CIK: 0001008930
Total reported value
$500.7M
Reporting period: 2014-12-31 · Number of holdings: 4186
Shapiro Robert N disclosed 4186 holdings in its latest 13F filing for the period ending 2014-12-31, with total reported value of $500.7M and a quarterly turnover rate of 18.9%.
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Shapiro Robert N's disclosed holdings carry a Herfindahl concentration index of 0.009 — mathematically equivalent to about 110 equally-sized positions, well below its 4186 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.66), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 38% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add VOO
+92.0% $4.5M
Trim VEA
-41.9% -$4.1M
Add VEU
+228.2% $2.1M
Trim VYM
-20.2% -$2.5M
Trim SLB
-11.6% -$2.1M
Trim SUSA
-46.6% -$1.8M
Showing top 200 holdings (of 4186 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | XOM | Exxon Mobil CORP | Stock-Energy | 3.34% | — | +0.01% | |
| 2 | EFA | Ishares Msci Eafe ETF | ETF-Other | 2.50% | -0.12% | -4.43% | |
| 3 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 2.38% | -0.36% | -20.21% | |
| 4 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 2.17% | — | -3.62% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 1.92% | — | -4.07% | |
| 6 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.80% | — | -4.69% | |
| 7 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.79% | +0.94% | +92.00% | |
| 8 | IBM | Intl Business Machines CORP | Stock-Tech | 1.71% | -0.28% | -3.16% | |
| 9 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.67% | -0.02% | -4.45% | |
| 10 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.48% | -0.03% | -10.55% | |
| 11 | AAPL | Apple INC | Stock-Tech | 1.46% | — | -11.24% | |
| 12 | IRWD | Ironwood Pharmaceuticals INC | Stock-Other | 1.42% | +0.22% | -4.18% | |
| 13 | PFE | Pfizer INC | Stock-Healthcare | 1.40% | — | -5.15% | |
| 14 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.35% | +0.15% | -1.32% | |
| 15 | MMM | 3m Co | Stock-Industrials | 1.34% | — | -11.83% | |
| 16 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 1.28% | +0.14% | -7.43% | |
| 17 | VB | Vanguard Small-cap ETF | ETF-Other | 1.25% | +0.14% | +1.79% | |
| 18 | CNI | Canadian Natl Railway Co | Stock-Industrials | 1.22% | — | -1.09% | |
| 19 | SLB | Slb LTD | Stock-Energy | 1.19% | -0.34% | -11.60% | |
| 20 | GIS | General Mills INC | Stock-Consumer Staples | 1.13% | — | -0.38% | |
| 21 | CVX | Chevron CORP | Stock-Energy | 1.10% | -0.03% | -1.45% | |
| 22 | NEE | Nextera Energy INC | Stock-Utilities | 1.02% | +0.14% | -2.39% | |
| 23 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 1.01% | -0.72% | -41.92% | |
| 24 | PEP | Pepsico INC | Stock-Consumer Staples | 0.98% | — | -2.44% | |
| 25 | ADP | Automatic Data Processing | Stock-Tech | 0.94% | — | -1.57% | |
| 26 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 0.94% | — | -3.08% | |
| 27 | RTN1USD | Raytheon Company | Stock-Other | 0.94% | — | -3.57% | |
| 28 | AXP | American Express Co | Stock-Financials | 0.91% | -0.04% | -13.90% | |
| 29 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.86% | -0.04% | -14.79% | |
| 30 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 0.77% | — | -5.56% | |
| 31 | APD | Air Products & Chemicals INC | Stock-Materials | 0.74% | — | -1.52% | |
| 32 | CSCO | Cisco Systems INC | Stock-Tech | 0.74% | — | -5.43% | |
| 33 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.73% | — | -5.03% | |
| 34 | INTC | Intel CORP | Stock-Tech | 0.68% | — | -5.51% | |
| 35 | CB | Chubb Limited | Stock-Financials | 0.65% | — | -4.70% | |
| 36 | ACN | Accenture plc | Stock-Tech | 0.65% | — | -9.54% | |
| 37 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.64% | -0.05% | -15.48% | |
| 38 | WFC | Wells Fargo & Co | Stock-Financials | 0.64% | — | -12.10% | |
| 39 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.63% | — | -9.14% | |
| 40 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.62% | +0.43% | +228.20% | |
| 41 | POT1EUR | Potash CORP Of Saskatchewan | Stock-Other | 0.61% | — | -9.66% | |
| 42 | ABBV | Abbvie INC | Stock-Healthcare | 0.60% | — | -4.54% | |
| 43 | UTXZ | United Tech CORP | Stock-Other | 0.59% | — | -12.87% | |
