SP
Summit Place Financial Advisors, LLC 13F Holdings (117 Positions, Q3 2026)
Summit Place Financial Advisors, LLCCIK: 0001801413
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$221.1M
Reporting period: 2026-09-30 · Number of holdings: 117
Summit Place Financial Advisors, LLC disclosed 117 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $221.1M and a quarterly turnover rate of 20.5%.
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Personality snowflake
- Concentration
- 6.89
- Portfolio Stability
- 20.55
- Momentum
- 100
- Sector conviction
- 39.96
- Diversification
- 100
- Sizing Uniformity
- 89.88
Summit Place Financial Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.017 — mathematically equivalent to about 58 equally-sized positions, well below its 117 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.01), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 69% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out FXE
New buy FXY
New buy PM
Trim GEV
-8.3% -$2.3M
Add MSFT
-6.4% $1.8M
Add MCD
+828.9% $1.5M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 4.42% | +0.19% | -12.17% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 4.32% | +0.31% | -8.56% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 3.65% | +0.91% | -6.43% | |
| 4 | IAU | Ishares Gold Trust | ETF-Commodities | 3.31% | -0.02% | -6.78% | |
| 5 | GEV | GE Vernova Inc | Stock-Industrials | 3.02% | -0.93% | -8.31% | |
| 6 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 2.28% | -0.24% | -5.23% | |
| 7 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 2.24% | +0.43% | +245.55% | |
| 8 | USDU | Wisdomtree Bbg Usd Bullish | ETF-Other | 2.21% | -0.03% | -5.16% | |
| 9 | SCHX | Schwab US Large-cap ETF | ETF-Other | 2.12% | +0.10% | -0.19% | |
| 10 | GE | General Electric | Stock-Industrials | 2.00% | -0.54% | -8.59% | |
| 11 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.00% | +0.10% | -0.21% | |
| 12 | RTX | Rtx CORP | Stock-Industrials | 1.84% | -0.12% | -7.35% | |
| 13 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.81% | -0.50% | -17.40% | |
| 14 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.78% | -0.04% | -9.44% | |
| 15 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.78% | -0.04% | -9.51% | |
| 16 | WMT | Walmart Inc | Stock-Consumer Staples | 1.68% | -0.25% | -8.35% | |
| 17 | V | Visa Inc-class A Shares | Stock-Financials | 1.65% | -0.01% | -8.01% | |
| 18 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.63% | -0.11% | -5.67% | |
| 19 | WELL | Welltower Inc | Stock-Real Estate | 1.62% | -0.14% | -11.77% | |
| 20 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.51% | +0.18% | +1.02% | |
| 21 | EWY | Ishares Msci South Korea ETF | ETF-Other | 1.48% | -0.16% | -3.23% | |
| 22 | BLK | Blackrock Inc | Stock-Financials | 1.47% | +0.08% | -7.22% | |
| 23 | NFLX | Netflix Inc | Stock-Comm Services | 1.41% | -0.09% | -6.08% | |
| 24 | CTVA | Corteva Inc | Stock-Materials | 1.41% | -0.27% | -11.27% | |
| 25 | LH | Labcorp Holdings Inc | Stock-Healthcare | 1.38% | +0.19% | +2.19% | |
