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Foresters Investment Management Company, Inc. Historical SEC 13F Holdings & Archive (Q3 2019)
Foresters Investment Management Company, Inc.CIK: 0000728079
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$5.0B
Reporting period: 2019-09-30 · Number of holdings: 295
Foresters Investment Management Company, Inc. disclosed 295 holdings in its latest 13F filing for the period ending 2019-09-30, with total reported value of $5.0B and a quarterly turnover rate of 16.8%.
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Personality snowflake
- Concentration
- 2.38
- Portfolio Stability
- 16.79
- Momentum
- 100
- Sector conviction
- 42.94
- Diversification
- 100
- Sizing Uniformity
- 91.27
Foresters Investment Management Company, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.006 — mathematically equivalent to about 168 equally-sized positions, well below its 295 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.87), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 38% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim PFE
-18.8% -$20.2M
Add 32060H508
+18.4% $7.4M
Trim EOG
-87.7% -$11.0M
Add NOC
-3.3% $5.5M
Trim CNC
-23.5% -$13.2M
Trim MRK
-22.5% -$16.7M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 295 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.60% | +0.01% | -13.58% | |
| 2 | VZ | Verizon Communications Inc | Stock-Comm Services | 1.45% | — | -9.03% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 1.35% | — | -5.39% | |
| 4 | BAC | Bank Of America CORP | Stock-Financials | 1.22% | — | -4.82% | |
| 5 | CB | Chubb Limited | Stock-Financials | 1.20% | — | -1.79% | |
| 6 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 1.18% | — | -3.54% | |
| 7 | CVX | Chevron CORP | Stock-Energy | 1.17% | +0.01% | -4.08% | |
| 8 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.17% | — | -9.45% | |
| 9 | MRK | Merck & Co. Inc. | Stock-Healthcare | 1.17% | -0.18% | -22.46% | |
| 10 | MDT | Medtronic plc | Stock-Healthcare | 1.05% | — | -4.91% | |
| 11 | KO | Coca-cola Co/the | Stock-Consumer Staples | 1.05% | — | +3.38% | |
| 12 | T | At&t Inc | Stock-Comm Services | 1.05% | — | -3.76% | |
| 13 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.03% | — | -4.39% | |
| 14 | CSCO | Cisco Systems Inc | Stock-Tech | 1.02% | -0.16% | -13.09% | |
| 15 | WFC | Wells Fargo & Co | Stock-Financials | 1.02% | — | -2.10% | |
| 16 | UTXZ | United Tech CORP | Stock-Other | 1.01% | — | -2.90% | |
| 17 | NOC | Northrop Grumman CORP | Stock-Industrials | 1.01% | +0.20% | -3.27% | |
| 18 | WMT | Walmart Inc | Stock-Consumer Staples | 1.00% | — | -1.41% | |
| 19 | JECUSD | Jacobs Engineering Group Inc | Stock-Other | 1.00% | — | -12.18% | |
| 20 | IR | Ingersoll Rand Inc. | Stock-Industrials | 0.98% | — | -6.73% | |
| 21 | SNPS | Synopsys Inc | Stock-Tech | 0.97% | — | -0.19% | |
| 22 | ✓ | FI Limited Duration High Qual. | Stock-Other | 0.94% | +0.22% | +18.37% | |
| 23 | XOM | Exxon Mobil CORP | Stock-Energy | 0.91% | — | +1.13% | |
| 24 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.90% | — | -3.36% | |
| 25 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.89% | -0.03% | -10.48% | |
| 26 | INTC | Intel CORP | Stock-Tech | 0.86% | -0.02% | -18.43% | |
| 27 | C | Citigroup Inc | Stock-Financials | 0.85% | — | +0.68% | |
| 28 | QCOM | Qualcomm Inc | Stock-Tech | 0.83% | — | +6.12% | |
| 29 | PFE | Pfizer Inc | Stock-Healthcare | 0.82% | -0.29% | -18.84% | |
| 30 | TTWO | Take-two Interactive Softwre | Stock-Comm Services | 0.80% | — | -17.67% | |
| 31 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.80% | -0.10% | -28.51% | |
| 32 | HON | Honeywell International Inc | Stock-Industrials | 0.78% | -0.06% | -13.40% | |
| 33 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 0.78% | -0.14% | -23.11% | |
