EP
Estate Planners Group, LLC — 13F Portfolio Analysis & Stock Picks (Q2 2026)
Estate Planners Group, LLCCIK: 0002118977
Diversified strategySector-focusedMomentum follower
Total reported value
$221.1M
Reporting period: 2026-06-30 · Number of holdings: 73
Estate Planners Group, LLC disclosed 73 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $221.1M and a quarterly turnover rate of 17.7%.
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Personality snowflake
- Concentration
- 24.44
- Portfolio Stability
- 17.68
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 81.77
Estate Planners Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.061 — mathematically equivalent to about 16 equally-sized positions, well below its 73 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.82), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.2 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 30% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SPY
+31.2% $4.9M
Add QQQ
+3.0% $4.9M
Trim META
-73.3% -$3.5M
Trim MSFT
-32.8% -$1.2M
Trim PDI
+4.2% $380.3K
Add XLG
+2.0% $1.6M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 70 holdings (of 73 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | GOF | Guggenheim Strategic Opport | Stock-Other | 12.17% | -0.38% | +3.97% | |
| 2 | PDI | Pimco Dynamic Income Fund | Stock-Financials | 10.30% | -0.46% | +4.20% | |
| 3 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 9.28% | +1.78% | +3.01% | |
| 4 | CLOZ | Eldridge Bbb-b Clo ETF | ETF-Other | 9.23% | -0.09% | +2.12% | |
| 5 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 6.64% | +1.96% | +31.20% | |
| 6 | ARCC | Ares Capital CORP | Stock-Financials | 6.08% | +0.20% | +6.72% | |
| 7 | XLG | Invesco S&p 500 Top 50 ETF | ETF-Large Cap & Growth | 5.78% | +0.42% | +2.04% | |
| 8 | QQQI | Neos Nasdaq-100 High Inc ETF | ETF-Tech | 3.53% | +0.17% | -2.56% | |
| 9 | IBIT | Ishares Bitcoin Trust ETF | ETF-Crypto | 2.73% | +0.04% | +24.22% | |
| 10 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.62% | +0.02% | -6.36% | |
| 11 | QTUM | Defiance Quantum ETF | ETF-Other | 2.58% | -0.42% | -40.73% | |
| 12 | AAPL | Apple Inc | Stock-Tech | 2.31% | +0.33% | +8.73% | |
| 13 | NVDA | Nvidia CORP | Stock-Tech | 2.22% | -0.27% | -17.48% | |
| 14 | MAGS | Roundhill Magnificent Seven | ETF-Other | 2.19% | -0.14% | -9.85% | |
| 15 | AIQ | Global X Art Intel & Tech | ETF-Tech | 1.98% | +0.21% | -15.67% | |
| 16 | BTCI | Neos Bitcoin High Income ETF | ETF-Crypto | 1.96% | -0.17% | +18.82% | |
| 17 | SMH | Vaneck Semiconductor ETF | ETF-Other | 1.96% | +0.13% | -33.60% | |
| 18 | SPMO | Invesco S&p 500 Momentum ETF | ETF-Large Cap & Growth | 1.94% | -0.02% | -26.91% | |
| 19 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.51% | -0.01% | +1.30% | |
| 20 | MSFT | Microsoft CORP | Stock-Tech | 1.12% | -0.64% | -32.77% | |
| 21 | PDO | Pimco Dynamic Income Opport | Stock-Other | 0.90% | -0.04% | -0.01% | |
| 22 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.56% | -1.72% | -73.28% | |
| 23 | MYI | Blackrock Muniyield Qlty Iii | Stock-Other | 0.50% | — | +0.50% | |
| 24 | XLK | Ss Technology Select Sector | ETF-Tech | 0.50% | +0.13% | -0.38% | |
| 25 | CLOX | Eldridge Aaa Clo ETF | ETF-Other | 0.47% | +0.23% | +108.98% | |
| 26 | MUA | Blackrock Muniassets Fund | Stock-Other | 0.39% | -0.02% | -0.75% | |
| 27 | BOTZ | Global X Robotics & Artifici | ETF-Other | 0.39% | +0.04% | +3.85% | |
| 28 | GLD | Spdr Gold Shares | ETF-Commodities | 0.37% | -0.09% | -0.76% | |
| 29 | RFM | Rivernorth Flexible Muni | Stock-Other | 0.37% | — | +0.45% | |
| 30 | IVES | Dan Wedbush Ai Rev ETF | ETF-Other | 0.32% | +0.08% | +5.06% | |
| 31 | BIZD | Vaneck Bdc Income ETF | ETF-Other | 0.32% | — | +5.70% | |