| 26 | HIG | Hartford Insurance Group Inc | Stock-Financials | 1.37% | -0.16% | -6.22% | |
| 27 | URA | Global X Uranium ETF | ETF-Other | 1.35% | +0.03% | +8.29% | |
| 28 | DHR | Danaher CORP | Stock-Healthcare | 1.25% | +0.05% | -13.55% | |
| 29 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.24% | — | -0.60% | |
| 30 | APA | Apa CORP | Stock-Energy | 1.23% | +0.23% | -6.71% | |
| 31 | MLM | Martin Marietta Materials | Stock-Materials | 1.21% | -0.34% | -8.82% | |
| 32 | XLK | Ss Technology Select Sector | ETF-Tech | 1.15% | -0.01% | -6.46% | |
| 33 | ALC | Alcon Inc. | Stock-Healthcare | 1.15% | -0.12% | -9.36% | |
| 34 | BX | Blackstone Inc | Stock-Financials | 1.14% | -0.04% | -1.61% | |
| 35 | FXY | Invesco Currencyshares Japan | ETF-Other | 1.07% | +1.07% | NEW | |
| 36 | PSX | Phillips 66 | Stock-Energy | 1.05% | +0.33% | -7.06% | |
| 37 | TTWO | Take-two Interactive Softwre | Stock-Comm Services | 1.02% | -0.26% | -6.78% | |
| 38 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 1.01% | — | -1.54% | |
| 39 | TOST | Toast Inc-class A | Stock-Tech | 1.00% | -0.04% | -10.31% | |
| 40 | PM | Philip Morris International | Stock-Consumer Staples | 0.98% | +0.98% | NEW | |
| 41 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.94% | +0.05% | +13.09% | |
| 42 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.90% | -0.06% | -7.88% | |
| 43 | WBD | Warner Bros Discovery Inc | Stock-Comm Services | 0.89% | -0.21% | -32.17% | |
| 44 | BABA | Alibaba Group Holding-sp Adr | Stock-Consumer Disc | 0.89% | +0.10% | -2.30% | |
| 45 | EQR | Equity Residential | Stock-Real Estate | 0.88% | -0.16% | -7.94% | |
| 46 | MCH | Matthews China Active ETF | ETF-Emerging Markets | 0.87% | -0.09% | -6.72% | |
| 47 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.87% | +0.08% | +0.66% | |
| 48 | TOL | Toll Brothers Inc | Stock-Consumer Disc | 0.86% | -0.23% | -6.53% | |
| 49 | MSI | Motorola Solutions Inc | Stock-Tech | 0.82% | +0.08% | — | |
| 50 | EWW | Ishares Msci Mexico ETF | ETF-Other | 0.80% | -0.09% | -8.45% |
1–50 of 117
Portfolio Performance
Performance for Q4 2026
+0.3%
Performance Last 4 Quarters
+9.3%
- Stdev
- +11%
- Beta
- +0.79
- Alpha
- +0.8%
- Max Drawdown
- -7.3%
- Annualized Perf
- +19.4%
- Batting Avg vs S&P
- +50%
- Sortino
- +3.24
- Stutzer
- +0.48
- Treynor
- +0.23
- Sterling
- +1.24
- Calmar
- +2.66
- Information Ratio
- -0.66
- Tracking Error
- +5.8%
- Stdev Down
- +5.7%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +34.1%
- Worst 12 Months
- +7.8%
- Efficiency Ratio
- +0.66
- Sharpe
- +1.67
- Stdev Sectors
- +5.8%
- Skewness
- -0.45
- Kurtosis
- -0.31
- Upside Potential
- +4.72
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 117 | $221.1M | 21 | ||
| 2026 Q2 | 110 | $228.3M | 20 | ||
| 2026 Q1 | 106 | $208.2M | 28 | ||
| 2025 Q4 | 98 | $206.5M | 13 | ||
| 2025 Q3 | 101 | $212.2M | 34 | ||
| 2025 Q2 | 91 | $198.7M | 0 | ||
| 2025 Q1 | 92 | $177.1M | 100 | ||
| 2024 Q4 | 90 | $175.8M | 0 | ||
| 2024 Q3 | 91 | $179.3M | 0 | ||