| 34 | HRC | Hill-rom Holdings Inc | Stock-Other | 0.76% | — | -9.45% | |
| 35 | SNN | Smith & Nephew PLC -spon Adr | Stock-Other | 0.71% | — | -13.54% | |
| 36 | USB | US Bancorp | Stock-Financials | 0.70% | — | -3.67% | |
| 37 | ✓ | FI Fund For Income - I Shares | Stock-Other | 0.69% | — | +4.02% | |
| 38 | BP | Bp Plc-spons Adr | Stock-Energy | 0.67% | — | -0.31% | |
| 39 | PNC | Pnc Financial Services Group | Stock-Financials | 0.66% | — | +2.25% | |
| 40 | CFG | Citizens Financial Group | Stock-Financials | 0.66% | — | -10.30% | |
| 41 | MPC | Marathon Petroleum CORP | Stock-Energy | 0.65% | — | -0.29% | |
| 42 | ABT | Abbott Laboratories | Stock-Healthcare | 0.63% | — | -9.12% | |
| 43 | ✓ | FI Total Return - I Shares | Stock-Other | 0.62% | — | -0.14% | |
| 44 | UNP | Union Pacific CORP | Stock-Industrials | 0.62% | -0.04% | -10.79% | |
| 45 | VLO | Valero Energy CORP | Stock-Energy | 0.62% | — | -2.98% | |
| 46 | LIN | Linde plc | Stock-Materials | 0.62% | — | -2.77% | |
| 47 | CMS | Cms Energy CORP | Stock-Utilities | 0.61% | — | -16.66% | |
| 48 | GDI1EUR | Gardner Denver Holdings Inc | Stock-Other | 0.61% | -0.09% | -4.08% | |
| 49 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.61% | -0.17% | -24.55% | |
| 50 | FRTEUR | Federal Realty Invs Trust | Stock-Other | 0.60% | — | +0.63% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2019 Q3 | 295 | $5.0B | 17 | ||
| 2019 Q2 | 318 | $5.6B | 23 | ||
| 2019 Q1 | 327 | $5.7B | 29 | ||
| 2018 Q4 | 320 | $5.3B | 44 | ||
| 2018 Q3 | 359 | $6.3B | 32 | ||
| 2018 Q2 | 390 | $5.9B | 32 | ||
| 2018 Q1 | 387 | $6.0B | 19 | ||
| 2017 Q4 | 601 | $6.4B | 22 | ||
| 2017 Q3 | 591 | $6.1B | 17 | ||
| 2017 Q2 | 588 | $5.9B | 15 | ||
| 2017 Q1 | 401 | $5.7B | 18 | ||
| 2016 Q4 | 383 | $5.6B | 19 | ||
| 2016 Q3 | 369 | $5.4B | 23 | ||
| 2016 Q2 | 368 | $5.2B | 23 | ||
| 2016 Q1 | 288 | $4.9B | 20 | ||
| 2015 Q4 | 282 | $4.9B | 25 | ||
| 2015 Q3 | 290 | $4.7B | 24 | ||
| 2015 Q2 | 299 | $5.3B | 20 | ||
| 2015 Q1 | 289 | $5.2B | 23 | ||
| 2014 Q4 | 281 | $5.0B | 23 | ||
| 2014 Q3 | 276 | $4.7B | 17 | ||
| 2014 Q2 | 277 | $4.9B | 18 | ||
| 2014 Q1 | 274 | $4.6B | 20 | ||
| 2013 Q4 | 271 | $4.6B | 31 | ||
| 2013 Q3 | 272 | $4.1B | 32 | ||
| 2013 Q2 | 224 | $3.3B | 0 |
Holding changes this quarter
Foresters Investment Management Company, Inc.'s most significant position changes for 2019-09-30: Sold out: FI Floating Rate Fund; New buy: Globe Life Inc (GL); Sold out: Torchmark CORP (TMK); Sold out: Servicenow Inc (NOW); Sold out: Tcf Finl CORP.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | FI Limited Duration High Qual. | +0.2% | +18.37% | Add |
| 2 | NOC | Northrop Grumman CORP | +0.2% | -3.27% | Trim |
| 3 | XLU | St Sr Utl Sl Se Spdr Etf-usd | +0.2% | +36.31% | Add |
| 4 | JPM | Jpmorgan Chase & Co | 0% | -13.58% | Trim |
| 5 | CVX | Chevron CORP | 0% | -4.08% | Trim |
| 6 | INTC | Intel CORP | 0% | -18.43% | Trim |
| 7 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | -10.48% | Trim |
| 8 | UNP | Union Pacific CORP | 0% | -10.79% | Trim |
| 9 | STL | Sterling Bancorp/de | -0.1% | -12.69% | Trim |
| 10 | HON | Honeywell International Inc | -0.1% | -13.40% | Trim |
| 11 | CRL | Charles River Laboratories | -0.1% | -14.60% | Trim |
| 12 | WEC | Wec Energy Group Inc | -0.1% | -31.37% | Trim |
| 13 | AXP | American Express Co | -0.1% | -18.20% | Trim |
| 14 | GDI1EUR | Gardner Denver Holdings Inc | -0.1% | -4.08% | Trim |
| 15 | PNW | Pinnacle West Capital | -0.1% | -37.45% | Trim |
| 16 | ETR | Entergy CORP | -0.1% | -42.00% | Trim |
| 17 | GOOGL | Alphabet Inc-cl A | -0.1% | -28.51% | Trim |
| 18 | IYR | Ishares US Real Estate ETF | -0.1% | -34.07% | Trim |
| 19 | DUK | Duke Energy CORP | -0.1% | -65.59% | Trim |
| 20 | LLY | Eli Lilly & Co | -0.1% | -36.14% | Trim |
