13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001666789
Total reported value
$1.1B
$1.1B
455 檔
26.2%
At the close of Q3 2024, Sheaff Brock Investment Advisors, LLC disclosed equity holdings valued at approximately $1.1B, spread across 455 reported holdings.
During Q3 2024, Sheaff Brock Investment Advisors, LLC's portfolio maintained high stability with no major positional turnover, reflecting a continuous long-term holding approach.
Showing top 200 holdings (of 455 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 11.10% | +10.59% | NEW | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 7.26% | +6.70% | NEW | |
| 3 | LLY | Eli Lilly & Co | Stock-Healthcare | 2.48% | +2.36% | NEW | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 2.41% | +2.18% | NEW | |
| 5 | ORCL | Oracle CORP | Stock-Tech | 1.78% | +1.41% | NEW | |
| 6 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.73% | +1.88% | NEW | |
| 7 | IPDP | Dividend Performers ETF | ETF-Other | 1.70% | +1.77% | NEW | |
| 8 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.41% | +1.39% | NEW | |
| 9 | HD | Home Depot Inc | Stock-Consumer Disc | 1.37% | +0.93% | NEW | |
| 10 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.30% | +1.45% | NEW | |
| 11 | IRM | Iron Mountain Inc | Stock-Real Estate | 1.23% | +0.88% | NEW | |
| 12 | MRK | Merck & Co. Inc. | Stock-Healthcare | 1.22% | +0.76% | NEW | |
| 13 | AVGO | Broadcom Inc | Stock-Tech | 1.19% | +1.06% | NEW | |
| 14 | KLAC | Kla CORP | Stock-Tech | 1.11% | +1.02% | NEW | |
| 15 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.10% | +0.94% | NEW | |
| 16 | ABBV | Abbvie Inc | Stock-Healthcare | 1.05% | +1.09% | NEW | |
| 17 | LMT | Lockheed Martin CORP | Stock-Industrials | 1.01% | — | -0.59% | |
| 18 | QCOM | Qualcomm Inc | Stock-Tech | 1.01% | +0.97% | NEW | |
| 19 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.96% | +1.17% | NEW | |
| 20 | AXP | American Express Co | Stock-Financials | 0.94% | +0.97% | NEW | |
| 21 | PLD | Prologis Inc | Stock-Real Estate | 0.92% | +0.86% | NEW | |
| 22 | PH | Parker Hannifin CORP | Stock-Industrials | 0.89% | +0.82% | NEW | |
| 23 | HUBB | Hubbell Inc | Stock-Industrials | 0.88% | +0.65% | NEW | |
| 24 | ACN | Accenture plc | Stock-Tech | 0.87% | +0.81% | NEW | |
| 25 | ALSN | Allison Transmission Holding | Stock-Consumer Disc | 0.84% | +0.79% | NEW | |
| 26 | OKE | Oneok Inc | Stock-Energy | 0.84% | +0.93% | NEW | |
| 27 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.81% | +0.77% | NEW | |
| 28 | DELL | Dell Technologies -c | Stock-Tech | 0.80% | +0.63% | NEW | |
| 29 | CMI | Cummins Inc | Stock-Industrials | 0.80% | +0.80% | NEW | |
| 30 | AMD | Advanced Micro Devices | Stock-Tech | 0.76% | — | +3.25% | |
| 31 | TFC | Truist Financial CORP | Stock-Financials | 0.76% | +0.73% | NEW | |
| 32 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 0.75% | +0.78% | NEW | |
| 33 | TXN | Texas Instruments Inc | Stock-Tech | 0.74% | +0.68% | NEW | |
| 34 | XOM | Exxon Mobil CORP | Stock-Energy | 0.73% | +0.76% | NEW | |
| 35 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.73% | +0.76% | NEW | |
| 36 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.73% | — | +104.92% | |
| 37 | INGR | Ingredion Inc | Stock-Consumer Staples | 0.71% | +0.73% | NEW | |
| 38 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.71% | — | +5.98% | |
| 39 | PAG | Penske Automotive Group Inc | Stock-Consumer Disc | 0.70% | +0.65% | NEW | |
| 40 | ACT | Enact Holdings Inc | Stock-Other | 0.69% | +0.71% | NEW | |
| 41 | CI | THE Cigna Group | Stock-Healthcare | 0.68% | +0.69% | NEW | |
| 42 | GD | General Dynamics CORP | Stock-Industrials | 0.66% | +0.63% | NEW | |
| 43 | CRM | Salesforce Inc | Stock-Tech | 0.63% | — | +2.41% | |
| 44 | ✓ | Listed Fd Tr | Stock-Other | 0.63% | — | +3.48% | |
| 45 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.62% | +0.68% | NEW | |
| 46 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.62% | +0.70% | NEW | |
| 47 | BR | Broadridge Financial Solutio | Stock-Tech | 0.60% | +0.71% | NEW | |
| 48 | NFLX | Netflix Inc | Stock-Comm Services | 0.58% | +0.74% | NEW | |
| 49 | CME | Cme Group Inc | Stock-Financials | 0.57% | +0.73% | NEW | |
| 50 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.57% | — | -1.31% |
According to official SEC Form 13F filings, Sheaff Brock Investment Advisors, LLC reported a total U.S. public equity portfolio value of $1.1B across 455 disclosed positions in Q3 2024.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including AAPL, NVDA, LLY) accounted for 26.2% of total reported equity market value during Q3 2024.
During Q3 2024, Sheaff Brock Investment Advisors, LLC's top holdings by market value included AAPL (11.1%)、NVDA (7.3%)、LLY (2.5%). The largest single position, AAPL, represented 11.1% of total portfolio value.
In Q3 2024, Sheaff Brock Investment Advisors, LLC made 0 total portfolio adjustments, initiating 0 new buys, adding to 0 positions, trimming 0 holdings, and fully liquidating 0 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.