SC
Schafer Cullen Capital Management Inc Historical SEC 13F Holdings & Archive (Q1 2021)
Schafer Cullen Capital Management IncCIK: 0001056593
Diversified strategyHigh-turnover traderContrarian
Total reported value
$490.6M
Reporting period: 2021-03-31 · Number of holdings: 58
Schafer Cullen Capital Management Inc disclosed 58 holdings in its latest 13F filing for the period ending 2021-03-31, with total reported value of $490.6M and a quarterly turnover rate of 174.3%.
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Personality snowflake
- Concentration
- 8.81
- Portfolio Stability
- 100
- Momentum
- 0
- Sector conviction
- 47.84
- Diversification
- 100
- Sizing Uniformity
- 94.69
Schafer Cullen Capital Management Inc's disclosed holdings carry a Herfindahl concentration index of 0.022 — mathematically equivalent to about 45 equally-sized positions, close to its 58 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.53), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 51% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd JPM
-89.8% -$159.9M
Add RTX
-86.8% -$101.9M
Add JNJ
-91.0% -$142.2M
Add T
-88.6% -$95.6M
Add TGT
-90.3% -$123.5M
Add GPC
-90.0% -$100.4M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JPM | Jpmorgan Chase & Co | Stock-Financials | 4.54% | +1.84% | -89.79% | |
| 2 | JNJ | Johnson & Johnson | Stock-Healthcare | 3.76% | +1.38% | -91.04% | |
| 3 | RTX | Rtx CORP | Stock-Industrials | 3.47% | +1.71% | -86.76% | |
| 4 | TGT | Target CORP | Stock-Consumer Disc | 3.07% | +1.02% | -90.33% | |
| 5 | NEE | Nextera Energy Inc | Stock-Utilities | 2.75% | +0.42% | -91.25% | |
| 6 | JNJ | Johnson & Johnson | Stock-Healthcare | 2.75% | +0.50% | -91.50% | |
| 7 | MS | Morgan Stanley | Stock-Financials | 2.72% | +0.33% | -92.69% | |
| 8 | GPC | Genuine Parts Co | Stock-Consumer Disc | 2.67% | +0.99% | -89.99% | |
| 9 | T | At&t Inc | Stock-Comm Services | 2.65% | +1.04% | -88.63% | |
| 10 | PM | Philip Morris International | Stock-Consumer Staples | 2.64% | +0.64% | -91.04% | |
| 11 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 2.61% | -0.32% | -92.83% | |
| 12 | BAC | Bank Of America CORP | Stock-Financials | 2.58% | +0.61% | -92.56% | |
| 13 | CB | Chubb Limited | Stock-Financials | 2.50% | +0.09% | -92.66% | |
| 14 | BCE | Bce Inc | Stock-Comm Services | 2.44% | -0.08% | -93.32% | |
| 15 | SIEGY | Siemens Ag-spons Adr | Stock-Other | 2.32% | -0.11% | -93.94% | |
| 16 | CSCO | Cisco Systems Inc | Stock-Tech | 2.30% | +0.68% | -91.08% | |
| 17 | INTC | Intel CORP | Stock-Tech | 2.26% | +0.41% | -93.07% | |
| 18 | CVX | Chevron CORP | Stock-Energy | 2.26% | +0.50% | -92.48% | |
| 19 | TFC | Truist Financial CORP | Stock-Financials | 2.20% | +0.48% | -92.36% | |
| 20 | MMM | 3m Co | Stock-Industrials | 2.20% | +0.71% | -90.24% | |
| 21 | PFE | Pfizer Inc | Stock-Healthcare | 1.96% | +0.07% | -92.35% | |