| 21 | ETN | Eaton Corporation plc | -0.1% | -35.27% | Trim |
| 22 | ESE | Esco Technologies Inc | -0.1% | -38.91% | Trim |
| 23 | PUMP | Propetro Holding CORP | -0.1% | -49.88% | Trim |
| 24 | PAHC | Phibro Animal Health Corp-a | -0.1% | -12.82% | Trim |
| 25 | DOW | Dow Inc | -0.1% | -68.11% | Trim |
| 26 | TMO | Thermo Fisher Scientific Inc | -0.1% | -23.11% | Trim |
| 27 | CSCO | Cisco Systems Inc | -0.2% | -13.09% | Trim |
| 28 | JNJ | Johnson & Johnson | -0.2% | -24.55% | Trim |
| 29 | TXN | Texas Instruments Inc | -0.2% | -53.14% | Trim |
| 30 | HPQ | Hp Inc | -0.2% | -80.02% | Trim |
| 31 | MRK | Merck & Co. Inc. | -0.2% | -22.46% | Trim |
| 32 | CNC | Centene CORP | -0.2% | -23.46% | Trim |
| 33 | EOG | Eog Resources Inc | -0.2% | -87.74% | Trim |
| 34 | PFE | Pfizer Inc | -0.3% | -18.84% | Trim |
| 35 | ✓ | FI Floating Rate Fund | — | EXIT | Sold out |
| 36 | GL | Globe Life Inc | — | NEW | New buy |
| 37 | TMK | Torchmark CORP | — | EXIT | Sold out |
| 38 | NOW | Servicenow Inc | — | EXIT | Sold out |
| 39 | ✓ | Tcf Finl CORP | — | EXIT | Sold out |
| 40 | TCF | Tcf Financial CORP | — | NEW | New buy |
| 41 | LPX | Louisiana-pacific CORP | — | EXIT | Sold out |
| 42 | AAPL | Apple Inc | — | EXIT | Sold out |
| 43 | ✓ | FI - Tax Exempt Opportunities | — | NEW | New buy |
| 44 | BA | Boeing Co/the | — | EXIT | Sold out |
| 45 | IBB | Ishares Biotechnology ETF | — | EXIT | Sold out |
| 46 | XME | Ss Spdr S&p Metals Mining | — | EXIT | Sold out |
| 47 | MDPUSD | Meredith CORP | — | EXIT | Sold out |
| 48 | XTN | Ss Spdr S&p Transport ETF | — | EXIT | Sold out |
| 49 | LEA | Lear CORP | — | EXIT | Sold out |
| 50 | JBHT | Hunt (jb) Transprt Svcs Inc | — | EXIT | Sold out |
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Filing History
FAQ
What is Foresters Investment Management Company, Inc. and what type of investor is it?
Foresters Investment Management Company, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2019-09-30), the firm manages a tracked equity portfolio valued at approximately $5.0B, spread across 295 disclosed positions.
What are Foresters Investment Management Company, Inc.'s largest equity positions?
Based on the latest 13F filing, Foresters Investment Management Company, Inc.'s top holdings by market value are:
1. Jpmorgan Chase & Co (JPM) — $80.8M (1.6%)
2. Verizon Communications Inc (VZ) — $73.1M (1.4%)
3. Microsoft CORP (MSFT) — $67.9M (1.4%)
4. Bank Of America CORP (BAC) — $61.5M (1.2%)
5. Chubb Limited (CB) — $60.7M (1.2%)
What changes did Foresters Investment Management Company, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Foresters Investment Management Company, Inc. made 50 notable position adjustments: 3 new positions were initiated, 2 existing holdings were added to, 32 positions were partially reduced, and 13 were completely exited. The largest of these moves: Sold out: FI Floating Rate Fund; New buy: Globe Life Inc (GL); Sold out: Torchmark CORP (TMK); Sold out: Servicenow Inc (NOW); Sold out: Tcf Finl CORP
What sectors does Foresters Investment Management Company, Inc. focus on?
Foresters Investment Management Company, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 19.2%
• Information Technology: 16.7%
• Communication Services: 15.9%
• Health Care: 14.6%
• Consumer Staples: 12.7%
• Energy: 9.6%
Investment Profile
Foresters Investment Management Company, Inc.'s portfolio is broadly diversified and long-term-holding.
Its turnover score has fallen from 32 to 17 over the past 4 quarters — a shift toward longer holding periods.
It has added to its NOC position over the past two quarters (+$48.6M, now $50.8M), while trimming INTC over the same stretch (-$28.3M, still holding $43.2M).
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Developer Access
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