| 2024 Q2 | 88 | $169.1M | 0 | ||
| 2024 Q1 | 91 | $170.7M | 0 | ||
| 2023 Q4 | 87 | $152.9M | 0 | ||
| 2023 Q3 | 88 | $140.5M | 0 | ||
| 2023 Q2 | 90 | $154.4M | 0 | ||
| 2023 Q1 | 92 | $140.9M | 0 | ||
| 2022 Q4 | 82 | $121.4M | 0 | ||
| 2022 Q3 | 88 | $107.6M | 0 | ||
| 2022 Q2 | 102 | $119.2M | 0 | ||
| 2022 Q1 | 107 | $149.0M | 0 | ||
| 2021 Q4 | 100 | $144.7M | 0 | ||
| 2021 Q3 | 104 | $137.2M | 0 | ||
| 2021 Q2 | 102 | $136.0M | 100 | ||
| 2021 Q1 | 101 | $124.2M | 27 | ||
| 2020 Q4 | 85 | $115.3M | 19 | ||
| 2020 Q3 | 81 | $99.7M | 56 | ||
| 2020 Q2 | 43 | $63.2M | 56 | ||
| 2020 Q1 | 42 | $46.8M | 64 | ||
| 2019 Q4 | 43 | $63.2M | — |
Holding changes this quarter
Summit Place Financial Advisors, LLC's most significant position changes for 2026-09-30: Sold out: Invesco Currencyshares Euro (FXE); New buy: Invesco Currencyshares Japan (FXY); New buy: Philip Morris International (PM); New buy: Emerson Electric Co (EMR); Sold out: Regal Rexnord CORP (RRX).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | FXY | Invesco Currencyshares Japan | +1.1% | NEW | New buy |
| 2 | PM | Philip Morris International | +1% | NEW | New buy |
| 3 | MSFT | Microsoft CORP | +0.9% | -6.43% | Trim |
| 4 | MCD | Mcdonald's CORP | +0.7% | +828.95% | Add |
| 5 | AXP | American Express Co | +0.6% | +634.67% | Add |
| 6 | EMR | Emerson Electric Co | +0.6% | NEW | New buy |
| 7 | CRWD | Crowdstrike Holdings Inc - A | +0.4% | +245.55% | Add |
| 8 | MO | Altria Group Inc | +0.4% | NEW | New buy |
| 9 | GLW | Corning Inc | +0.4% | NEW | New buy |
| 10 | PSX | Phillips 66 | +0.3% | -7.06% | Trim |
| 11 | NVDA | Nvidia CORP | +0.3% | -8.56% | Trim |
| 12 | SCHB | Schwab US Broad Market ETF | +0.3% | +41.85% | Add |
| 13 | APA | Apa CORP | +0.2% | -6.71% | Trim |
| 14 | MTUM | Ishares Msci USA Momentum Fa | +0.2% | NEW | New buy |
| 15 | LH | Labcorp Holdings Inc | +0.2% | +2.19% | Add |
| 16 | AAPL | Apple Inc | +0.2% | -12.17% | Trim |
| 17 | DIS | Walt Disney Co/the | +0.2% | +1.02% | Add |
| 18 | IBDS | Ishrs Ibnds Dec 27 CORP ETF | +0.2% | NEW | New buy |
| 19 | MDLZ | Mondelez International Inc-a | +0.1% | NEW | New buy |
| 20 | AMP | Ameriprise Financial Inc | +0.1% | NEW | New buy |
| 21 | ACWX | Ishares Msci Acwi Ex US ETF | +0.1% | NEW | New buy |
| 22 | TGT | Target CORP | +0.1% | NEW | New buy |
| 23 | BABA | Alibaba Group Holding-sp Adr | +0.1% | -2.30% | Trim |
| 24 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | -0.21% | Trim |
| 25 | SCHX | Schwab US Large-cap ETF | +0.1% | -0.19% | Trim |
| 26 | IBDT | Ishares Ibonds Dec 2028 ETF | +0.1% | NEW | New buy |
| 27 | ADI | Analog Devices Inc | +0.1% | NEW | New buy |
| 28 | META | Meta Platforms Inc-class A | +0.1% | NEW | New buy |
| 29 | ICE | Intercontinental Exchange In | +0.1% | +0.49% | Add |
| 30 | ✓ | Versigent LTD | +0.1% | +4.96% | Add |
| 31 | ELF | Elf Beauty Inc | +0.1% | -19.65% | Trim |
| 32 | MSI | Motorola Solutions Inc | +0.1% | — | Unchanged |
| 33 | KO | Coca-cola Co/the | +0.1% | +0.66% | Add |