| 22 | UL | Unilever PLC | Stock-Consumer Staples | 1.94% | -0.28% | -93.11% | |
| 23 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 1.92% | +0.59% | -91.14% | |
| 24 | KMB | Kimberly-clark CORP | Stock-Consumer Staples | 1.90% | +0.50% | -90.42% | |
| 25 | WELL | Welltower Inc | Stock-Real Estate | 1.85% | +0.25% | -92.43% | |
| 26 | AVGO | Broadcom Inc | Stock-Tech | 1.80% | +0.09% | -92.78% | |
| 27 | MDT | Medtronic plc | Stock-Healthcare | 1.78% | -0.19% | -93.47% | |
| 28 | DUK | Duke Energy CORP | Stock-Utilities | 1.74% | +0.22% | -92.10% | |
| 29 | MRK | Merck & Co. Inc. | Stock-Healthcare | 1.72% | -0.08% | -92.66% | |
| 30 | DOC | Healthpeak Properties Inc | Stock-Real Estate | 1.70% | +0.31% | -91.49% | |
| 31 | C | Citigroup Inc | Stock-Financials | 1.59% | +0.27% | -92.60% | |
| 32 | GD | General Dynamics CORP | Stock-Industrials | 1.51% | +0.47% | -91.35% | |
| 33 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.41% | +0.34% | -91.30% | |
| 34 | UPS | United Parcel Service-cl B | Stock-Industrials | 1.40% | +0.24% | -91.28% | |
| 35 | DEO | Diageo Plc-sponsored Adr | Stock-Consumer Staples | 1.40% | +0.06% | -92.67% | |
| 36 | XOM | Exxon Mobil CORP | Stock-Energy | 1.38% | +0.10% | -94.22% | |
| 37 | DOW | Dow Inc | Stock-Materials | 1.35% | +0.04% | -93.46% | |
| 38 | MO | Altria Group Inc | Stock-Consumer Staples | 1.33% | +0.31% | -92.37% | |
| 39 | TRV | Travelers Cos Inc/the | Stock-Financials | 1.29% | +0.20% | -91.98% | |
| 40 | COP | Conocophillips | Stock-Energy | 1.29% | +0.24% | -93.29% | |
| 41 | ✓ | BNP Paribas SA | Stock-Other | 1.13% | — | +369.26% | |
| 42 | TM | Toyota Motor CORP -spon Adr | Stock-Consumer Disc | 1.11% | +0.30% | -90.16% | |
| 43 | ✓ | Cie de Saint-Gobain | Stock-Other | 1.09% | — | +732.45% | |
| 44 | TTEN | Totalenergies Se -spon Adr | Stock-Other | 1.08% | — | -89.07% | |
| 45 | MSFT | Microsoft CORP | Stock-Tech | 1.08% | +0.17% | -91.87% | |
| 46 | ✓ | Zurich Insurance Group AG | Stock-Other | 0.98% | — | — | |
| 47 | WBA | Walgreens Boots Alliance Inc | Stock-Other | 0.94% | -0.06% | -95.04% | |
| 48 | ✓ | Smurfit Kappa PLC Dublin | Stock-Other | 0.80% | — | +279.82% | |
| 49 | ✓ | Denka Company Ltd. | Stock-Other | 0.73% | — | +441.21% | |
| 50 | ✓ | Quanta Computer Inc Twd 10.0 | Stock-Other | 0.69% | — | — |
1–50 of 58
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2021 Q1 | 58 | $490.6M | 100 | ||
| 2020 Q4 | 258 | $6.7B | 20 | ||
| 2020 Q3 | 228 | $6.4B | 16 | ||
| 2020 Q2 | 222 | $6.5B | 25 | ||
| 2020 Q1 | 218 | $6.0B | 47 | ||
| 2019 Q4 | 240 | $8.5B | 18 | ||
| 2019 Q3 | 231 | $8.3B | 13 | ||
| 2019 Q2 | 224 | $8.5B | 29 | ||
| 2019 Q1 | 225 | $6.8B | 17 | ||
| 2018 Q4 | 240 | $6.5B | 27 | ||
| 2018 Q3 | 230 | $7.7B | 13 | ||
| 2018 Q2 | 239 | $7.7B | 14 | ||
| 2018 Q1 | 246 | $8.3B | 17 | ||
| 2017 Q4 | 262 | $8.6B | 11 | ||