| 44 | OMC | Omnicom Group | Stock-Comm Services | 0.58% | +0.26% | +54.67% | |
| 45 | BNY | Bank Of New York Mellon CORP | Stock-Financials | 0.57% | — | -12.26% | |
| 46 | ROP | Roper Technologies INC | Stock-Tech | 0.55% | — | -10.04% | |
| 47 | VZ | Verizon Communications INC | Stock-Comm Services | 0.51% | — | -6.79% | |
| 48 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.51% | — | -7.31% | |
| 49 | ✓ | Stock-Other | 0.51% | — | -6.37% | ||
| 50 | WBA | Walgreens Boots Alliance INC | Stock-Other | 0.50% | +0.50% | NEW |
Not enough priced holdings yet to compute performance
Shapiro Robert N's most significant position changes for 2014-12-31: Sold out: ; New buy: Walgreens Boots Alliance INC (WBA); New buy: Alibaba Group Holding-sp Adr (BABA); Sold out: Johnson Controls Internation (JCI); New buy: Tyco International LTD.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | +0.9% | +92.00% | Add |
| 2 | VEU | Vanguard Ftse All-world Ex-u | +0.4% | +228.20% | Add |
| 3 | OMC | Omnicom Group | +0.3% | +54.67% | Add |
| 4 | EQT | Eqt CORP | +0.2% | +5189.33% | Add |
| 5 | IRWD | Ironwood Pharmaceuticals INC | +0.2% | -4.18% | Trim |
| 6 | BRK-B | Berkshire Hathaway Inc-cl B | +0.2% | -1.32% | Trim |
| 7 | NEE | Nextera Energy INC | +0.1% | -2.39% | Trim |
| 8 | VB | Vanguard Small-cap ETF | +0.1% | +1.79% | Add |
| 9 | BMY | Bristol-myers Squibb Co | +0.1% | -7.43% | Trim |
| 10 | KMI | Kinder Morgan INC | +0.1% | +693.23% | Add |
| 11 | OGCP | Empire State Realty Op-s60 | +0.1% | +100.01% | Add |
| 12 | AEP | American Electric Power Company, Inc. | — | -3.62% | Trim |
| 13 | JNJ | Johnson & Johnson | 0% | -4.45% | Trim |
| 14 | JPM | Jpmorgan Chase & Co | 0% | -10.55% | Trim |
| 15 | CVX | Chevron CORP | 0% | -1.45% | Trim |
| 16 | DIS | Walt Disney Co/the | 0% | -14.79% | Trim |
| 17 | AXP | American Express Co | 0% | -13.90% | Trim |
| 18 | IVV | Ishares Core S&p 500 ETF | -0.1% | -15.48% | Trim |
| 19 | ✓ | -0.1% | -19.88% | Trim | |
| 20 | EL | Estee Lauder Companies-cl A | -0.1% | -22.91% | Trim |
| 21 | SNDK | Sandisk Corporation | -0.1% | -16.50% | Trim |
| 22 | DVN | Devon Energy CORP | -0.1% | -9.10% | Trim |
| 23 | DOV | Dover CORP | -0.1% | -15.18% | Trim |
| 24 | FTI | TechnipFMC plc | -0.1% | -19.87% | Trim |
| 25 | BA | Boeing Co/the | -0.1% | -24.76% | Trim |
| 26 | EOG | Eog Resources INC | -0.1% | -20.21% | Trim |
| 27 | EFA | Ishares Msci Eafe ETF | -0.1% | -4.43% | Trim |
| 28 | 9990302D | Apache CORP | -0.2% | -83.51% | Trim |
| 29 | GNRC | Generac Holdings INC | -0.2% | -99.66% | Trim |
| 30 | PXDEUR | Pioneer Natural Resources Co | -0.2% | -99.66% | Trim |
| 31 | DSI | Ishares Esg Msci Kld 400 ETF | -0.2% | -47.30% | Trim |
| 32 | RRC | Range Resources CORP | -0.3% | -81.92% | Trim |
| 33 | IBM | Intl Business Machines CORP | -0.3% | -3.16% | Trim |
| 34 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.3% | -94.19% | Trim |
| 35 | SUSA | Ishares Esg Optimized Msci U | -0.3% | -46.63% | Trim |
| 36 | SLB | Slb LTD | -0.3% | -11.60% | Trim |
| 37 | VYM | Vanguard High Dvd Yield ETF | -0.4% | -20.21% | Trim |
| 38 | VEA | Vanguard Ftse Developed ETF | -0.7% | -41.92% | Trim |
| 39 | ✓ | — | EXIT | Sold out | |
| 40 | WBA | Walgreens Boots Alliance INC | — | NEW | New buy |
| 41 | BABA | Alibaba Group Holding-sp Adr | — | NEW | New buy |
| 42 | JCI | Johnson Controls Internation | — | EXIT | Sold out |
| 43 | ✓ | Tyco International LTD | — | NEW | New buy |
| 44 | AR | Antero Resources CORP | — | EXIT | Sold out |
| 45 | CMCSA | Comcast Corporation | — | NEW | New buy |
| 46 | CDK | Cdk Global INC | — | NEW | New buy |
| 47 | CDW | Cdw Corp/de | — | NEW | New buy |
| 48 | VSS | Vanguard Ftse All Wo X-us Sc | — | NEW | New buy |
| 49 | KMI | Kinder Morgan, Inc. | — | EXIT | Sold out |
| 50 | ✓ | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2014-12-31 | 2015-02-19 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-21 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-09-11 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-06-18 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-06 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-19 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-08 | 13F-HR | View on EDGAR |
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