0.63% | +0.50% | +296.86% | |
| 37 | TLT | iShares 20+ Year Treasury Bond ETF | ETF-Gov Bonds | 0.59% | -0.04% | -18.04% | |
| 38 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.56% | -0.07% | -26.54% | |
| 39 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.52% | — | -4.52% | |
| 40 | ✓ | Pimco Dynamic Cr Income Fd | Stock-Other | 0.51% | — | -1.69% | |
| 41 | CHI | Calamos Convert Opport & INC | Stock-Other | 0.46% | +0.25% | +108.38% | |
| 42 | ✓ | Coca Cola Enterprises INC Ne | Stock-Other | 0.41% | — | — | |
| 43 | ✓ | Prospect Cap CORP | Stock-Other | 0.33% | -1.42% | -83.73% | |
| 44 | EXE 6.25 01-15-18 B | Southwestern Energy Co | Stock-Energy | 0.32% | -0.21% | -49.84% | |
| 45 | ✓ | Proshares Tr Pshs Ultsh 20yrs | Stock-Other | 0.27% | +0.27% | NEW | |
| 46 | ✓ | PIMCO Dynamic Income | Stock-Other | 0.25% | — | +3.37% | |
| 47 | ✓ | Blackstone Financial (bgb) | Stock-Other | 0.23% | — | -1.71% | |
| 48 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.22% | -3.41% | -95.10% | |
| 49 | ✓ | Numerex | Stock-Other | 0.20% | — | -3.89% | |
| 50 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.20% | — | — |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2016-03-31 | 63 | $221.1M | 22 | |
| 2015-12-31 | 75 | $247.1M | 45 | |
| 2015-09-30 | 63 | $204.6M | 31 | |
| 2015-06-30 | 63 | $234.4M | 43 | |
| 2015-03-31 | 69 | $248.3M | 29 | |
| 2014-12-31 | 61 | $266.8M | 50 | |
| 2014-09-30 | 62 | $283.1M | 36 | |
| 2014-06-30 | 55 | $278.7M | 39 | |
| 2014-03-31 | 62 | $282.9M | 38 | |
| 2013-12-31 | 63 | $265.4M | 74 | |
| 2013-09-30 | 49 | $210.5M | 32 | |
| 2013-06-30 | 47 | $235.0M | 0 |
Summit Capital Management LLC's most significant position changes for 2016-03-31: New buy: Gen Digital Inc.; Sold out: Covanta Holding Corp.; Sold out: Invesco Solar ETF (TAN); Sold out: Dolphin Capital Investors; Sold out: AT & T, Inc. New.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | +1.2% | -1.22% | Trim |
| 2 | ✓ | Select Sector Spdr Tr | +0.9% | +2.81% | Add |
| 3 | EFC | Ellington Financial Inc. | +0.8% | +82.23% | Add |
| 4 | ✓ | Ellie Mae INC | +0.7% | -15.46% | Trim |
| 5 | HL | Hecla Mining Co | +0.7% | -6.56% | Trim |
| 6 | VOD | Vodafone Group Plc-sp Adr | +0.7% | +23.66% | Add |
| 7 | AAPL | Apple INC | +0.5% | +296.86% | Add |
| 8 | DEO | Diageo Plc-sponsored Adr | +0.5% | +12.93% | Add |
| 9 | ✓ | Spdr Series Trust | +0.4% | +3.47% | Add |
| 10 | WY | Weyerhaeuser Co | +0.3% | +21.61% | Add |
| 11 | ✓ | First Tr Dow Jones Internet In | +0.3% | +2.36% | Add |
| 12 | CHI | Calamos Convert Opport & INC | +0.3% | +108.38% | Add |
| 13 | USB | US Bancorp | +0.2% | -0.02% | Trim |
| 14 | AEP | American Electric Power Company, Inc. | +0.1% | -8.39% | Trim |
| 15 | MDXG | Mimedx Group INC | +0.1% | -1.10% | Trim |
| 16 | ✓ | Volt Information Scien Com | +0.1% | -0.53% | Trim |
| 17 | VGK | Vanguard Ftse Europe ETF | — | -8.11% | Trim |
| 18 | KRE | Ss Spdr S&p Regional Bank | 0% | -1.43% | Trim |
| 19 | IVV | Ishares Core S&p 500 ETF | 0% | -13.56% | Trim |
| 20 | PCH | Potlatchdeltic CORP | 0% | -15.82% | Trim |
| 21 | TLT | iShares 20+ Year Treasury Bond ETF | 0% | -18.04% | Trim |
| 22 | DVY | Ishares Select Dividend ETF | -0.1% | -26.54% | Trim |
| 23 | APC3EUR | Anadarko Petroleum CORP | -0.1% | -15.79% | Trim |
| 24 | ✓ | Powershares ETF Trust | -0.1% | -1.44% | Trim |
| 25 | EXE 6.25 01-15-18 B | Southwestern Energy Co | -0.2% | -49.84% | Trim |
| 26 | ✓ | Xplore Technologies CORP | -0.3% | +1.93% | Add |
| 27 | ✓ | Hertz Global Holdings INC | -0.3% | -3.67% | Trim |
| 28 | ✓ | Enphase Energy INC Com | -0.4% | -93.75% | Trim |
| 29 | IBB | Ishares Biotechnology ETF | -0.5% | -1.32% | Trim |
| 30 | ✓ | Prospect Cap CORP | -1.4% | -83.73% | Trim |
| 31 | UPS | United Parcel Service-cl B | -3.4% | -95.10% | Trim |
| 32 | ✓ | Gen Digital Inc. | — | NEW | New buy |
| 33 | ✓ | Covanta Holding Corp. | — | EXIT | Sold out |
| 34 | TAN | Invesco Solar ETF | — | EXIT | Sold out |
| 35 | ✓ | Dolphin Capital Investors | — | EXIT | Sold out |
| 36 | ✓ | AT & T, Inc. New | — | EXIT | Sold out |
| 37 | ✓ | Wisdomtree Tr Intl Divid Ex Finls (doo) | — | EXIT | Sold out |
| 38 | ✓ | iShares 20+ Year Treasury Bond ETF | — | EXIT | Sold out |
| 39 | IWM | Ishares Russell 2000 ETF | — | EXIT | Sold out |
| 40 | ✓ | Zweig Total Return Fd INC | — | EXIT | Sold out |
| 41 | MFIN | Medallion Financial CORP | — | EXIT | Sold out |
| 42 | ✓ | Sector Spdr Tr Shs Ben Int Ind | — | EXIT | Sold out |
| 43 | ✓ | Proshares Tr Pshs Ultsh 20yrs | — | NEW | New buy |
| 44 | GDL | Gdl Fund | — | EXIT | Sold out |
| 45 | ✓ | Eaton Vance LTD Duration INC (evv) | — | EXIT | Sold out |
| 46 | ✓ | First Tr Ise Revere Nat Gas | — | EXIT | Sold out |
| 47 | FCG | First Trust Natural Gas ETF | — | NEW | New buy |
| 48 | EQR | Equity Residential | — | EXIT | Sold out |
| 49 | ✓ | State Street SPDR Portfolio Nasdaq 100 ETF | — | NEW | New buy |
| 50 | IDV | Ishares International Select | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2016-03-31 | 2016-05-11 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-11 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-13 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-17 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-13 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-13 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-13 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-08 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-14 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-14 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-15 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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