| 2017 Q3 | 276 | $8.3B | 16 | ||
| 2017 Q2 | 279 | $8.0B | 10 | ||
| 2017 Q1 | 279 | $7.8B | 13 | ||
| 2016 Q4 | 291 | $7.4B | 24 | ||
| 2016 Q3 | 299 | $8.3B | 13 | ||
| 2016 Q2 | 281 | $8.2B | 9 | ||
| 2016 Q1 | 286 | $8.2B | 17 | ||
| 2015 Q4 | 308 | $8.4B | 17 | ||
| 2015 Q3 | 313 | $8.7B | 23 | ||
| 2015 Q2 | 310 | $9.7B | 12 | ||
| 2015 Q1 | 310 | $10.1B | 30 | ||
| 2014 Q4 | 322 | $7.9B | 32 | ||
| 2014 Q3 | 323 | $10.5B | 10 | ||
| 2014 Q2 | 336 | $10.8B | 14 | ||
| 2014 Q1 | 322 | $10.3B | 22 | ||
| 2013 Q4 | 343 | $10.1B | 15 | ||
| 2013 Q3 | 333 | $9.1B | 15 | ||
| 2013 Q2 | 326 | $8.4B | 0 |
Holding changes this quarter
Schafer Cullen Capital Management Inc's most significant position changes for 2021-03-31: Sold out: Vale Sa-sp Adr (VALE); Sold out: Enel Spa - Unspon Adr (ENLAY); Sold out: Zurich Insurance Group-adr (ZURVY); Sold out: Iberdrola Sa-sponsored Adr (IBDRY); Sold out: Smurfit Westrock Plc (SW).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | JPM | Jpmorgan Chase & Co | +1.8% | -89.79% | Trim |
| 2 | RTX | Rtx CORP | +1.7% | -86.76% | Trim |
| 3 | JNJ | Johnson & Johnson | +1.4% | -91.04% | Trim |
| 4 | T | At&t Inc | +1% | -88.63% | Trim |
| 5 | TGT | Target CORP | +1% | -90.33% | Trim |
| 6 | GPC | Genuine Parts Co | +1% | -89.99% | Trim |
| 7 | MMM | 3m Co | +0.7% | -90.24% | Trim |
| 8 | CSCO | Cisco Systems Inc | +0.7% | -91.08% | Trim |
| 9 | PM | Philip Morris International | +0.6% | -91.04% | Trim |
| 10 | BAC | Bank Of America CORP | +0.6% | -92.56% | Trim |
| 11 | LOW | Lowe's Cos Inc | +0.6% | -91.14% | Trim |
| 12 | JNJ | Johnson & Johnson | +0.5% | -91.50% | Trim |
| 13 | CVX | Chevron CORP | +0.5% | -92.48% | Trim |
| 14 | KMB | Kimberly-clark CORP | +0.5% | -90.42% | Trim |
| 15 | TFC | Truist Financial CORP | +0.5% | -92.36% | Trim |
| 16 | GD | General Dynamics CORP | +0.5% | -91.35% | Trim |
| 17 | NEE | Nextera Energy Inc | +0.4% | -91.25% | Trim |
| 18 | INTC | Intel CORP | +0.4% | -93.07% | Trim |
| 19 | LLY | Eli Lilly & Co | +0.3% | -91.30% | Trim |
| 20 | MS | Morgan Stanley | +0.3% | -92.69% | Trim |
| 21 | DOC | Healthpeak Properties Inc | +0.3% | -91.49% | Trim |
| 22 | MO | Altria Group Inc | +0.3% | -92.37% | Trim |
| 23 | TM | Toyota Motor CORP -spon Adr | +0.3% | -90.16% | Trim |
| 24 | C | Citigroup Inc | +0.3% | -92.60% | Trim |
| 25 | WELL | Welltower Inc | +0.3% | -92.43% | Trim |
| 26 | UPS | United Parcel Service-cl B | +0.2% | -91.28% | Trim |
| 27 | COP | Conocophillips | +0.2% | -93.29% | Trim |
| 28 | DUK | Duke Energy CORP | +0.2% | -92.10% | Trim |
| 29 | TRV | Travelers Cos Inc/the | +0.2% | -91.98% | Trim |
| 30 | MSFT | Microsoft CORP | +0.2% | -91.87% | Trim |
| 31 | XOM | Exxon Mobil CORP | +0.1% | -94.22% | Trim |
| 32 | CB | Chubb Limited | +0.1% | -92.66% | Trim |
| 33 | AVGO | Broadcom Inc | +0.1% | -92.78% | Trim |
