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Rothschild & Co Asset Management US Inc. Historical SEC 13F Holdings & Archive (Q4 2022)
Rothschild & Co Asset Management US Inc.CIK: 0000071259
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$6.6B
Reporting period: 2022-12-31 · Number of holdings: 255
ROTHSCHILD & CO ASSET MANAGEMENT US INC. disclosed 255 holdings in its latest 13F filing for the period ending 2022-12-31, with total reported value of $6.6B and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 4.83
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 48.04
- Diversification
- 100
- Sizing Uniformity
- 85.56
Rothschild & Co Asset Management US Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.012 — mathematically equivalent to about 83 equally-sized positions, well below its 255 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.44), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 49% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 255 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | XOM | Exxon Mobil CORP | Stock-Energy | 3.33% | — | +1.48% | |
| 2 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.65% | — | +1.89% | |
| 3 | BAC | Bank Of America CORP | Stock-Financials | 2.28% | — | +1.85% | |
| 4 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 2.12% | — | +2.07% | |
| 5 | COP | Conocophillips | Stock-Energy | 1.97% | — | -17.40% | |
| 6 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.93% | — | +2.94% | |
| 7 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 1.76% | — | +1.38% | |
| 8 | SCHW | Schwab (charles) CORP | Stock-Financials | 1.76% | — | -7.84% | |
| 9 | SLB | Slb LTD | Stock-Energy | 1.71% | — | +2.16% | |
| 10 | PWR | Quanta Services Inc | Stock-Industrials | 1.69% | — | -8.69% | |
| 11 | NOC | Northrop Grumman CORP | Stock-Industrials | 1.63% | — | +1.48% | |
| 12 | DUK | Duke Energy CORP | Stock-Utilities | 1.63% | — | +8.13% | |
| 13 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 1.62% | — | +2.02% | |
| 14 | BLKCHF | Blackrock Inc | Stock-Other | 1.59% | — | +2.27% | |
| 15 | HIG | Hartford Insurance Group Inc | Stock-Financials | 1.59% | — | +1.89% | |
| 16 | MSFT | Microsoft CORP | Stock-Tech | 1.58% | — | +1.17% | |
| 17 | BSX | Boston Scientific CORP | Stock-Healthcare | 1.57% | — | +81.79% | |
| 18 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.55% | — | +1.36% | |
| 19 | APD | Air Products & Chemicals Inc | Stock-Materials | 1.54% | — | +2.04% | |
| 20 | COR | Cencora Inc | Stock-Healthcare | 1.54% | — | +1.59% | |
| 21 | WFC | Wells Fargo & Co | Stock-Financials | 1.53% | — | +1.62% | |
| 22 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.53% | — | -13.05% | |
| 23 | PH | Parker Hannifin CORP | Stock-Industrials | 1.50% | — | +1.46% | |
| 24 | CAT | Caterpillar Inc | Stock-Industrials | 1.45% | — | +1.98% | |
| 25 | ABBV | Abbvie Inc | Stock-Healthcare | 1.41% | — | +1.71% | |
| 26 | AMT | American Tower CORP | Stock-Real Estate | 1.37% | — | +33.66% | |
| 27 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.37% | — | +20.12% | |
| 28 | XEL | Xcel Energy Inc | Stock-Utilities | 1.34% | — | +3.45% | |
| 29 | PLD | Prologis Inc | Stock-Real Estate | 1.33% | — | +2.37% | |
| 30 | PYPL | Paypal Holdings Inc | Stock-Financials | 1.27% | — | +2495.82% | |
| 31 | MLM | Martin Marietta Materials | Stock-Materials | 1.27% | — | +2.22% | |
| 32 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 1.25% | — | +2.05% | |
| 33 | MSI | Motorola Solutions Inc | Stock-Tech | 1.24% | — | +2.17% | |
| 34 | STT | State Street CORP | Stock-Financials | 1.13% | — | +2.57% | |
| 35 | CSX | Csx CORP | Stock-Industrials | 1.13% | — | +2.37% | |
| 36 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.05% | — | +4.47% | |
| 37 | TGT | Target CORP | Stock-Consumer Disc | 1.05% | — | +2.05% | |
| 38 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.99% | — | +1.90% | |
| 39 | TXT | Textron Inc | Stock-Industrials | 0.98% | — | -18.03% | |
| 40 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 0.97% | — | +2.49% | |
| 41 | NEE | Nextera Energy Inc | Stock-Utilities | 0.97% | — | +17.26% | |
| 42 | FOXA | Fox CORP - Class A | Stock-Comm Services | 0.95% | — | +18.23% | |
| 43 | TSN | Tyson Foods Inc-cl A | Stock-Consumer Staples | 0.93% | — | +1.22% | |