| 32 | ORCL | Oracle CORP | Stock-Tech | 0.32% | -0.02% | +0.29% | |
| 33 | VT | Vanguard Tot World Stk ETF | ETF-Other | 0.30% | +0.04% | +9.99% | |
| 34 | FBTC | Fidelity Wise Origin Bitcoin | ETF-Crypto | 0.29% | +0.02% | +31.16% | |
| 35 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.29% | +0.29% | NEW | |
| 36 | AVGO | Broadcom Inc | Stock-Tech | 0.29% | -0.15% | -43.11% | |
| 37 | XRMMX | Rvrnrth Mgd Dur Muni Inc | Stock-Other | 0.28% | — | -0.09% | |
| 38 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.28% | -0.01% | -11.77% | |
| 39 | GRNY | Fundstr Gran Sh US Lrg Cap | ETF-Other | 0.28% | +0.04% | +7.38% | |
| 40 | CAT | Caterpillar Inc | Stock-Industrials | 0.27% | +0.08% | — | |
| 41 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.25% | -0.19% | -51.43% | |
| 42 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.25% | +0.07% | +53.00% | |
| 43 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 0.23% | +0.07% | +73.98% | |
| 44 | ✓ | Stock-Other | 0.21% | +0.21% | NEW | ||
| 45 | ETHA | Ishares Ethereum Trust ETF | ETF-Other | 0.20% | -0.08% | +1.30% | |
| 46 | AMD | Advanced Micro Devices | Stock-Tech | 0.18% | +0.05% | -46.87% | |
| 47 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.18% | +0.18% | NEW | |
| 48 | UTG | Reaves Utility Income Fund | Stock-Other | 0.18% | +0.02% | +16.19% | |
| 49 | CAIQ | Calamos Nasdaq Autocall ETF | ETF-Tech | 0.17% | +0.17% | NEW | |
| 50 | XOM | Exxon Mobil CORP | Stock-Energy | 0.16% | -0.05% | +0.31% |
1–50 of 70
Portfolio Performance
Performance for Q3 2026
-1.7%
Performance Last 4 Quarters
+7.9%
- Stdev
- +18%
- Beta
- +0.95
- Alpha
- -6.7%
- Max Drawdown
- -4.5%
- Annualized Perf
- +16.5%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +2.31
- Stutzer
- +0.3
- Treynor
- +0.18
- Sterling
- —
- Calmar
- +3.69
- Information Ratio
- -2.06
- Tracking Error
- +3.9%
- Stdev Down
- +7.2%
- Winning Months %
- +50%
- Losing Months %
- +50%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.31
- Sharpe
- +0.92
- Stdev Sectors
- +17.1%
- Skewness
- +0.56
- Kurtosis
- -0.98
- Upside Potential
- +4.65
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Estate Planners Group, LLC's most significant position changes for 2026-06-30: New buy: Alphabet Inc-cl C (GOOG); Sold out: Ark Innovation ETF (ARKK); New buy: ; New buy: Ishares Core S&p 500 ETF (IVV); Sold out: Sprouts Farmers Market Inc (SFM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | +2% | +31.20% | Add |
| 2 | QQQ | Invesco Qqq Trust Series 1 | +1.8% | +3.01% | Add |
| 3 | XLG | Invesco S&p 500 Top 50 ETF | +0.4% | +2.04% | Add |
| 4 | AAPL | Apple Inc | +0.3% | +8.73% | Add |
| 5 | GOOG | Alphabet Inc-cl C | +0.3% | NEW | New buy |
| 6 | CLOX | Eldridge Aaa Clo ETF | +0.2% | +108.98% | Add |
| 7 | AIQ | Global X Art Intel & Tech | +0.2% | -15.67% | Trim |
| 8 | ✓ | +0.2% | NEW | New buy | |
| 9 | ARCC | Ares Capital CORP | +0.2% | +6.72% | Add |
| 10 | IVV | Ishares Core S&p 500 ETF | +0.2% | NEW | New buy |
| 11 | QQQI | Neos Nasdaq-100 High Inc ETF | +0.2% | -2.56% | Trim |
| 12 | CAIQ | Calamos Nasdaq Autocall ETF | +0.2% | NEW | New buy |
| 13 | SMH | Vaneck Semiconductor ETF | +0.1% | -33.60% | Trim |
| 14 | XLK | Ss Technology Select Sector | +0.1% | -0.38% | Trim |
| 15 | PG | Procter & Gamble Co/the | +0.1% | NEW | New buy |
| 16 | MO | Altria Group Inc | +0.1% | NEW | New buy |
| 17 | IWM | Ishares Russell 2000 ETF | +0.1% | NEW | New buy |
| 18 | SCHD | Schwab US Dvd Equity ETF | +0.1% | NEW | New buy |
| 19 | HQY | Healthequity Inc | +0.1% | NEW | New buy |
| 20 | IWV | Ishares Russell 3000 ETF | +0.1% | NEW | New buy |
| 21 | MRK | Merck & Co. Inc. | +0.1% | NEW | New buy |
| 22 | LNTH | Lantheus Holdings Inc | +0.1% | NEW | New buy |
| 23 | EXEL | Exelixis Inc | +0.1% | NEW | New buy |
