CIK: 0001568679
Total reported value
$2.7B
Reporting period: 2019-09-30 · Number of holdings: 1497
RIVERHEAD CAPITAL MANAGEMENT LLC disclosed 1497 holdings in its latest 13F filing for the period ending 2019-09-30, with total reported value of $2.7B and a quarterly turnover rate of 28.2%.
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Riverhead Capital Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.004 — mathematically equivalent to about 243 equally-sized positions, well below its 1497 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.27), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 39% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add MSFT
+11.7% $9.6M
Add T
+72.3% $8.6M
Trim MET
-42.2% -$8.5M
Trim PFE
-18.0% -$7.5M
Trim RHI
-65.1% -$7.2M
Add JNJ
+34.1% $6.9M
Showing top 200 holdings (of 1497 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | Stock-Tech | 2.58% | +0.36% | +11.70% | |
| 2 | AAPL | Apple INC | Stock-Tech | 2.47% | +0.18% | -4.82% | |
| 3 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.30% | +0.26% | +34.14% | |
| 4 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.13% | +0.12% | +21.58% | |
| 5 | MRK | Merck & Co. INC. | Stock-Healthcare | 1.04% | -0.12% | -11.15% | |
| 6 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.00% | +0.16% | +21.52% | |
| 7 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.82% | +0.22% | +21.43% | |
| 8 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.80% | — | +24.00% | |
| 9 | CSCO | Cisco Systems INC | Stock-Tech | 0.74% | +0.12% | +31.24% | |
| 10 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.74% | +0.74% | NEW | |
| 11 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.72% | — | +13.59% | |
| 12 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.70% | +0.14% | +17.56% | |
| 13 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.68% | — | -11.73% | |
| 14 | BA | Boeing Co/the | Stock-Industrials | 0.67% | — | -14.97% | |
| 15 | T | At&t INC | Stock-Comm Services | 0.65% | +0.31% | +72.31% | |
| 16 | WMT | Walmart INC | Stock-Consumer Staples | 0.64% | +0.16% | +23.21% | |
| 17 | HD | Home Depot INC | Stock-Consumer Disc | 0.64% | — | +3.68% | |
| 18 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 0.62% | — | +4.01% | |
| 19 | CVX | Chevron CORP | Stock-Energy | 0.61% | — | +2.29% | |
| 20 | C | Citigroup INC | Stock-Financials | 0.60% | +0.23% | +66.22% | |
| 21 | XOM | Exxon Mobil CORP | Stock-Energy | 0.59% | — | +15.84% | |
| 22 | PFE | Pfizer INC | Stock-Healthcare | 0.59% | -0.27% | -17.97% | |
| 23 | TXN | Texas Instruments INC | Stock-Tech | 0.58% | — | -10.10% | |
| 24 | VZ | Verizon Communications INC | Stock-Comm Services | 0.58% | — | +0.48% | |
| 25 | V | Visa Inc-class A Shares | Stock-Financials | 0.57% | — | +15.75% | |
| 26 | CLX | Clorox Company | Stock-Consumer Staples | 0.57% | — | -4.22% | |
| 27 | MA | Mastercard INC - A | Stock-Financials | 0.56% | — | +10.68% | |
| 28 | BAC | Bank Of America CORP | Stock-Financials | 0.54% | — | +21.93% | |
| 29 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.53% | — | +11.91% | |
| 30 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.52% | +0.17% | +32.13% | |
| 31 | TMO | Thermo Fisher Scientific INC | Stock-Healthcare | 0.51% | — | +1.04% | |
| 32 | AMGN | Amgen INC | Stock-Healthcare | 0.48% | — | +5.60% | |
| 33 | MSI | Motorola Solutions INC | Stock-Tech | 0.48% | — | -5.47% | |
| 34 | AVGO | Broadcom INC | Stock-Tech | 0.48% | — | +21.86% | |