| 44 | CVS | Cvs Health CORP | Stock-Healthcare | 0.93% | — | +3.91% | |
| 45 | GM | General Motors Co | Stock-Consumer Disc | 0.89% | — | +1.82% | |
| 46 | MU | Micron Technology Inc | Stock-Tech | 0.75% | — | +2.37% | |
| 47 | EOG | Eog Resources Inc | Stock-Energy | 0.75% | — | +3.69% | |
| 48 | LUV | Southwest Airlines Co | Stock-Industrials | 0.73% | — | +1.55% | |
| 49 | ✓ | Horizon Therapeutics PLC | Stock-Other | 0.70% | — | -5.83% | |
| 50 | ON | On Semiconductor | Stock-Tech | 0.70% | — | -1.37% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+4.2%
Performance Last 4 Quarters
+30.5%
- Stdev
- +13.3%
- Beta
- +0.9
- Alpha
- +2.5%
- Max Drawdown
- -9.6%
- Annualized Perf
- +21.4%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +2.98
- Stutzer
- +0.44
- Treynor
- +0.23
- Sterling
- +1.31
- Calmar
- +2.24
- Information Ratio
- +0.06
- Tracking Error
- +6.6%
- Stdev Down
- +6.8%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +38.3%
- Worst 12 Months
- +3.6%
- Efficiency Ratio
- +0.61
- Sharpe
- +1.54
- Stdev Sectors
- +7.4%
- Skewness
- -0.29
- Kurtosis
- -0.58
- Upside Potential
- +4.63
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2022 Q4 | 255 | $6.6B | 0 | ||
| 2022 Q3 | 257 | $5.8B | 0 | ||
| 2022 Q2 | 264 | $6.5B | 0 | ||
| 2022 Q1 | 266 | $7.8B | 0 | ||
| 2021 Q4 | 275 | $8.5B | 0 | ||
| 2021 Q3 | 271 | $8.1B | 0 | ||
| 2021 Q2 | 271 | $8.4B | 98 | ||
| 2021 Q1 | 271 | $8.1B | 31 | ||
| 2020 Q4 | 287 | $7.8B | 58 | ||
| 2020 Q3 | 297 | $5.6B | 33 | ||
| 2020 Q2 | 315 | $6.8B | 38 | ||
| 2020 Q1 | 328 | $6.4B | 54 | ||
| 2019 Q4 | 350 | $9.6B | 21 | ||
| 2019 Q3 | 349 | $9.2B | 18 | ||
| 2019 Q2 | 351 | $9.4B | 27 | ||
| 2019 Q1 | 363 | $9.3B | 29 | ||
| 2018 Q4 | 368 | $8.3B | 35 | ||
| 2018 Q3 | 368 | $9.7B | 24 | ||
| 2018 Q2 | 371 | $9.3B | 24 | ||
| 2018 Q1 | 353 | $9.0B | 24 | ||
| 2017 Q4 | 344 | $9.5B | 21 | ||
| 2017 Q3 | 339 | $9.1B | 28 | ||
| 2017 Q2 | 563 | $8.9B | 25 | ||
| 2017 Q1 | 567 | $8.7B | 27 | ||
| 2016 Q4 | 540 | $7.9B | 47 | ||
| 2016 Q3 | 527 | $5.8B | 32 | ||
| 2016 Q2 | 557 | $5.5B | 36 | ||
| 2016 Q1 | 510 | $5.3B | 34 | ||
| 2015 Q4 | 517 | $5.5B | 32 | ||
| 2015 Q3 | 342 | $5.1B | 25 | ||
| 2015 Q2 | 341 | $5.4B | 27 | ||
| 2015 Q1 | 334 | $5.3B | 27 | ||
| 2014 Q4 | 346 | $5.0B | 32 | ||
| 2014 Q3 | 345 | $4.7B | 29 | ||
| 2014 Q2 | 350 | $4.9B | 31 | ||
| 2014 Q1 | 360 | $4.5B | 38 | ||
| 2013 Q4 | 363 | $4.5B | 31 | ||
| 2013 Q3 | 365 | $4.6B | 39 | ||
| 2013 Q2 | 366 | $4.3B | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Rothschild & Co Asset Management US Inc. and what type of investor is it?
Rothschild & Co Asset Management US Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2022-12-31), the firm manages a tracked equity portfolio valued at approximately $6.6B, spread across 255 disclosed positions.
What are Rothschild & Co Asset Management US Inc.'s largest equity positions?
Based on the latest 13F filing, Rothschild & Co Asset Management US Inc.'s top holdings by market value are:
1. Exxon Mobil CORP (XOM) — $218.8M (3.3%)
2. Jpmorgan Chase & Co (JPM) — $174.5M (2.6%)
3. Bank Of America CORP (BAC) — $150.0M (2.3%)
4. Thermo Fisher Scientific Inc (TMO) — $139.5M (2.1%)
5. Conocophillips (COP) — $129.9M (2.0%)
What changes did Rothschild & Co Asset Management US Inc. make in its most recent portfolio filing?
No notable portfolio changes were recorded for Rothschild & Co Asset Management US Inc. in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Rothschild & Co Asset Management US Inc. focus on?
Rothschild & Co Asset Management US Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 26.1%
• Financials: 21.5%
• Energy: 11.6%
• Communication Services: 11.5%
• Information Technology: 8.4%
• Consumer Discretionary: 7.0%
Investment Profile
Rothschild & Co Asset Management US Inc. returned an annualized 21.4% over the trailing 36 months — outperforming the S&P 500 by 2.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.90 (less volatile than the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
It has added to its BSX position over the past two quarters (+$58.5M, now $103.0M), while trimming BAX over the same stretch (-$53.7M, still holding $28.0M).
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