| 24 | IVES | Dan Wedbush Ai Rev ETF | +0.1% | +5.06% | Add |
| 25 | CAT | Caterpillar Inc | +0.1% | — | Unchanged |
| 26 | BMY | Bristol-myers Squibb Co | +0.1% | +53.00% | Add |
| 27 | GLDM | Spdr Gold Minishares Trust | +0.1% | +73.98% | Add |
| 28 | AMD | Advanced Micro Devices | +0.1% | -46.87% | Trim |
| 29 | IBIT | Ishares Bitcoin Trust ETF | 0% | +24.22% | Add |
| 30 | BOTZ | Global X Robotics & Artifici | 0% | +3.85% | Add |
| 31 | VT | Vanguard Tot World Stk ETF | 0% | +9.99% | Add |
| 32 | GRNY | Fundstr Gran Sh US Lrg Cap | 0% | +7.38% | Add |
| 33 | AMZN | Amazon.com Inc | 0% | -6.36% | Trim |
| 34 | FBTC | Fidelity Wise Origin Bitcoin | 0% | +31.16% | Add |
| 35 | UTG | Reaves Utility Income Fund | 0% | +16.19% | Add |
| 36 | MYI | Blackrock Muniyield Qlty Iii | — | +0.50% | Add |
| 37 | XRMMX | Rvrnrth Mgd Dur Muni Inc | — | -0.09% | Trim |
| 38 | RFM | Rivernorth Flexible Muni | — | +0.45% | Add |
| 39 | BIZD | Vaneck Bdc Income ETF | — | +5.70% | Add |
| 40 | TSLA | Tesla Inc | — | -1.11% | Trim |
| 41 | VOO | Vanguard S&p 500 ETF | — | -7.29% | Trim |
| 42 | PCN | Pimco Corporate & Income Str | — | +1.25% | Add |
| 43 | JNJ | Johnson & Johnson | 0% | +1.30% | Add |
| 44 | VTI | Vanguard Total Stock Mkt ETF | 0% | -11.77% | Trim |
| 45 | GBAB | Guggenheim Taxable Municipal | 0% | -3.10% | Trim |
| 46 | BUXX | Strive Enhanced Income Short | 0% | +2.45% | Add |
| 47 | SPMO | Invesco S&p 500 Momentum ETF | 0% | -26.91% | Trim |
| 48 | MUA | Blackrock Muniassets Fund | 0% | -0.75% | Trim |
| 49 | ORCL | Oracle CORP | 0% | +0.29% | Add |
| 50 | PFE | Pfizer Inc | 0% | +1.50% | Add |
1–50 of 86
Filing History
FAQ
What is Estate Planners Group, LLC and what type of investor is it?
Estate Planners Group, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $221.1M, spread across 73 disclosed positions.
What are Estate Planners Group, LLC's largest equity positions?
Based on the latest 13F filing, Estate Planners Group, LLC's top holdings by market value are:
1. Guggenheim Strategic Opport (GOF) — $26.9M (12.2%)
2. Pimco Dynamic Income Fund (PDI) — $22.8M (10.3%)
3. Invesco Qqq Trust Series 1 (QQQ) — $20.5M (9.3%)
4. Eldridge Bbb-b Clo ETF (CLOZ) — $20.4M (9.2%)
5. Ss Spdr S&p 500 ETF Trust-us (SPY) — $14.7M (6.6%)
What changes did Estate Planners Group, LLC make in its most recent portfolio filing?
In the latest reported quarter, Estate Planners Group, LLC made 85 notable position adjustments: 13 new positions were initiated, 29 existing holdings were added to, 27 positions were partially reduced, and 16 were completely exited. The largest of these moves: New buy: Alphabet Inc-cl C (GOOG); Sold out: Ark Innovation ETF (ARKK); New buy: ; New buy: Ishares Core S&p 500 ETF (IVV); Sold out: Sprouts Farmers Market Inc (SFM)
What sectors does Estate Planners Group, LLC focus on?
Estate Planners Group, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 54.5%
• Information Technology: 21.4%
• Consumer Discretionary: 9.5%
• Health Care: 7.8%
• Communication Services: 4.1%
• Industrials: 1.4%
Investment Profile
Estate Planners Group, LLC returned an annualized 16.5% over the trailing 6 months — underperforming the S&P 500 by 6.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.95 (roughly in line with the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 54.5% of the portfolio concentrated in Financials.
Its turnover score has risen from 0 to 18 over the past 2 quarters — a shift toward more active trading.
It has added to its CLOX position over the past two quarters (+$912.5K, now $1.0M), while trimming META over the same stretch (-$4.0M, still holding $1.2M).
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Developer Access
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