| 35 | BIIB | Biogen INC | Stock-Healthcare | 0.46% | — | -15.51% | |
| 36 | INTC | Intel CORP | Stock-Tech | 0.46% | — | -16.92% | |
| 37 | TGT | Target CORP | Stock-Consumer Disc | 0.46% | — | +1.65% | |
| 38 | CMI | Cummins INC | Stock-Industrials | 0.46% | -0.12% | -16.66% | |
| 39 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.45% | — | -20.82% | |
| 40 | SYY | Sysco CORP | Stock-Consumer Staples | 0.44% | — | +10.34% | |
| 41 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.42% | — | +19.07% | |
| 42 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.42% | +0.16% | +45.79% | |
| 43 | AMAT | Applied Materials INC | Stock-Tech | 0.40% | — | +4.29% | |
| 44 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 0.40% | — | +1.06% | |
| 45 | WLL 1.25 04-01-20 | Whiting Petroleum CORP | Stock-Other | 0.39% | — | +8.81% | |
| 46 | GILD | Gilead Sciences INC | Stock-Healthcare | 0.38% | — | +28.18% | |
| 47 | MET | Metlife INC | Stock-Financials | 0.38% | -0.31% | -42.23% | |
| 48 | XRX | Xerox Holdings CORP | Stock-Industrials | 0.38% | +0.38% | NEW | |
| 49 | PSEC 4.75 04-15-20 | Prospect Capital CORP | Stock-Other | 0.37% | — | — | |
| 50 | ORCL | Oracle CORP | Stock-Tech | 0.37% | — | +35.71% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2019-09-30 | 1497 | $2.7B | 28 | |
| 2019-06-30 | 1518 | $2.7B | 34 | |
| 2019-03-31 | 1489 | $2.5B | 35 | |
| 2018-12-31 | 1487 | $2.2B | 35 | |
| 2018-09-30 | 1558 | $2.8B | 32 | |
| 2018-06-30 | 1542 | $2.5B | 29 | |
| 2018-03-31 | 1542 | $2.4B | 32 | |
| 2017-12-31 | 1541 | $2.4B | 29 | |
| 2017-09-30 | 1534 | $2.1B | 31 | |
| 2017-06-30 | 1531 | $2.0B | 32 | |
| 2017-03-31 | 1515 | $1.8B | 33 | |
| 2016-12-31 | 1495 | $1.6B | 34 | |
| 2016-09-30 | 1461 | $1.6B | 100 | |
| 2016-06-30 | 1434 | $3.1B | 100 | |
| 2016-03-31 | 1437 | $7.1B | 41 | |
| 2015-12-31 | 1334 | $6.9B | 36 | |
| 2015-09-30 | 1215 | $6.3B | 29 | |
| 2015-06-30 | 622 | $6.6B | 20 | |
| 2015-03-31 | 623 | $6.6B | 25 | |
| 2014-12-31 | 624 | $6.6B | 26 | |
| 2014-09-30 | 636 | $5.8B | 27 | |
| 2014-06-30 | 628 | $5.3B | 27 | |
| 2014-03-31 | 634 | $4.6B | 33 | |
| 2013-12-31 | 494 | $3.8B | 45 | |
| 2013-09-30 | 425 | $3.1B | 30 | |
| 2013-06-30 | 442 | $3.0B | 0 |
Riverhead Capital Management LLC's most significant position changes for 2019-09-30: New buy: Ishares Russell 2000 ETF (IWM); New buy: Xerox Holdings CORP (XRX); Sold out: Xerox CORP (XRXCHF); New buy: Service Properties Trust (SVC); Sold out: Hospitality Properties Trust (HPTUSD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | +0.4% | +11.70% | Add |
| 2 | T | At&t INC | +0.3% | +72.31% | Add |
| 3 | JNJ | Johnson & Johnson | +0.3% | +34.14% | Add |
| 4 | C | Citigroup INC | +0.2% | +66.22% | Add |
| 5 | GOOGL | Alphabet Inc-cl A | +0.2% | +21.43% | Add |
| 6 | AAPL | Apple INC | +0.2% | -4.82% | Trim |
| 7 | GOOG | Alphabet Inc-cl C | +0.2% | +32.13% | Add |
| 8 | BMY | Bristol-myers Squibb Co | +0.2% | +45.79% | Add |
| 9 | SYF | Synchrony Financial | +0.2% | +147.68% | Add |
| 10 | WMT | Walmart INC | +0.2% | +23.21% | Add |
| 11 | BRK-B | Berkshire Hathaway Inc-cl B | +0.2% | +21.52% | Add |
| 12 | JPM | Jpmorgan Chase & Co | +0.1% | +17.56% | Add |
| 13 | MCK | Mckesson CORP | +0.1% | +207.13% | Add |
| 14 | ALK | Alaska Air Group INC | +0.1% | +169.19% | Add |
| 15 | NUE | Nucor CORP | +0.1% | +128.84% | Add |
| 16 | AMZN | Amazon.com INC | +0.1% | +21.58% | Add |
| 17 | EL | Estee Lauder Companies-cl A | +0.1% | +62.45% | Add |