| 34 | PFE | Pfizer Inc | +0.1% | -92.35% | Trim |
| 35 | DEO | Diageo Plc-sponsored Adr | +0.1% | -92.67% | Trim |
| 36 | DOW | Dow Inc | 0% | -93.46% | Trim |
| 37 | WBA | Walgreens Boots Alliance Inc | -0.1% | -95.04% | Trim |
| 38 | BCE | Bce Inc | -0.1% | -93.32% | Trim |
| 39 | MRK | Merck & Co. Inc. | -0.1% | -92.66% | Trim |
| 40 | SIEGY | Siemens Ag-spons Adr | -0.1% | -93.94% | Trim |
| 41 | MDT | Medtronic plc | -0.2% | -93.47% | Trim |
| 42 | UL | Unilever PLC | -0.3% | -93.11% | Trim |
| 43 | NVS | Novartis Ag-sponsored Adr | -0.3% | -92.83% | Trim |
| 44 | VALE | Vale Sa-sp Adr | — | EXIT | Sold out |
| 45 | ENLAY | Enel Spa - Unspon Adr | — | EXIT | Sold out |
| 46 | ZURVY | Zurich Insurance Group-adr | — | EXIT | Sold out |
| 47 | IBDRY | Iberdrola Sa-sponsored Adr | — | EXIT | Sold out |
| 48 | SW | Smurfit Westrock Plc | — | EXIT | Sold out |
| 49 | ABBNY | Abb Ltd-spon Adr | — | EXIT | Sold out |
| 50 | BNPQY | BNP Paribas-adr | — | EXIT | Sold out |
Filing History
FAQ
What is Schafer Cullen Capital Management Inc and what type of investor is it?
Schafer Cullen Capital Management Inc is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-03-31), the firm manages a tracked equity portfolio valued at approximately $490.6M, spread across 58 disclosed positions.
What are Schafer Cullen Capital Management Inc's largest equity positions?
Based on the latest 13F filing, Schafer Cullen Capital Management Inc's top holdings by market value are:
1. Jpmorgan Chase & Co (JPM) — $22.3M (4.5%)
2. Johnson & Johnson (JNJ) — $18.4M (3.8%)
3. Rtx CORP (RTX) — $17.0M (3.5%)
4. Target CORP (TGT) — $15.0M (3.1%)
5. Nextera Energy Inc (NEE) — $13.5M (2.8%)
What changes did Schafer Cullen Capital Management Inc make in its most recent portfolio filing?
In the latest quarter, Schafer Cullen Capital Management Inc took a more defensive posture — trimming 43 positions and completely exiting 7 holdings. The largest of these moves: Sold out: Vale Sa-sp Adr (VALE); Sold out: Enel Spa - Unspon Adr (ENLAY); Sold out: Zurich Insurance Group-adr (ZURVY); Sold out: Iberdrola Sa-sponsored Adr (IBDRY); Sold out: Smurfit Westrock Plc (SW)
What sectors does Schafer Cullen Capital Management Inc focus on?
Schafer Cullen Capital Management Inc is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 22.9%
• Financials: 22.6%
• Information Technology: 14.7%
• Consumer Discretionary: 9.9%
• Energy: 9.8%
• Industrials: 9.6%
Investment Profile
Schafer Cullen Capital Management Inc's portfolio is broadly diversified and fast-trading.
Its turnover score has risen from 47 to 100 over the past 4 quarters — a shift toward more active trading.
It has added to its BNP Paribas SA position over the past two quarters (+$4.9M, now $5.6M), while trimming SIEGY over the same stretch (-$170.9M, still holding $11.4M).
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