| 34 | BLK | Blackrock Inc | +0.1% | -7.22% | Trim |
| 35 | RSP | Invesco S&p 500 Equal Weight | +0.1% | +30.97% | Add |
| 36 | SCHA | Schwab US Small-cap ETF | +0.1% | +13.09% | Add |
| 37 | DHR | Danaher CORP | +0.1% | -13.55% | Trim |
| 38 | DOW | Dow Inc | 0% | +3.06% | Add |
| 39 | COP | Conocophillips | 0% | -9.17% | Trim |
| 40 | URA | Global X Uranium ETF | 0% | +8.29% | Add |
| 41 | EWS | Ishares Msci Singapore ETF | 0% | — | Unchanged |
| 42 | FLRN | Ss Spdr Bb Ig Float Rt ETF | 0% | +5.71% | Add |
| 43 | VHT | Vanguard Health Care ETF | 0% | — | Unchanged |
| 44 | PRF | Invesco Rafi US 1000 ETF | 0% | — | Unchanged |
| 45 | JPST | Jpmorgan Ultra-short Income | 0% | -2.42% | Trim |
| 46 | MRK | Merck & Co. Inc. | 0% | -5.02% | Trim |
| 47 | ARKK | Ark Innovation ETF | 0% | -2.52% | Trim |
| 48 | RSPT | Invesco S&p 500 Equal Weight | 0% | -3.37% | Trim |
| 49 | VTI | Vanguard Total Stock Mkt ETF | 0% | — | Unchanged |
| 50 | JPM | Jpmorgan Chase & Co | 0% | +0.91% | Add |
1–50 of 124
Filing History
FAQ
What is Summit Place Financial Advisors, LLC and what type of investor is it?
Summit Place Financial Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $221.1M, spread across 117 disclosed positions.
What are Summit Place Financial Advisors, LLC's largest equity positions?
Based on the latest 13F filing, Summit Place Financial Advisors, LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $9.8M (4.4%)
2. Nvidia CORP (NVDA) — $9.5M (4.3%)
3. Microsoft CORP (MSFT) — $8.1M (3.6%)
4. Ishares Gold Trust (IAU) — $7.3M (3.3%)
5. GE Vernova Inc (GEV) — $6.7M (3.0%)
What changes did Summit Place Financial Advisors, LLC make in its most recent portfolio filing?
In the latest reported quarter, Summit Place Financial Advisors, LLC made 105 notable position adjustments: 14 new positions were initiated, 16 existing holdings were added to, 68 positions were partially reduced, and 7 were completely exited. The largest of these moves: Sold out: Invesco Currencyshares Euro (FXE); New buy: Invesco Currencyshares Japan (FXY); New buy: Philip Morris International (PM); New buy: Emerson Electric Co (EMR); Sold out: Regal Rexnord CORP (RRX)
What sectors does Summit Place Financial Advisors, LLC focus on?
Summit Place Financial Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 25.8%
• Financials: 10.8%
• Industrials: 10.7%
• Consumer Staples: 10.7%
• Communication Services: 10.2%
• Health Care: 8.7%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Summit Place Financial Advisors, LLC returned an annualized 19.4% over the trailing 36 months — outperforming the S&P 500 by 0.8 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.79 (less volatile than the market) and a 50% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active.
It has added to its CRWD position over the past two quarters (+$2.7M, now $5.0M), while trimming NFLX over the same stretch (-$1.4M, still holding $3.1M).
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Developer Access
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