| 18 | CSCO | Cisco Systems INC | +0.1% | +31.24% | Add |
| 19 | MU | Micron Technology INC | -0.1% | -51.95% | Trim |
| 20 | GRMN | Garmin Ltd. | -0.1% | -76.83% | Trim |
| 21 | MRK | Merck & Co. INC. | -0.1% | -11.15% | Trim |
| 22 | GLW | Corning INC | -0.1% | -43.11% | Trim |
| 23 | CMI | Cummins INC | -0.1% | -16.66% | Trim |
| 24 | PHM | Pultegroup INC | -0.1% | -54.45% | Trim |
| 25 | SLG2EUR | Sl Green Realty CORP | -0.1% | -66.08% | Trim |
| 26 | BEN | Franklin Resources INC | -0.1% | -70.43% | Trim |
| 27 | DIS | Walt Disney Co/the | -0.1% | -31.47% | Trim |
| 28 | AFL | Aflac INC | -0.2% | -62.41% | Trim |
| 29 | PAYX | Paychex INC | -0.2% | -58.64% | Trim |
| 30 | EXC | Exelon CORP | -0.2% | -37.54% | Trim |
| 31 | DRI | Darden Restaurants INC | -0.2% | -30.13% | Trim |
| 32 | OGE | Oge Energy CORP | -0.2% | -58.05% | Trim |
| 33 | OMC | Omnicom Group | -0.2% | -38.97% | Trim |
| 34 | TXT | Textron INC | -0.2% | -76.42% | Trim |
| 35 | COP | Conocophillips | -0.2% | -31.84% | Trim |
| 36 | ✓ | -0.2% | -85.87% | Trim | |
| 37 | CCL1EUR | Carnival CORP LTD | -0.2% | -71.95% | Trim |
| 38 | ZION | Zions Bancorp NA | -0.2% | -36.17% | Trim |
| 39 | NTAP | Netapp INC | -0.2% | -42.19% | Trim |
| 40 | FFIV | F5 INC | -0.2% | -32.09% | Trim |
| 41 | ALLY | Ally Financial INC | -0.2% | -45.00% | Trim |
| 42 | FTNT | Fortinet INC | -0.2% | -70.91% | Trim |
| 43 | PFE | Pfizer INC | -0.3% | -17.97% | Trim |
| 44 | RHI | Robert Half INC | -0.3% | -65.10% | Trim |
| 45 | MET | Metlife INC | -0.3% | -42.23% | Trim |
| 46 | IWM | Ishares Russell 2000 ETF | — | NEW | New buy |
| 47 | XRX | Xerox Holdings CORP | — | NEW | New buy |
| 48 | XRXCHF | Xerox CORP | — | EXIT | Sold out |
| 49 | SVC | Service Properties Trust | — | NEW | New buy |
| 50 | HPTUSD | Hospitality Properties Trust | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2019-09-30 | 2019-11-13 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-12 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-14 | Amendment | View on EDGAR |
| 2019-03-31 | 2019-05-13 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-13 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-13 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-10 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-08 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-14 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-13 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-10 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-15 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-14 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-10 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-12 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-12 | Amendment | View on EDGAR |
| 2016-03-31 | 2016-05-13 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-11 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-12 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-13 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-12 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-13 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-13 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-06 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-07 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-14 | Amendment | View on EDGAR |
| 2013-12-31 | 2014-02-13 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-13 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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